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arXiv:cond-mat/0607701 · Physical Review B

Underdoped cuprate phenomenology in the two-dimensional Hubbard model within the composite operator method

Adolfo Avella, Ferdinando Mancini

Published Apr 27, 2007• 37 citations
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Abstract

The two-dimensional Hubbard model is studied within the composite operator method (COM) with the self-energy computed in the self-consistent Born approximation (SCBA). The COM describes interacting electrons in terms of the new elementary excitations that appear in the system owing to strong correlations; residual interactions among these excitations are treated within the SCBA. On decreasing the doping (from the overdoped to underdoped region), anomalous features develop in the spectral function $A(\mathbf{k},\ensuremath{\omega})$, the Fermi surface, the momentum distribution function $n(\mathbf{k})$, the dispersion, and the density of states $N(\ensuremath{\omega})$ in the intermediate-coupling regime $(U=8)$ at low temperatures $(T=0.01--0.02)$. At high doping $(n=0.7)$, the system resembles an ordinary weakly interacting metal. At low doping $(n=0.92)$, a pseudogap opens, hot and cold spots appear, and non-Fermi-liquid features develop. This behavior, together with the presence of kinks in the calculated electronic dispersion, is in agreement with angle-resolved photoemission spectroscopy data for high-${T}_{c}$ cuprates superconductors.

