Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:cond-mat/9508063

Renormalization Group Methods: Landau-Fermi Liquid and BCS Superconductor

Jürg Martin Fröhlich, T. Chen, Maximilian Seifert

Published Aug 16, 1995• 10 citations
arXivHTMLPDF

Abstract

This is the second part of the notes to the course on quantum theory of large systems of non-relativistic matter taught by J. Fröhlich at the 1994 Les Houches summer school. It is devoted to a sketchy exposition of some of the beautiful and important, recent results of J.Feldman and E.Trubowitz, and J. Feldman, H. Knörrer, D. Lehmann, J. Magnen, V. Rivasseau and E. Trubowitz. Their results are about a mathematical analysis of non-relativistic many-body theory, in particular of the Landau-Fermi liquid and BCS superconductivity, using Wilson's renormalization group methods and the techniques of the $1/N$-expansion. While their work is ultimately aimed at a complete mathematical control (beyond perturbative expansions) of systems of weakly coupled electron gases at positive density and small or zero temperature, we can only illustrate some of their ideas within the context of perturbative solutions of Wilson-type renormalization group flow equations (we calculate leading-order terms in a $1/N$-expansion, where $N$ is an energy scale) and of one-loop effective potential calculations of the BCS superconducting ground state. Contents: 1. Background material 2. Weakly coupled electron gases 3. The renormalization group flow 4. Spontaneous breaking of gauge invariance, and superconductivity

DOI
10.48550/arxiv.cond-mat/9508063

Related papers

Renormalization-group approach to interacting fermions

R. Shankar

The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A $d=1$ warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in $d=2 \mathrm{and} 3$, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function $F$, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a $\frac{1}{N}$ expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in $d=2$ using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.

arXiv:cond-mat/9307009•Reviews of Modern Physics•Jan 1, 1994•1,355 citations

Bosonization of Fermi liquids

Roland Goetschmann

We consider systems of nonrelativistic, interacting electrons at finite density and zero temperature in d=2,3,ldots dimensions. Our main concern is to characterize those systems that, under the renormalization flow, are driven away from the Landau Fermi-liquid (LFL) renormalization-group fixed point. We are especially interested in understanding under what circumstances such a system is a marginal Fermi-liquid (MFL) when the dimension of space is d\ensuremath{\geqslant}2. The interacting electron system is analyzed by combining renormalization-group (RG) methods with so called 'Luther-Haldane' bosonization techniques. The RG calculations are organized as a double expansion in the inverse scale parameter ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ , which is proportional to the width of the effective momentum space around the Fermi surface and in the running coupling constant ${\mathrm{g}}_{\ensuremath{\lambda}}$ , which measures the strength of electron interactions at energy scales \ensuremath{\sim}${\mathrm{v}}_{\mathrm{F}}$ ${\mathrm{k}}_{\mathrm{F}}$ /\ensuremath{\lambda}. For systems with a strictly convex Fermi surface, superconductivity is the only symmetry-breaking instability. Excluding such an instability, the system can be analyzed by means of bosonization. The RG and the underlying perturbation expansion in powers of ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ serve to characterize the approximations involved by bosonizing the system. We argue that systems with short-range interactions flow to the LFL fixed point. Within the approximations involved by bosonization, the same holds for systems with long-range, longitudinal, density-density interactions. For electron systems interacting via long-range, transverse, current-current interactions, a deviation from LFL behavior is possible: if the exponent \ensuremath{\alpha} parametrizing the singularity of the interaction potential in momentum space by V-hat(|p|)\ensuremath{\sim}1/|p${\mathrm{|}}^{\mathrm{\ensuremath{\alpha}}}$ is greater than or equal to d-1, the results of the bosonization calculation are consistent with a MFL.

