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arXiv:cond-mat/0702011

Perturbative calculation of non-local corrections to dynamical mean field theory

V. I. Tokar, R. Monnier

Published Feb 1, 2007• 0 citations
arXivHTMLPDF

Abstract

A technique allowing for a perturbative treatment of nonlocal corrections to the single-site dynamical mean-field theory (DMFT) in finite dimensions is developed. It is based on the observation that in the case of strong electron correlation the one-electron Green's function is strongly spatially damped so that its intersite matrix elements may be considered as small perturbations. Because the non-local corrections are at least quadratic in these matrix elements, DMFT in such cases may be a very accurate approximation in dimensions d = 1-3. This observation provides a rigorous justification for the application of DMFT to physical systems. Furthermore, the technique allows for a systematic evaluation of the nonlocal corrections. This is illustrated with the calculation of the magnetic short range order parameter for nearest neighbor spins in the half filled Hubbard model on the square lattice in its insulating phase which exhibits an excellent agreement with the results of a recent cluster approach.As a second example we study the lowest order correction to the DMFT self-energy and its influence on the local density of states.

DOI
10.48550/arxiv.cond-mat/0702011

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A technique allowing for a perturbative treatment of nonlocal corrections to the single-site dynamical mean-field theory (DMFT) in finite dimensions is developed. It is based on the observation that in the case of strong electron correlation the one-electron Green's function is strongly spatially damped so that its intersite matrix elements may be considered as small perturbations. Because the non-local corrections are at least quadratic in these matrix elements, DMFT in such cases may be a very accurate approximation in dimensions d = 1-3. This observation provides a rigorous justification for the application of DMFT to physical systems. Furthermore, the technique allows for a systematic evaluation of the nonlocal corrections. This is illustrated with the calculation of the magnetic short range order parameter for nearest neighbor spins in the half filled Hubbard model on the square lattice in its insulating phase which exhibits an excellent agreement with the results of a recent cluster approach.As a second example we study the lowest order correction to the DMFT self-energy and its influence on the local density of states.
We develop the extended dynamical mean-field theory (E-DMFT) with a view towards realistic applications. (1) We introduce an intuitive derivation of the E-DMFT formalism. By identifying the Hartree contributions before the E-DMFT treatment, it allows us to handle systems in symmetry-breaking phases within a simple formalism. (2) We make an implementation of E-DMFT through a real Hubbard--Stratonovich transformation to decouple the nonlocal two-particle interactions. We apply it to a three-dimensional $U\ensuremath{-}V$ model, with U the on-site and V the nearest-neighbor interactions, and investigate the behavior of the various Green's functions, especially the density susceptibility, as the density instability is approached. We obtain the phase diagram at a finite temperature. (3) We present a formalism incorporating E-DMFT with cellular DMFT. (4) We suggest an improvement of the E-DMFT approach by combining it with a generalized GW method. The method combines the local self-energy from E-DMFT and the nonlocal ones from the perturbative calculation of GW.\mathrm{GW}.GW. We apply the method to a one-dimensional $U\ensuremath{-}V$ model with two sublattices carrying different chemical potentials. By comparing with those from density matrix renormalization group calculations, we show that the results are shifted in the correct direction due to the GW\mathrm{GW}GW contributions. (5) In order to handle the generic Coulomb repulsion within E-DMFT, we describe a method to tailor E-DMFT so that the proper momentum dependence can be kept in general response functions.
We study the effect of spatially nonlocal correlations on the nonequilibrium dynamics of interacting fermions by constructing the nonequilibrium dynamical cluster theory, a cluster generalization of the nonequilibrium dynamical mean-field theory (DMFT). The formalism is applied to interaction quenches in the Hubbard model in one and two dimensions, and the results are compared with data from single-site DMFT, the time-dependent density matrix renormalization group, and lattice perturbation theory. Both in one and two dimensions the double occupancy quickly thermalizes, while the momentum distribution relaxes only on much longer time scales. For the two-dimensional square lattice we find a strongly momentum-dependent evolution of the momentum distribution around the Fermi energy, with a much faster relaxation near the momenta $(0,\ensuremath{\pi})$ and $(\ensuremath{\pi},0)$ than near $(\ensuremath{\pi}/2,\ensuremath{\pi}/2)$. This result is interpreted as reflecting the momentum-anisotropic quasiparticle lifetime of the marginal Fermi liquid. The method is further applied to the two-dimensional Hubbard model driven by a dc electric field, where the damping of the Bloch oscillation of the current is found to be less effective than predicted by DMFT and lattice perturbation theory.
A hybrid approach that takes account of local and spatial fluctuations is proposed for strongly correlated electron systems. The spatial fluctuations are constructed in the framework of dynamical mean-field theory (DMFT), and they are utilized to improve the DMFT self-energy with nonlocal corrections via the exchange of the fluctuations. We demonstrate that the one-particle spectral intensity in the two-dimensional Hubbard model at half-filling exhibits the pseudo-gap behavior in the central coherent quasiparticle peak due to the critical antiferromagnetic fluctuation. The specific heat is considerably enhanced by the short-range order, which assists a tendency of the Mott localization showing the reduction of the double occupancy. Some future applications of the present theory are briefly discussed.