DOI
10.1103/physrevb.75.134518

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The two-dimensional Hubbard model is studied within the composite operator method (COM) with the self-energy computed in the self-consistent Born approximation (SCBA). The COM describes interacting electrons in terms of the new elementary excitations that appear in the system owing to strong correlations; residual interactions among these excitations are treated within the SCBA. On decreasing the doping (from the overdoped to underdoped region), anomalous features develop in the spectral function A(k,\ensuremathω)A(\mathbf{k},\ensuremath{\omega})A(k,\ensuremathω), the Fermi surface, the momentum distribution function n(k)n(\mathbf{k})n(k), the dispersion, and the density of states N(\ensuremathω)N(\ensuremath{\omega})N(\ensuremathω) in the intermediate-coupling regime (U=8)(U=8)(U=8) at low temperatures (T=0.01−−0.02)(T=0.01--0.02)(T=0.01−−0.02). At high doping (n=0.7)(n=0.7)(n=0.7), the system resembles an ordinary weakly interacting metal. At low doping (n=0.92)(n=0.92)(n=0.92), a pseudogap opens, hot and cold spots appear, and non-Fermi-liquid features develop. This behavior, together with the presence of kinks in the calculated electronic dispersion, is in agreement with angle-resolved photoemission spectroscopy data for high-Tc{T}_{c}Tc​ cuprates superconductors.
The two-dimensional Hubbard model is studied within the composite operator method (COM) with the electronic self-energy computed in the self-consistent Born approximation (SCBA). The main idea of the COM is to describe interacting electrons in terms of the composite elementary excitations appearing in the system owing to strong correlations; the residual interactions among these excitations are treated within the SCBA. By analysing the spectral function A(k,ω) on varying the filling, we find, at high doping, the ordinary Fermi-liquid behaviour of a weakly interacting metal and, at low doping, the opening of a pseudogap, as reported for cuprates superconductors.
The microscopical analysis of the unconventional and puzzling physics of the underdoped cuprates, as carried out lately by means of the composite operator method (COM) applied to the 2D Hubbard model, is reviewed and systematized. The 2D Hubbard model has been adopted as it has been considered the minimal model capable of describing the most peculiar features of cuprates held responsible for their anomalous behavior. COM is designed to endorse, since its foundation, the systematic emergence in any SCS of new elementary excitations described by composite operators obeying noncanonical algebras. In this case (underdoped cuprates—2D Hubbard model), the residual interactions—beyond a 2-pole approximation—between the new elementary electronic excitations, dictated by the strong local Coulomb repulsion and well described by the two Hubbard composite operators, have been treated within the noncrossing approximation. Given this recipe and exploiting the few unknowns to enforce the Pauli principle content in the solution, it is possible to qualitatively describe some of the anomalous features of high-Tc cuprate superconductors such as large versus small Fermi surface dichotomy, Fermi surface deconstruction (appearance of Fermi arcs), nodal versus antinodal physics, pseudogap(s), and kinks in the electronic dispersion. The resulting scenario envisages a smooth crossover between an ordinary weakly interacting metal sustaining weak, short-range antiferromagnetic correlations in the overdoped regime to an unconventional poor metal characterized by very strong, long-but-finite-range antiferromagnetic correlations leading to momentum-selective non-Fermi liquid features as well as to the opening of a pseudogap and to the striking differences between the nodal and the antinodal dynamics in the underdoped regime.
Single-particle excitation spectra of the two-dimensional Hubbard model on the square lattice near half filling and at zero temperature are investigated on the basis of the self-consistent projection operator method. The method guarantees a high accuracy of the spectra with high energy and high momentum resolutions. It takes into account long-range intersite correlations as well as the strong on-site correlations. Effects of nonlocal excitations are clarified by comparing the results with those of the single-site approximation. The calculated spectra verify the quantum Monte-Carlo results for finite temperatures. The spectra at the Fermi level yield a hole-like Fermi surface in the underdoped region and an electron-like Fermi surface in the overdoped region. From a numerical analysis of the momentum dependent effective mass and self-energy, it is concluded that a marginal Fermi-liquid like state persists even at finite doping concentrations in the strongly correlated region because a van Hove singularity is pinned to the Fermi surface. It is also found that a kink structure appears in the quasiparticle energy band in the same region. The kink is shown to be caused by a mixing between the quasiparticle band and an excitation band with strong short-range antiferromagnetic correlations. These results suggest an explanation for some of the unusual properties of the normal state in high-TcT_{\rm c}Tc​ cuprates.
We review the intermediate coupling model for treating electronic correlations in the cuprates. Spectral signatures of the intermediate coupling scenario are identified and used to adduce that the cuprates fall in the intermediate rather than the weak or the strong coupling limits. A robust, ‘beyond local-density approximation’ framework for obtaining wide-ranging properties of the cuprates via a GW-approximation based self-consistent self-energy correction for incorporating correlation effects is delineated. In this way, doping- and temperature-dependent spectra, from the undoped insulator to the overdoped metal, in the normal as well as the superconducting state, with features of both weak and strong coupling can be modeled in a material-specific manner with very few parameters. Efficacy of the model is shown by considering available spectroscopic data on electron- and hole-doped cuprates from angle-resolved photoemission, scanning tunneling microscopy/spectroscopy, neutron scattering, inelastic light scattering, optical and other experiments. Generalizations to treat systems with multiple correlated bands such as the heavy-fermions, the ruthenates and the actinides are discussed.
The effect of doping in the two-dimensional Hubbard model is studied within finite-temperature exact diagonalization combined with cluster dynamical mean-field theory. By employing a mixed basis involving cluster sites and bath molecular orbitals for the projection of the lattice Green's function onto $2\ifmmode\times\else\texttimes\fi{}2$ clusters, a considerably more accurate description of the low-frequency properties of the self-energy is achieved than in a pure site picture. To evaluate the phase diagram, the transition from Fermi-liquid to non-Fermi-liquid behavior for decreasing hole doping is studied as a function of Coulomb energy, next-nearest-neighbor hopping, and temperature. The self-energy component ${\ensuremath{\Sigma}}_{X}$ associated with $X=(\ensuremath{\pi},0)$ is shown to develop a collective mode above EF{E}_{F}EF​, whose energy and strength exhibits a distinct dispersion with doping. This low-energy excitation gives rise to non-Fermi-liquid behavior as the hole doping decreases below a critical value ${\ensuremath{\delta}}_{c}$, and to an increasing particle-hole asymmetry, in agreement with recent photoemission data. This behavior is consistent with the removal of spectral weight from electron states above EF{E}_{F}EF​ and the opening of a pseudogap, which increases with decreasing doping. The phase diagram reveals that ${\ensuremath{\delta}}_{c}\ensuremath{\approx}0.15\dots{}0.20$ for various system parameters. For electron doping, the collective mode of ${\ensuremath{\Sigma}}_{X}(\ensuremath{\omega})$ and the concomitant pseudogap are located below the Fermi energy, which is consistent with the removal of spectral weight from the hole states just below EF{E}_{F}EF​. The critical doping, which marks the onset of non-Fermi-liquid behavior, is systematically smaller than for hole doping.
The theoretical investigation of spectral functions and pseudogap in systems with strongly correlated electrons is discussed, with the emphasis on the single-band t-J model as relevant for superconducting cuprates. The evidence for the pseudogap features from numerical studies of the model is presented. One of the promising methods to study spectral functions is the method of equations of motion. The latter can deal systematically with the local constraints and projected fermion operators inherent for strongly correlated electrons. In the evaluation of the self energy the decoupling of spin and single-particle fluctuations is performed. In an undoped antiferromagnet the method reproduces the selfconsistent Born approximation (SCBA). For finite doping the approximation evolves into a paramagnon contribution which retains large incoherent contribution in the hole part. On the other hand, the contribution of longer-range spin fluctuations is essential for the emergence of the pseudogap. The latter shows up at low doping in the effective truncation of the large Fermi surface, reduced electron density of states and at the same time reduced quasiparticle density of states at the Fermi level.