•Jan 1, 1996•4 citations

Bosonization of Fermi liquids

Jürg Martin Fröhlich, R. Götschmann

We consider systems of nonrelativistic, interacting electrons at finite density and zero temperature in d=2,3,ldots dimensions. Our main concern is to characterize those systems that, under the renormalization flow, are driven away from the Landau Fermi-liquid (LFL) renormalization-group fixed point. We are especially interested in understanding under what circumstances such a system is a marginal Fermi-liquid (MFL) when the dimension of space is d\ensuremath{\geqslant}2. The interacting electron system is analyzed by combining renormalization-group (RG) methods with so called 'Luther-Haldane' bosonization techniques. The RG calculations are organized as a double expansion in the inverse scale parameter ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ , which is proportional to the width of the effective momentum space around the Fermi surface and in the running coupling constant ${\mathrm{g}}_{\ensuremath{\lambda}}$ , which measures the strength of electron interactions at energy scales \ensuremath{\sim}${\mathrm{v}}_{\mathrm{F}}$ ${\mathrm{k}}_{\mathrm{F}}$ /\ensuremath{\lambda}. For systems with a strictly convex Fermi surface, superconductivity is the only symmetry-breaking instability. Excluding such an instability, the system can be analyzed by means of bosonization. The RG and the underlying perturbation expansion in powers of ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ serve to characterize the approximations involved by bosonizing the system. We argue that systems with short-range interactions flow to the LFL fixed point. Within the approximations involved by bosonization, the same holds for systems with long-range, longitudinal, density-density interactions. For electron systems interacting via long-range, transverse, current-current interactions, a deviation from LFL behavior is possible: if the exponent \ensuremath{\alpha} parametrizing the singularity of the interaction potential in momentum space by V-hat(|p|)\ensuremath{\sim}1/|p${\mathrm{|}}^{\mathrm{\ensuremath{\alpha}}}$ is greater than or equal to d-1, the results of the bosonization calculation are consistent with a MFL.

Physical review. B, Condensed matter•Mar 15, 1997•22 citations

Bosonization of Fermi Liquids

Froehlich, Juerg, Roland Goetschmann

We consider systems of non-relativistic, interacting electrons at finite density and zero temperature in d = 2, 3, ... dimensions. Our main concern is to characterize those systems that, under the renormalization flow, are driven away from the Landau Fermi liquid (LFL) renormalization group fixed point. We are especially interested in understanding under what circumstances such a system is a Marginal Fermi liquid (MFL) when the dimension of space is greater or equal than 2 . The interacting electron system is analyzed by combining renormalization group (RG) methods with bosonization techniques. The RG calculations are organized as a double expansion in the inverse scale parameter, $λ^{-1} ,$ which is proportional to the width of the effective momentum space around the Fermi surface and in the running coupling constant, $ g_λ, $ which measures the strength of electron interactions at corresponding energy scales. Excluding a superconducting instability, the system can be analyzed by means of bosonization. The RG and the underlying perturbation expansion in powers of $ λ^{-1} $ serve to characterize the approximations involved by bosonizing the system. We argue that systems with short-range interactions flow to the LFL fixed point. Within the approximations involved by bosonization, the same holds for systems with long-range, longitudinal, density-density interactions. For electron systems interacting via long-range, transverse, current-current interactions a deviation from LFL behaviour is possible : the results of the bosonization calculation are consistent with a MFL, if the exponent parametrizing the singularity of the interaction potential in momentum space is greater than or equal to d-1.

arXiv:cond-mat/9606100•Jun 14, 1996•0 citations

Renormalization-group approach to superconductivity: from weak to strong electron–phonon coupling

Shan-Wen Tsai, A. H. Castro Neto, R. Shankar +1 more

We present the numerical solution of the renormalization group (RG) equations derived in Tsai, Castro Neto, Shankar, et al. [Phys. Rev. B to appear], for the problem of superconductivity in the presence of both electron–electron and electron–phonon coupling at zero temperature. We study the instability of a Fermi liquid to a superconductor and the RG flow of the couplings in the presence of retardation effects and the crossover from weak to strong coupling. We show that our numerical results provide an ansatz for the analytic solution to the problem in the asymptotic limits of weak and strong coupling.

arXiv:cond-mat/0505426•The Philosophical Magazine A Journal of Theoretical Experimental and Applied Physics•May 15, 2006•14 citations

Renormalization group and Fermi liquid theory

Alex C. Hewson

We give a Hamiltonian-based interpretation of microscopic Fermi liquid theory within a renormalization group framework. The Fermi liquid fixed-point Hamiltonian with its leading-order corrections is identified and we show that the mean field calculations for this model correspond to the Landau phenomenological approach. This is illustrated first of all for the Kondo and Anderson models of magnetic impurities which display Fermi liquid behaviour at low temperatures. We then show how these results can be deduced by a reorganization of perturbation theory, in close parallel to that for the renormalized φ4 field theory. The Fermi liquid results follow from the two lowest order diagrams of the renormalized perturbation expansion. The calculations for the impurity models are simpler than for the general case because the self-energy depends on frequency only. We show, however, that a similar renormalized expansion can be derived also for the case of a translationally invariant system. The parameters specifying the Fermi liquid fixed-point Hamiltonian are related to the renormalized vertices appearing in the perturbation theory. The collective zero sound modes appear in the quasiparticle-quasihole ladder sum of the renormalized perturbation expansion. The renormalized perturbation expansion can in principle be used beyond the Fermi liquid regime to higher temperatures. This approach should be particularly useful for heavy fermions and other strongly correlated electron systems, where the renormalization of the single-particle excitations are particularly large. We briefly look at the breakdown of Fermi liquid theory from a renormalized perturbation theory point of view. We show how a modified version of the approach can be used in some situations, such as the spinless Luttinger model, where Fermi liquid theory is not applicable. Other examples of systems where the Fermi liquid theory breaks down are also briefly discussed.

