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arXiv:cond-mat/9604155 · Physical review. B, Condensed matter

Electrons, pseudoparticles, and quasiparticles in the one-dimensional many-electron problem

J. M. P. Carmelo, A. H. Castro Neto

Published Oct 15, 1996• 4 citations
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Abstract

We generalize the concept of quasiparticle for one-dimensional (1D) interacting electronic systems. The \ensuremath{\uparrow} and \ensuremath{\downarrow} quasiparticles recombine the pseudoparticle colors c and s (charge and spin at zero-magnetic field) and are constituted by one many-pseudoparticle topological-momentum shift and one or two pseudoparticles. These excitations cannot be separated. We consider the case of the Hubbard chain. We show that the low-energy electron-quasiparticle transformation has a singular character which justifies the perturbative and nonperturbative nature of the quantum problem in the pseudoparticle and electronic basis, respectively. This follows from the absence of zero-energy electron-quasiparticle overlap in 1D. The existence of Fermi-surface quasiparticles both in 1D and three dimensional (3D) many-electron systems suggests their existence in quantum liquids in dimensions 1D3. However, whether the electron-quasiparticle overlap can vanish in D>1 or whether it becomes finite as soon as we leave 1D remains an unsolved question. \textcopyright{} 1996 The American Physical Society.

DOI
10.1103/physrevb.54.11230

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We generalize the concept of quasiparticle for one-dimensional (1D) interacting electronic systems. The \ensuremath{\uparrow} and \ensuremath{\downarrow} quasiparticles recombine the pseudoparticle colors c and s (charge and spin at zero-magnetic field) and are constituted by one many-pseudoparticle topological-momentum shift and one or two pseudoparticles. These excitations cannot be separated. We consider the case of the Hubbard chain. We show that the low-energy electron-quasiparticle transformation has a singular character which justifies the perturbative and nonperturbative nature of the quantum problem in the pseudoparticle and electronic basis, respectively. This follows from the absence of zero-energy electron-quasiparticle overlap in 1D. The existence of Fermi-surface quasiparticles both in 1D and three dimensional (3D) many-electron systems suggests their existence in quantum liquids in dimensions 1D3. However, whether the electron-quasiparticle overlap can vanish in D>1 or whether it becomes finite as soon as we leave 1D remains an unsolved question. \textcopyright{} 1996 The American Physical Society.
We find the singular transformation between the electron operator and the pseudoparticle operators for the Hubbard chain. We generalize the concept of quasiparticle to one-dimensional electronic systems which in 1D refers to many-pseudoparticle objects. We obtain explicit results for the electron renormalization factor, self energy, and vertex functions at the Fermi points. We also discuss the possible connection of our results to higher dimensions and explore the possibilities of instabilities in the interacting problem such as the formation of Cooper pairs.
We introduce an operator algebra for the description of the low-energy physics of one-dimensional, integrable, multicomponent quantum liquids. Considering the particular case of the Hubbard chain in a magnetic field and chemical potential, we show that at low energy its Bethe-ansatz solution can be interpreted in terms of a pseudoparticle-operator algebra. Our algebraic approach provides a concise interpretation of, and justification for, several recent studies of low-energy excitations and trasnport which have been based on detailed analyses of specific Bethe-ansatz eigenfunctions and eigenenergies. A central point is that the exact ground state of the interacting many-electron problem is the noninteracting pseudoparticle ground state. Furthermore, in the pseudoparticle basis, the quantum problem becomes perturbative, i.e., the two-pseudoparticle forward-scattering vertices and amplitudes do not diverge, and one can define a many-pseudoparticle perturbation theory. We write the general quantum-liquid Hamiltonian in the pseudoparticle basis and show that the pseudoparticle-perturbation theory leads, in a natural way, to the generalized Landau-liquid approach.
We review the progress in the theory of one-dimensional (ID) Fermi liquids which has occurred over the past decade. The usual Fermi liquid theory, based on a quasi-particle picture, breaks down in one dimension because of the Peierls divergence in the particle-hole bubble, producing anomalous dimensions of operators, and because of charge-spin separation. Both are related to the importance of scattering processes transferring finite momentum. A description of the low-energy properties of gapless 1D quantum systems can be based on the exactly solvable Luttinger model which incorporates these features, and whose correlation functions can be calculated. Special properties of the eigenvalue spectrum, parameterized by one renormalized velocity and one effective coupling constant per degree of freedom, fully describe the physics of this model. Other gapless 1D models share these properties in a low-energy subspace. The concept of a "Luttinger liquid" implies that their low-energy properties are described by an effective Luttinger model, and constitutes the universality class of these quantum systems. Once the mapping on the Luttinger model is achieved, one has an asymptotically exact solution of the 1D many-body problem. Lattice models identified as Luttinger liquids include the 1D Hubbard model off half-filling, and variants such as the t-J- or the extended Hubbard model. In addition, 1D electron-phonon systems or metals with impurities can be Luttinger liquids, as well as the edge states in the quantum Hall effect.
