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arXiv:cond-mat/9805320 · Physical review. B, Condensed matter

Berry phases and pairing symmetry in Holstein-Hubbard polaron systems

Kenji Yonemitsu, J. Zhong, H.-B. Schüttler

Published Jan 1, 1999• 5 citations
arXivHTMLPDF

Abstract

We study the tunneling dynamics of dopant-induced hole polarons that are self-localized by electron-phonon coupling in a two-dimensional antiferromagnet. Our treatment is based on a path-integral formulation of the adiabatic (Born-Oppenheimer) approximation, combined with many-body tight-binding, instanton, constrained lattice dynamics, and many-body exact diagonalization techniques. The applicability and limitations of the adiabatic approximation in polaron tunneling problems are discussed in detail and adiabatic results are compared to exact numerical results for a two-site polaron problem. Our results are mainly based on the Holstein-$\mathrm{tJ}$ and, for comparison, on the Holstein-Hubbard model. We also study the effects of second-neighbor hopping and long-range electron-electron Coulomb repulsion. The polaron tunneling dynamics is mapped onto an effective low-energy Hamiltonian that takes the form of a fermion tight-binding model with occupancy-dependent, predominantly second- and third-neighbor tunneling matrix elements, excluded double occupancy, and effective intersite charge interactions. Antiferromagnetic spin correlations in the original many-electron Hamiltonian are reflected by an attractive contribution to the first-neighbor charge interaction and by Berry phase factors that determine the signs of effective polaron tunneling matrix elements. In the two-polaron case, these phase factors lead to polaron-pair wave functions of either ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$-wave symmetry or p-wave symmetry with zero and nonzero total pair momentum, respectively. Implications for the doping-dependent isotope effect, pseudogap, and ${T}_{c}$ of a superconducting polaron-pair condensate are discussed and compared to observed properties of the cuprate high-${T}_{c}$ materials.