arXiv:cond-mat/9410013•Advances In Physics•Aug 1, 1994•35 citations
This is the second part of the notes to the course on quantum theory of large systems of non-relativistic matter taught by J. Fröhlich at the 1994 Les Houches summer school. It is devoted to a sketchy exposition of some of the beautiful and important, recent results of J.Feldman and E.Trubowitz, and J. Feldman, H. Knörrer, D. Lehmann, J. Magnen, V. Rivasseau and E. Trubowitz. Their results are about a mathematical analysis of non-relativistic many-body theory, in particular of the Landau-Fermi liquid and BCS superconductivity, using Wilson's renormalization group methods and the techniques of the 1/N1/N1/N-expansion. While their work is ultimately aimed at a complete mathematical control (beyond perturbative expansions) of systems of weakly coupled electron gases at positive density and small or zero temperature, we can only illustrate some of their ideas within the context of perturbative solutions of Wilson-type renormalization group flow equations (we calculate leading-order terms in a 1/N1/N1/N-expansion, where NNN is an energy scale) and of one-loop effective potential calculations of the BCS superconducting ground state. Contents: 1. Background material 2. Weakly coupled electron gases 3. The renormalization group flow 4. Spontaneous breaking of gauge invariance, and superconductivity
The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A d=1d=1d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in d=2and3d=2 \mathrm{and} 3d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function FFF, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a 1N\frac{1}{N}N1​ expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in d=2d=2d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.
We consider systems of nonrelativistic, interacting electrons at finite density and zero temperature in d=2,3,ldots dimensions. Our main concern is to characterize those systems that, under the renormalization flow, are driven away from the Landau Fermi-liquid (LFL) renormalization-group fixed point. We are especially interested in understanding under what circumstances such a system is a marginal Fermi-liquid (MFL) when the dimension of space is d\ensuremath{\geqslant}2. The interacting electron system is analyzed by combining renormalization-group (RG) methods with so called 'Luther-Haldane' bosonization techniques. The RG calculations are organized as a double expansion in the inverse scale parameter ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ , which is proportional to the width of the effective momentum space around the Fermi surface and in the running coupling constant ${\mathrm{g}}_{\ensuremath{\lambda}}$ , which measures the strength of electron interactions at energy scales \ensuremath{\sim}vF{\mathrm{v}}_{\mathrm{F}}vF​ kF{\mathrm{k}}_{\mathrm{F}}kF​ /\ensuremath{\lambda}. For systems with a strictly convex Fermi surface, superconductivity is the only symmetry-breaking instability. Excluding such an instability, the system can be analyzed by means of bosonization. The RG and the underlying perturbation expansion in powers of ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ serve to characterize the approximations involved by bosonizing the system. We argue that systems with short-range interactions flow to the LFL fixed point. Within the approximations involved by bosonization, the same holds for systems with long-range, longitudinal, density-density interactions. For electron systems interacting via long-range, transverse, current-current interactions, a deviation from LFL behavior is possible: if the exponent \ensuremath{\alpha} parametrizing the singularity of the interaction potential in momentum space by V-hat(|p|)\ensuremath{\sim}1/|p${\mathrm{|}}^{\mathrm{\ensuremath{\alpha}}}$ is greater than or equal to d-1, the results of the bosonization calculation are consistent with a MFL.
We consider systems of nonrelativistic, interacting electrons at finite density and zero temperature in d=2,3,ldots dimensions. Our main concern is to characterize those systems that, under the renormalization flow, are driven away from the Landau Fermi-liquid (LFL) renormalization-group fixed point. We are especially interested in understanding under what circumstances such a system is a marginal Fermi-liquid (MFL) when the dimension of space is d\ensuremath{\geqslant}2. The interacting electron system is analyzed by combining renormalization-group (RG) methods with so called 'Luther-Haldane' bosonization techniques. The RG calculations are organized as a double expansion in the inverse scale parameter ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ , which is proportional to the width of the effective momentum space around the Fermi surface and in the running coupling constant ${\mathrm{g}}_{\ensuremath{\lambda}}$ , which measures the strength of electron interactions at energy scales \ensuremath{\sim}vF{\mathrm{v}}_{\mathrm{F}}vF​ kF{\mathrm{k}}_{\mathrm{F}}kF​ /\ensuremath{\lambda}. For systems with a strictly convex Fermi surface, superconductivity is the only symmetry-breaking instability. Excluding such an instability, the