Spin–charge separation is considered to be one of the key properties that distinguish low-dimensional electron systems from others. Three-dimensional correlated electron systems are described by the Fermi liquid theory. There, low-energy excitations (quasiparticles) are reminiscent of noninteracting electrons: They carry charges −e and spins 1/2. It is believed that for any one-dimensional correlated electron system, low-lying electron excitations carry either only spin and no charge, or only charge without spin. That is why recent experiments looked for such low-lying collective electron excitations, one of which carries only spin, and the other carries only charge. Here we show that despite the fact that for exactly solvable one-dimensional correlated electron models there exist excitations which carry only spin and only charge, in all these models with short-range interactions the low-energy physics is described by low-lying collective excitations, one of which carries both spin and charge.
Many strongly correlated electron systems fall outside the conventional quasiparticle paradigm. Their low-energy fermionic excitations need not be adiabatically connected to the bare electrons or appear as poles of the physical electron single-particle Green's function. This thesis investigates to what extent an effective quasiparticle description can nevertheless survive, and which emergent degrees of freedom provide the appropriate low-energy structure. First, the interaction-driven evolution from a quantum spin Hall insulator to a Mott insulator is studied using the dynamical cluster approximation. Dispersive zeros of the single-particle Green's function emerge near the Mott transition and retain a nontrivial topological character. When symmetry breaking is allowed, a nontopological excitonic insulator is found to intrude between quantum spin Hall and Mott insulators. Encoding both poles and zeros within a low-energy quasiparticle Hamiltonian provides a continuous one-body description of the three phases. On the Mott side, its gap evolution supports interpreting the soft excitonic mode as a bound state of quasiparticle and quasihole excitations tied to the Green's function zeros, rather than to the widely separated Hubbard bands. Second, the intrinsic anomalous Hall conductivity of a topological metal is analyzed within a multiband extension of Landau Fermi-liquid theory. Residual interactions among quasiparticles at the Fermi surface dress the dynamic current vertex and generate corrections to the Berry-curvature contribution obtained from the quasiparticle bands alone. Our result supports recent claims that the correct expressions for topological observables include vertex corrections besides the topological invariants built just upon the Green's function. It also demonstrates that such corrections are naturally accounted for by Landau Fermi-liquid theory. Extracting the relevant ingredients for an effective description of material-relevant correlated systems requires computational tools that remain reliable at low temperatures. To this end, a deterministic strong-coupling impurity solver for dynamical mean-field theory is discussed. By providing static, dynamical, and thermodynamic observables without stochastic sampling, it offers a promising route toward multiorbital and spin-orbit coupled problems where conventional Monte Carlo methods currently struggle. Finally, the auxiliary quasiparticle framework underlying the ghost-Gutzwiller Ansatz is investigated. On a model for correlated quantum spin Hall insulators, we show that the topology of the interacting state is encoded in the auxiliary one-body Hamiltonian. The resulting band-structure reveals topological Hubbard bands whose topological character can be tuned through a finite magnetization. When applied to the single-band t-J model, the same framework yields a fractionalized Fermi liquid (FL*). In this phase, dispersive neutral spinons, with vanishing physical-electron spectral weight, coexist with conventional quasiparticles forming a small hole-like Fermi surface, thus violating Luttinger's theorem. The corresponding temperature--doping phase diagram contains a low-doping FL*, a d-wave superconducting dome, and an overdoped conventional Fermi liquid, thereby reproducing key qualitative features of cuprate phenomenology.
Exotic elementary objects such as "holons" and "spinons", which are widely used in descriptions of correlated electrons in reduced spatial dimensions, were introduced from analysis of the excitation branches of one-dimensional (1D) models. The 1D Hubbard model with effective nearest-neighbor hopping integral t and on-site repulsion U is a prominent example. In the last twenty years a large number of angle-resolved photoemission spectroscopy experiments as well as electron energy-loss spectroscopic studies and high-resolution resonant inelastic X-ray experiments on several quasi-1D metals and quasi-1D Mott-Hubbard insulators have observed separate charge and spin spectral features, which have been identified with "holons" and "spinons". The elementary objects emerging within non-perturbative 1D correlated systems play now the same role in actual low-dimensional materials as Fermi-liquid quasiparticles in three-dimensional metals. The main goal of this paper is the review of representations of the 1D Hubbard model physics in terms of elementary objects whose configurations generate the energy eigenstates from the electron or hole vacuum. In addition, the relation to the holon and spinon representations is discussed and clarified.