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arXiv:cond-mat/9510074 · Journal of Physics A Mathematical and General

On quantum groups in the Hubbard model with phonons

Bianca Letizia Cerchiai, Peter Schupp

Published Feb 21, 1996• 6 citations
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Abstract

The correct Hamiltonian for an extended Hubbard model with quantum group symmetry as introduced by Montorsi and Rasetti is derived for a D-dimensional lattice. It is shown that the superconducting holds as a true quantum symmetry only for D = 1 and that terms of higher order in the fermionic operators are needed in addition to phonons. A discussion of quantum symmetries in general is given in a formalism that should be readily accessible to non-Hopf algebraists.

DOI
10.1088/0305-4470/29/4/012

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Symmetries of an extended Hubbard Model

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The Hamiltonian for an extended Hubbard model with phonons as introduced by A. Montorsi and M. Rasetti is considered on a D-dimensional lattice. The symmetries of the model are studied in various cases. It is shown that for a certain choice of the paramet

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In this chapter we will reveal another piece of the algebraic structure of the Hubbard model. As was first observed by Uglov and Korepin [462], the Hubbard Hamiltonian on the infinite line is invariant under the action of the direct sum of two so-called Yangian quantum groups, extending the rotational and the η-pairing su(2) symmetries we encountered earlier. Following [172] we shall address the issue in a more general context. We present two pairs of fermionic representations of the Y(su(2)) Yangian quantum group which commute with the trigonometric [162] and hyperbolic [40, 41] versions of a Hubbard Hamiltonian with non-nearest-neighbour hopping. In both cases the two representations are also mutually commuting, hence can be combined into a representation of Y(su(2))⊕Y(su(2)). The generators of the Yangian symmetry of the ordinary Hubbard model (with nearest-neighbour hopping) and of a number of other interesting models like the Haldane-Shastry spin-chain [194, 394] are obtained as special cases of our general result. Introduction Quantum groups were introduced by Drinfeld [107, 109]. His original intention was to put what we called the Yang-Baxter algebra into the mathematically more conventional context of Hopf algebras. The Yangians are special quantum groups. Their representation theory [80, 81] is intimately related to the classification of integrable quantum systems with rational R -matrices.

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Exact Results on Extended Hubbard Models on One-Dimensional Chains

Fabrizio Dolcini

This PhD thesis is concerned with the investigation of Extended Hubbard Models on one-dimensional lattices (chains); the approach used to such investigation is that of determining exact results. The extended Hubbard models are models of correlated electrons on lattices; they are the extensions of a model proposed by Hubbard in \\cite{HUB} to explain the metal-insulator transition in $d$-transition compounds as the effect of electronic correlations, usually neglected in band theories. Later on, a need for extensions of such model was first felt within the context of high-temperature superconductivity; indeed, the different behaviour of doped cuprates with respect to conventional superconductors suggested that a microscopic theory of this phenomenon could be formulated in terms of electron-electron interaction, without explicitly invoking the phonon coupling, like in BCS theory. 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An extension of the Hubbard model, introduced by Montorsi and Rasetti, is studied using exact diagonalization and quantum Monte Carlo methods. Our numerical results for the static and dynamic properties of one- and two-dimensional systems strongly suggest the occurrence of a metal-insulator transition.