system can be analyzed by means of bosonization. The RG and the underlying perturbation expansion in powers of ${\ensuremath{\lambda}}^{\mathrm{\ensuremath{-}}1}$ serve to characterize the approximations involved by bosonizing the system. We argue that systems with short-range interactions flow to the LFL fixed point. Within the approximations involved by bosonization, the same holds for systems with long-range, longitudinal, density-density interactions. For electron systems interacting via long-range, transverse, current-current interactions, a deviation from LFL behavior is possible: if the exponent \ensuremath{\alpha} parametrizing the singularity of the interaction potential in momentum space by V-hat(|p|)\ensuremath{\sim}1/|p${\mathrm{|}}^{\mathrm{\ensuremath{\alpha}}}$ is greater than or equal to d-1, the results of the bosonization calculation are consistent with a MFL.
We consider systems of non-relativistic, interacting electrons at finite density and zero temperature in d = 2, 3, ... dimensions. Our main concern is to characterize those systems that, under the renormalization flow, are driven away from the Landau Fermi liquid (LFL) renormalization group fixed point. We are especially interested in understanding under what circumstances such a system is a Marginal Fermi liquid (MFL) when the dimension of space is greater or equal than 2 . The interacting electron system is analyzed by combining renormalization group (RG) methods with bosonization techniques. The RG calculations are organized as a double expansion in the inverse scale parameter, λ−1,λ^{-1} ,λ−1, which is proportional to the width of the effective momentum space around the Fermi surface and in the running coupling constant, $ g_λ, $ which measures the strength of electron interactions at corresponding energy scales. Excluding a superconducting instability, the system can be analyzed by means of bosonization. The RG and the underlying perturbation expansion in powers of $ λ^{-1} $ serve to characterize the approximations involved by bosonizing the system. We argue that systems with short-range interactions flow to the LFL fixed point. Within the approximations involved by bosonization, the same holds for systems with long-range, longitudinal, density-density interactions. For electron systems interacting via long-range, transverse, current-current interactions a deviation from LFL behaviour is possible : the results of the bosonization calculation are consistent with a MFL, if the exponent parametrizing the singularity of the interaction potential in momentum space is greater than or equal to d-1.
We present the numerical solution of the renormalization group (RG) equations derived in Tsai, Castro Neto, Shankar, et al. [Phys. Rev. B to appear], for the problem of superconductivity in the presence of both electron–electron and electron–phonon coupling at zero temperature. We study the instability of a Fermi liquid to a superconductor and the RG flow of the couplings in the presence of retardation effects and the crossover from weak to strong coupling. We show that our numerical results provide an ansatz for the analytic solution to the problem in the asymptotic limits of weak and strong coupling.
We give a Hamiltonian-based interpretation of microscopic Fermi liquid theory within a renormalization group framework. The Fermi liquid fixed-point Hamiltonian with its leading-order corrections is identified and we show that the mean field calculations for this model correspond to the Landau phenomenological approach. This is illustrated first of all for the Kondo and Anderson models of magnetic impurities which display Fermi liquid behaviour at low temperatures. We then show how these results can be deduced by a reorganization of perturbation theory, in close parallel to that for the renormalized φ4 field theory. The Fermi liquid results follow from the two lowest order diagrams of the renormalized perturbation expansion. The calculations for the impurity models are simpler than for the general case because the self-energy depends on frequency only. We show, however, that a similar renormalized expansion can be derived also for the case of a translationally invariant system. The parameters specifying the Fermi liquid fixed-point Hamiltonian are related to the renormalized vertices appearing in the perturbation theory. The collective zero sound modes appear in the quasiparticle-quasihole ladder sum of the renormalized perturbation expansion. The renormalized perturbation expansion can in principle be used beyond the Fermi liquid regime to higher temperatures. This approach should be particularly useful for heavy fermions and other strongly correlated electron systems, where the renormalization of the single-particle excitations are particularly large. We briefly look at the breakdown of Fermi liquid theory from a renormalized perturbation theory point of view. We show how a modified version of the approach can be used in some situations, such as the spinless Luttinger model, where Fermi liquid theory is not applicable. Other examples of systems where the Fermi liquid theory breaks down are also briefly discussed.