DOI
10.1103/physrevb.59.1444

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We study the tunneling dynamics of dopant-induced hole polarons that are self-localized by electron-phonon coupling in a two-dimensional antiferromagnet. Our treatment is based on a path-integral formulation of the adiabatic (Born-Oppenheimer) approximation, combined with many-body tight-binding, instanton, constrained lattice dynamics, and many-body exact diagonalization techniques. The applicability and limitations of the adiabatic approximation in polaron tunneling problems are discussed in detail and adiabatic results are compared to exact numerical results for a two-site polaron problem. Our results are mainly based on the Holstein-tJ\mathrm{tJ}tJ and, for comparison, on the Holstein-Hubbard model. We also study the effects of second-neighbor hopping and long-range electron-electron Coulomb repulsion. The polaron tunneling dynamics is mapped onto an effective low-energy Hamiltonian that takes the form of a fermion tight-binding model with occupancy-dependent, predominantly second- and third-neighbor tunneling matrix elements, excluded double occupancy, and effective intersite charge interactions. Antiferromagnetic spin correlations in the original many-electron Hamiltonian are reflected by an attractive contribution to the first-neighbor charge interaction and by Berry phase factors that determine the signs of effective polaron tunneling matrix elements. In the two-polaron case, these phase factors lead to polaron-pair wave functions of either dx2\ensuremath−y2{d}_{{x}^{2}\ensuremath{-}{y}^{2}}dx2\ensuremath−y2​-wave symmetry or p-wave symmetry with zero and nonzero total pair momentum, respectively. Implications for the doping-dependent isotope effect, pseudogap, and Tc{T}_{c}Tc​ of a superconducting polaron-pair condensate are discussed and compared to observed properties of the cuprate high-Tc{T}_{c}Tc​ materials.
Polaronic features of dopant-induced charge carriers are manifest in recent experiments on ${\mathrm{La}}_{2\mathrm{\ensuremath{-}}\mathit{x}}$Srx{\mathrm{Sr}}_{\mathit{x}}Srx​CuO4+y{\mathrm{CuO}}_{4+\mathit{y}}CuO4+y​ and ${\mathrm{La}}_{2\mathrm{\ensuremath{-}}\mathit{x}}$Nix{\mathrm{Ni}}_{\mathit{x}}Nix​CuO4+y{\mathrm{CuO}}_{4+\mathit{y}}CuO4+y​. To study the formation of hole (bi)polarons in such systems exhibiting strong Coulomb interactions, the Holstein t-J model is examined by means of a variational diagonalization technqiue for a wide range of phonon frequencies and electron-phonon (EP) couplings on finite square lattices, up to 18 effective sites in size. Including static displacement field, polaron, and squeezing effects, our approach allows for the description of nearly free polarons in the weak-coupling limit as well as for adiabatic Holstein polarons and nonadiabatic Lang-Firsov polarons in the case of strong EP interactions. At low doping levels and low phonon frequencies we demonstrate that antiferromagnetic spin correlations and EP interactions reinforce each other to the effect of lowering the threshold for polaronic self-localization in a strongly distorted lattice. This is contrasted with the nonadiabatic regime, where we observe the formation of Lang-Firsov polarons with moderate polaronic mass enhancement in a nearly undistorted lattice. In the case of two doped holes, the hole binding energy is analyzed in detail and we find that hole binding is enhanced as a dynamical (static) effect of a rather weak (extremely strong) EP interaction for delocalized (self-trapped) polarons. At quarter-filling we notice, in the adiabatic regime, a sequence of transitions as the EP coupling increases from nearly free mobile polarons to a polaronic superlattice and finally to a charge-separated state. The ordering of polarons disappears at higher phonon frequencies.
The evolution of the properties of a finite density electronic system as a function of the electron-phonon coupling is investigated in the Holstein model using the dynamical mean-field theory (DMFT) that becomes exact in infinite dimensions. We compare the spinless fermion case, in which only isolated polarons can be formed, with the spinful model in which the polarons can bind and form bipolarons. In the latter case, the bipolaronic binding occurs within DMFT as a metal-insulator transition. In the adiabatic regime in which the phonon energy is small with respect to the electron hopping we compare numerically exact DMFT results with an analytical scheme inspired by the Born-Oppenheimer procedure. Within the latter approach, a truncation of the phononic Hilbert space leads to a mapping of the original model onto an Anderson spin-fermion model. In the anti-adiabatic regime (where the phonon energy exceeds the electronic scales) the standard treatment based on Lang-Firsov canonical transformation allows one to map the original model on to an attractive Hubbard model in the spinful case. The separate analysis of the two regimes supports the numerical evidence that the presence of well-defined polaronic lattice displacements is not necessarily associated to a metal-insulator transition, which is instead due to pairing between the carriers. The finite-dimensionality effects neglected in DMFT may lead to a finite conductivity in the bipolaronic state which is, however, not always associated with polaronic distortions. At the polaron crossover the Born-Oppenheimer approximation is shown to break down due to the entanglement of the electron-phonon state.
The Holstein Hubbard and Holstein t-J models are studied for a wide range of phonon frequencies, electron-electron, and electron-phonon interaction strengths on finite lattices with up to ten sites by means of direct Lanczos diagonalization. Previously the necessary truncation of the phononic Hilbert space caused serious limitations to either very small systems (four or even two sites) or to weak electron-phonon coupling, in particular in the adiabatic regime. Using parallel computers we were able to investigate the transition from ``large'' to ``small'' polarons in detail. By resolving the low-lying eigenstates of the Hamiltonian and by calculating the spectral function, we can identify a polaron band in the strong-coupling case, whose dispersion deviates from the free-particle dispersion at low and intermediate phonon frequencies. For two electrons (holes) we establish the existence of bipolaronic states and discuss the formation of a bipolaron band. For the two-dimensional Holstein t-J model, we demonstrate that the formation of hole polarons is favored by strong Coulomb correlations. Analyzing hole-hole correlation functions, we find that hole binding is enhanced as a dynamical effect of the electron-phonon interaction. \textcopyright{} 1996 The American Physical Society.
The authors have used an exact diagonalization technique to explore the ground-state phase diagram of the two-dimensional Holstein-t-J model near half filling. The nature of the ground state is analysed, calculating self consistently the local lattice distortions, on-site spin and charge densities, as well as the magnetic structure form factor. They demonstrate that doped holes tend to form hole-polaron or bipolaron states. Compared to that in the uncorrelated model (spinless fermions), the critical electron-phonon coupling strength for the self-trapping transition of the doped charge carriers is considerably reduced by the antiferromagnetic exchange interaction. The relevance to the cuprate superconductors is discussed.
We present exact results for the ground-state properties of the two-dimensional single-hole Peierls t-J model on finite square lattices, up to 18 effective sites in size. Using a Lanczos technique for unrestricted energy minimization with respect to local lattice distortions, we study the competition between intrasite electron-phonon and intersite antiferromagnetic (AFM) exchange coupling on the hole state over a wide range of interaction strengths. The structure of the doping state is examined by calculating local expectation values of spin and electron densities as well as magnetic and charge correlation functions. As the local electron-phonon interaction increases, we find a self-trapping transition from a delocalized hole (polaronlike) state to a mainly localized hole state. Despite a weak lattice distortion the delocalized case has similar properties to the ground state of the pure t-J model, whereas the localized hole state exhibits strong local lattice distortion and a quenched magnetic moment coupled ferromagnetically to an otherwise unperturbed AFM background. Aspects of the phase diagram are discussed.
The isotope effect (IE) in the two-dimensional Hubbard model with Holstein phonons is studied using the dynamical cluster approximation with quantum Monte Carlo. At small electron-phonon (EP) coupling the IE is negligible. For larger EP coupling there is a large and positive IE on the superconducting temperature that decreases with increasing doping. A significant IE also appears in the low-energy density of states, kinetic energy, and charge excitation spectrum. A negligible IE is found in the pseudogap and antiferromagnetic (AF) properties at small doping, whereas the AF susceptibility at intermediate doping increases with decreasing phonon frequency ${\ensuremath{\omega}}_{0}$. This IE stems from increased polaronic effects with decreasing ${\ensuremath{\omega}}_{0}$. A larger IE at smaller doping occurs due to stronger polaronic effects determined by the interplay of the EP interaction with stronger AF correlations. The IE of the Hubbard-Holstein model exhibits many similarities with the IE measured in cuprate superconductors.