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arXiv:cond-mat/0702391 · Physical Review Letters

Superconducting Gap in the Hubbard Model and the Two-Gap Energy Scales of High- Tc Cuprate Superconductors

Markus Aichhorn, Enrico Arrigoni, Zhongbing Huang, Werner R. Hanke

Published Dec 17, 2007• 35 citations
arXivHTMLPDF

Abstract

Recent experiments (angle-resolved photoemission spectroscopy and Raman) suggest the presence of two distinct energy gaps in high-temperature superconductors (HTSC), exhibiting different doping dependences. The results of a variational cluster approach to the superconducting state of the two-dimensional Hubbard model are presented which show that this model qualitatively describes this gap dichotomy. The antinodal gap increases with less doping, a behavior long considered as reflecting the general gap behavior of the HTSC. On the other hand, the near-nodal gap does even slightly decrease with underdoping. An explanation of this unexpected behavior is given which emphasizes the crucial role of spin fluctuations in the pairing mechanism.

DOI
10.1103/physrevlett.99.257002

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Recent experiments (angle-resolved photoemission spectroscopy and Raman) suggest the presence of two distinct energy gaps in high-temperature superconductors (HTSC), exhibiting different doping dependences. The results of a variational cluster approach to the superconducting state of the two-dimensional Hubbard model are presented which show that this model qualitatively describes this gap dichotomy. The antinodal gap increases with less doping, a behavior long considered as reflecting the general gap behavior of the HTSC. On the other hand, the near-nodal gap does even slightly decrease with underdoping. An explanation of this unexpected behavior is given which emphasizes the crucial role of spin fluctuations in the pairing mechanism.
We study the superconducting state of the hole-doped two-dimensional Hubbard model using cellular dynamical mean-field theory, with the Lanczos method as impurity solver. In the underdoped regime, we find a natural decomposition of the one-particle (photoemission) energy gap into two components. The gap in the nodal regions, stemming from the anomalous self-energy, decreases with decreasing doping. The antinodal gap has an additional contribution from the normal component of the self-energy, inherited from the normal-state pseudogap, and it increases as the Mott insulating phase is approached.
The frequency dependence of the superconducting gap function represents the dynamics of the electrons forming the Cooper pairs. Bearing the high-temperature superconducting cuprates in mind, we calculate the superconducting gap function in the two-dimensional Hubbard model by means of a cluster extension of the dynamical mean-field theory. We scrutinize the frequency dependence and its change with temperature, doping concentration and interaction strength. The calculated superconducting gap function shows various different behaviors from the anomalous self-energy, owing to a strong frequency dependence of the normal self-energy. The calculated results also suggest that the superconductivity is stronger when the interaction strength is as large as or slightly smaller than the bare band width and is suppressed for larger interactions.
This is a short review of the theoretical work on the two-dimensional Hubbard model performed in Sherbrooke in the last few years. It is written on the occasion of the twentieth anniversary of the discovery of high-temperature superconductivity. We discuss several approaches, how they were benchmarked and how they agree sufficiently with each other that we can trust that the results are accurate solutions of the Hubbard model. Then comparisons are made with experiment. We show that the Hubbard model does exhibit d-wave superconductivity and antiferromagnetism essentially where they are observed for both hole- and electron-doped cuprates. We also show that the pseudogap phenomenon comes out of these calculations. In the case of electron-doped high temperature superconductors, comparisons with angle-resolved photoemission experiments are nearly quantitative. The value of the pseudogap temperature observed for these compounds in recent photoemission experiments had been predicted by theory before it was observed experimentally. Additional experimental confirmation would be useful. The theoretical methods that are surveyed include mostly the two-particle self-consistent approach, variational cluster perturbation theory (or variational cluster approximation), and cellular dynamical mean-field theory.
We use a variational approach to gain insight into the strongly correlated ddd-wave superconducting state of the high Tc{T}_{c}Tc​ cuprates at T=0T=0T=0. We show that strong correlations lead to qualitatively different trends in pairing and phase coherence: the pairing scale decreases monotonically with hole doping while the superconducting order parameter shows a nonmonotonic dome. We obtain detailed results for the doping dependence of a large number of experimentally observable quantities, including the chemical potential, coherence length, momentum distribution, nodal quasiparticle weight and dispersion, incoherent features in photoemission spectra, optical spectral weight, and superfluid density. Most of our results are in remarkable quantitative agreement with existing data and some of our predictions, first reported in Phys. Rev. Lett. 87, 217002 (2001), have been recently verified.
The two-dimensional Hubbard model is studied within the composite operator method (COM) with the self-energy computed in the self-consistent Born approximation (SCBA). The COM describes interacting electrons in terms of the new elementary excitations that appear in the system owing to strong correlations; residual interactions among these excitations are treated within the SCBA. On decreasing the doping (from the overdoped to underdoped region), anomalous features develop in the spectral function $A(\mathbf{k},\ensuremath{\omega})$, the Fermi surface, the momentum distribution function n(k)n(\mathbf{k})n(k), the dispersion, and the density of states $N(\ensuremath{\omega})$ in the intermediate-coupling regime (U=8)(U=8)(U=8) at low temperatures (T=0.01−−0.02)(T=0.01--0.02)(T=0.01−−0.02). At high doping (n=0.7)(n=0.7)(n=0.7), the system resembles an ordinary weakly interacting metal. At low doping (n=0.92)(n=0.92)(n=0.92), a pseudogap opens, hot and cold spots appear, and non-Fermi-liquid features develop. This behavior, together with the presence of kinks in the calculated electronic dispersion, is in agreement with angle-resolved photoemission spectroscopy data for high-Tc{T}_{c}Tc​ cuprates superconductors.
We present reliable many-body calculations for the $t\mathrm{\text{\ensuremath{-}}}{t}^{\ensuremath{'}}\mathrm{\text{\ensuremath{-}}}{t}^{\ensuremath{'}\ensuremath{'}}\mathrm{\text{\ensuremath{-}}}U$ Hubbard model that explain in detail the results of recent angle-resolved photoemission experiments on electron-doped high-temperature superconductors. The origin of the pseudogap is traced to two-dimensional antiferromagnetic spin fluctuations whose calculated temperature-dependent correlation length also agrees with recent neutron scattering measurements. We make specific predictions for photoemission, for neutron scattering, and for the phase diagram.