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International Journal of Modern Physics B•May 30, 1996•1 citation
The correct Hamiltonian for an extended Hubbard model with quantum group symmetry as introduced by Montorsi and Rasetti is derived for a D-dimensional lattice. It is shown that the superconducting holds as a true quantum symmetry only for D = 1 and that terms of higher order in the fermionic operators are needed in addition to phonons. A discussion of quantum symmetries in general is given in a formalism that should be readily accessible to non-Hopf algebraists.
In this chapter we will reveal another piece of the algebraic structure of the Hubbard model. As was first observed by Uglov and Korepin [462], the Hubbard Hamiltonian on the infinite line is invariant under the action of the direct sum of two so-called Yangian quantum groups, extending the rotational and the η-pairing su(2) symmetries we encountered earlier. Following [172] we shall address the issue in a more general context. We present two pairs of fermionic representations of the Y(su(2)) Yangian quantum group which commute with the trigonometric [162] and hyperbolic [40, 41] versions of a Hubbard Hamiltonian with non-nearest-neighbour hopping. In both cases the two representations are also mutually commuting, hence can be combined into a representation of Y(su(2))⊕Y(su(2)). The generators of the Yangian symmetry of the ordinary Hubbard model (with nearest-neighbour hopping) and of a number of other interesting models like the Haldane-Shastry spin-chain [194, 394] are obtained as special cases of our general result. Introduction Quantum groups were introduced by Drinfeld [107, 109]. His original intention was to put what we called the Yang-Baxter algebra into the mathematically more conventional context of Hopf algebras. The Yangians are special quantum groups. Their representation theory [80, 81] is intimately related to the classification of integrable quantum systems with rational R -matrices.
We show how the addition of a phonon field to the Hubbard model deforms the superconducting su(2) part of the global symmetry Lie algebra su(2)\ensuremath{\bigotimes}su(2)/openZ2{\mathit{openZ}}_{2}openZ2​, holding at half filling for the customary model, into a quantum [su(2)]q{]}_{\mathit{q}}]q​ symmetry, holding for a filling which depends on the electron-phonon interaction strength. Such symmetry originates in the feature that in the presence of phonons the hopping amplitude turns out to depend on the coupling strength. The states generated by resorting to this q symmetry exhibit both off-diagonal long-range order and pairing.
This PhD thesis is concerned with the investigation of Extended Hubbard Models on one-dimensional lattices (chains); the approach used to such investigation is that of determining exact results. The extended Hubbard models are models of correlated electrons on lattices; they are the extensions of a model proposed by Hubbard in \\cite{HUB} to explain the metal-insulator transition in ddd-transition compounds as the effect of electronic correlations, usually neglected in band theories. Later on, a need for extensions of such model was first felt within the context of high-temperature superconductivity; indeed, the different behaviour of doped cuprates with respect to conventional superconductors suggested that a microscopic theory of this phenomenon could be formulated in terms of electron-electron interaction, without explicitly invoking the phonon coupling, like in BCS theory. Although an exhaustive microscopic formulation for cuprate superconductivity has not been achieved yet, the Extended Hubbard Models have been in the meanwhile applied to other problems in condensed matter; they are actually considered the reference paradigm for treating all those systems in which electronic correlations cannot be neglected. \\\\As observed above, this thesis focuses in particular on 1-D chains: indeed in last years the progress in technological synthesization and small-scale observations has shown that there are many classes of materials exhibiting a strong one-dimensional character, such as organic (super)conductors, linear-chain polymers, quantum wires, quantum-dot chains, one-dimensional cuprates. Many experimental results confirm that such materials exhibit a quite rich behaviour, with different phases, charge-spin separation, as well as a strong electronic correlations. However, a sufficient understanding of these phenomena on a theoretical point of view has not been reached yet. This is due to the fact the usual theoretical methods can be shown to fail in D=1, and theoreticians are thus forced to develop new schemes for approaching the problem of many interacting fermions in such dimension. The latter therefore represents a fascinating challenge. Some progress has been made and many aspects are nowadays more clear; nevertheless, due to the lack of traditional techniques, the need for a comparison with exact results is perhaps more urgent in D=1 than in higher dimensions. The aim of this thesis is to provide some results to the research in this field. The present work is organized as follows: the two first chapters are introductory, while chapters 3 and 4 mostly contain the author's original contribution. More explicitly, {\\bf chapter 1} is an introduction to the Hubbard models (both the ordinary and the Extended) and is meant for the reader who is non-familiar with these models. We tried to emphasize the motivation that historically led to their introduction and the physical contexts in which they are applied, not necessarily in one-dimension. \\\\{\\bf Chapter 2} is instead devoted to general problematics of one dimensional physics. We have tried to stress that there is a number of physically interesting materials that can be regarded as actual 1-D systems; we give a brief account of the difficulties leading the usual theoretical approaches, such as mean-field and Fermi Liquid, to fail in D=1. While briefly describing the important results of the