Even after decades of intense research, the single band Hubbard model representing the fundamental model for interacting quantum systems and electronic correlations remains an unsolved cornerstone paradigm in theoretical solid state physics. Within the non-perturbative dynamical mean-field theory (DMFT), the lattice problem is mapped to a self-consistent auxiliary quantum impurity model leading to a local approximation of the self-energy. Nonlocal correlations can be included by the real-space cluster extension of the DMFT (CDMFT). Enlarging the unit cell makes the calculation of a numerically exact solution in CDMFT very challenging. We here use a quantum Monte-Carlo approach in the imaginary-time space in order to solve the self-consistency equations for different cluster sizes. In order to restore the broken translational symmetry re-periodization schemes for the Green function, the self-energy, or its cumulants have been introduced. However, these suffer from ambiguity and may even lead to convergence problems when attempted inside the self-consistency loop. The comparison to numerically exact diagrammatic quantum Monte Carlo calculations shows that introducing a so-called centerfocused extrapolation (CFE) to approximate the lattice self-energy yields very accurate results. Moreover, the CFE converges faster with the cluster size than previous periodization schemes. We here perform a detailed CDMFT analysis for the single-band Hubbard model on the 2D square lattice, reaching real-space cluster sizes of up to 9x9 sites. In addition to spectral properties, we also compute two-particle correlation functions which are not accessible in DMFT. Using benchmarks against diagrammatic Monte Carlo at high temperature, we show that the cluster spin susceptibility can be extrapolated to the exact result at large cluster size. In particular, the exponential decay of spin-spin correlations is very well captured by CDMFT calculations, even when correlations extend beyond the size of the cluster. We further present results at lower temperature T and larger UUU than the range currently accessible with diagrammatic Monte Carlo methods techniques. The CDMFT+CFE represents therefore a powerful computational tool to access the physics of non-local correlations beyond dynamical mean-field theory.
In this thesis, we tackle various problems in strongly correlated electron systems, which can be addressed properly via the non-perturbative dynamical mean field theory (DMFT) approach using the continuous time quantum Monte Carlo method as an impurity solver. First, we revisit the old Nagaoka ferromagnetism problem in the U=oo Hubbard model and study the stability of the ferromagnetic state as a function of the temperature, the doping level, and the next-nearest-neighbor hopping t'. We then address the nature of the Mott transition in the two-dimensional Hubbard model at half-filling using cluster DMFT. Cluster DMFT can incorporate the short-range correlations beyond DMFT by extending the spatial range in which correlations are treated exactly to a finite cluster size. The non-local correlations reduce substantially the critical interaction U and modify the shape of the transition lines in the phase diagram. We then concentrate on the calculation of two-particle response functions from the ab initio perspective by means of computing the one-particle excitation spectrum using the combination of the density functional theory (DFT) and DMFT and extracting the two-particle irreducible vertex function from a local two-particle Green's function computed within DMFT. In particular, we derive the equations for calculating the magnetic/charge susceptibility and the pairing susceptibility in superconductivity. This approach is applied to the Hubbard model and the periodic Anderson model and we determine the phase diagram of magnetism and superconductivity in these models. We show that the superconducting phase is indeed stable near the magnetic phase where the pairing interaction mediated by spin fluctuations is dominantly enhanced. The non-local correlation effect to superconductivity is also discussed using the dual fermion approach and the dynamical vertex approximation. We finally apply the vertex function approach within DFT+DMFT to a Fe-based superconductor, BaFe2As2, and compute the dynamical magnetic susceptibility in this material. Our calculation results show a good agreement with the magnetic excitation spectra observed in a neutron scattering experiment. The response function calculation method derived in this thesis can capture both a localized and an itinerant nature of collective excitations in strongly correlated electron systems.
The contributions from the non-local fluctuations to the dynamical mean field theory (DMFT) were studied using the recently proposed dual fermion approach. Straight forward cluster extensions of DMFT need the solution of a small cluster, where all the short-range correlations are fully taken into account. All the correlations beyond the cluster scope are treated in the mean-field level. In the dual fermion method, only a single impurity problem needs to be solved. Both the short and long-range correlations could be considered on equal footing in this method. The weak-coupling nature of the dual fermion ensures the validity of the finite order diagram expansion. The one and two particle Green's functions calculated from the dual fermion approach agree well with the Quantum Monte Carlo solutions, and the computation time is considerably less than with the latter method. The access of the long-range order allows us to investigate the collective behavior of the electron system, e.g. spin wave excitations.