proposed alternative formulations (Luttinger Liquid, Renormalization Group), we also point out the points that are still unsatisfactory, and emphasize the importance that exactly integrable models have in this field. \\\\Matching the subjects of chapter 1 and 2, the subsequent ones contain the results of our investigation of exactly solvable Extended Hubbard model on 1-D chains. \\\\We wish to emphasize to the reader non familiar with integrable systems that the literature on this subject is often strongly concerned with the mathematical aspects of the involved methods, leaving the determination of the physical features of the derived integrable models as a secondary issue. On the contrary, we believe that both aspects of the research deserve a relevant role in the study. For these reasons, while chapter 3 contains new results about the general formulation of integrability for fermionic systems, chapter 4 is devoted to the investigation of the physical features for some models whose integrability has been proved in the previous chapter. \\\\More explicitly, in {\\bf chapter 3} (apart from a preliminary introduction of sec.3.1) the theory of integrable {\\it fermionic} systems has been developed within the frame of the Quantum Inverse Scattering Method (QISM). The latter is a technique for obtaining integrable models, traditionally formulated with success for spin systems; its more recent application to electron systems was leaving many unsatisfactory aspects. To overcome this weaknesses, in sec.3.2 we both clarify the theory of matrix representation for fermionic operators, and describe a method for obtaining integrable models of fermions (straightforwardly readable in terms of fermion operators), starting from the the solutions of a mathbbC\\mathbb{C}mathbbC-number equation (known as Yang-Baxter Equation). In sec.3.3 we first work out a general method of search for solutions of such equation; secondly we explicitly find 96 solutions, corresponding to 96 integrable Extended Hubbard models (most of which are new) for which a set of mutually commuting operators is proved to exist. In sec.3.4 we formulate a general theorem concerning the symmetries of the integrable models in QISM, and widely discuss the symmetries and supersymmetries for the class of extended Hubbard Models.\\\\ {\\bf Chapter 4} is devoted to the investigation of the physical properties of the integrable Extended Hubbard models found in chapter 3. We introduce a technique, called Sutherland's species technique, that, when applicable, yields an effective reduction of the Hilbert space and considerably simplifies the problem of diagonalizing the Hamiltonian. In fact, such technique is proved to be applicable to all the 96 models found above, and is used to determine the exact ground state phase diagram and the thermodynamics of the models. In particular we both recover in a quite straightforward way the phase diagram of a known model, and that of two new models (Model 2 and Model 3) that were not known before. \\\\The phase diagram exhibit structured forms with respect to the filling (density of electrons) and the on-site Coulomb repulsion (UUU); the pressure and the compressibility in the ground state are also calculated. Model 2 exhibits a superconducting phase particularly enhanced towards positive values of UUU, as well as a band-controlled insulator-superconductor transition at half filling; model 3 is the first example of exactly solved model with an asymmetric shape with respect to half-filling, due to the absence of particle-hole invariance of the Hamiltonian; a filling controlled metal-insulator transition is found to occur for this model. Generalizations to the other cases are also discussed. \\\\As to the thermodynamics, we compute the exact partition function of Model 3, which we believe to be particular worth of interest due to the above asymmetry. We then derive the exact specific heat of the model as a function of the temperature, which exhibits an interesting two-peak behaviour as well as a nearly universal crossing point. These results are discussed and compared with similar ones present in the literature. The chapters are of course linked each to another according to the above scheme; nevertheless, it has been a purpose of the author to make them as independently readable as possible. In particular, the reader who is more interested in the physical aspects of the models rather than in the general formalism of fermionic QISM can skip chapter 3 (at least in a first-sight reading) and pass directly to chapter 4; apart from some references to previous formulas the understanding should not be affected.\\\\{\\it \\noindent \\underline{Notational Remark:}} The customary symbol to denote the electron filling is nnn; this has in fact been used throughout the two first introductory chapters. Nevertheless, in order to avoid possible misunderstanding with other extensive quantities, in chapter 3~and~4~the~symbol~has been changed into rho\\rhorho
This paper describes group theoretical classification of superconducting states (SC) in the extended Hubbard model with on-site repulsion (U), nearest neighbor attraction (V) and nearest neighbour exchange interaction (J) on the two-dimensional square lattice using the mean field approach. By decomposing the pairing interaction into irreducible parts; A1g, B1g and Eu of D4h point symmetry, we have derived two singlet SCs (s-wave and d-wave) from A1g and B1g, eight triplet SCs from Eu. The first three types of triplet SC have pairing by electrons with antiparallel spin, the second two types have pairing by electrons with equal spin and the last three types are non-unitary and have pairing by only up-spin electrons. We showed that three non-unitary states have to be accompanied with a ferromagnetic order from the structure of the maximal little groups. We performed numerical studies for these SCs. For parameters and electron density favorable for the ferromagnetic order, a non-unitary SC coexistent with ferromagnetism is most stable.