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arXiv:cond-mat/0205522 · Physical review. B, Condensed matter

Extended dynamical mean-field theory and GW method

Ping Sun, Gabriel Kotliar

Published Aug 30, 2002• 233 citations
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Abstract

We develop the extended dynamical mean-field theory (E-DMFT) with a view towards realistic applications. (1) We introduce an intuitive derivation of the E-DMFT formalism. By identifying the Hartree contributions before the E-DMFT treatment, it allows us to handle systems in symmetry-breaking phases within a simple formalism. (2) We make an implementation of E-DMFT through a real Hubbard--Stratonovich transformation to decouple the nonlocal two-particle interactions. We apply it to a three-dimensional $U\ensuremath{-}V$ model, with U the on-site and V the nearest-neighbor interactions, and investigate the behavior of the various Green's functions, especially the density susceptibility, as the density instability is approached. We obtain the phase diagram at a finite temperature. (3) We present a formalism incorporating E-DMFT with cellular DMFT. (4) We suggest an improvement of the E-DMFT approach by combining it with a generalized GW method. The method combines the local self-energy from E-DMFT and the nonlocal ones from the perturbative calculation of $\mathrm{GW}.$ We apply the method to a one-dimensional $U\ensuremath{-}V$ model with two sublattices carrying different chemical potentials. By comparing with those from density matrix renormalization group calculations, we show that the results are shifted in the correct direction due to the $\mathrm{GW}$ contributions. (5) In order to handle the generic Coulomb repulsion within E-DMFT, we describe a method to tailor E-DMFT so that the proper momentum dependence can be kept in general response functions.

DOI
10.1103/physrevb.66.085120

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We describe a recent implementation of the combined GWGWGW and dynamical mean field method (GWGWGW+DMFT) for the two-dimensional Hubbard model with onsite and nearest-neighbor repulsion. We clarify the relation of the GWGWGW+DMFT scheme to alternative approaches in the literature, and discuss the corresponding approximations to the free-energy functional of the model. Furthermore, we describe a numerically exact technique for the solution of the GWGWGW+DMFT equations, namely, the hybridization expansion continuous-time algorithm for impurity models with retarded interactions. We compute the low-temperature phase diagram of the half-filled extended Hubbard model, addressing the metal-insulator transition at small intersite interactions and the transition to a charge-ordered state for stronger intersite repulsions. GWGWGW+DMFT introduces a nontrivial momentum dependence into the many-body self-energy and polarization. We find that the charge fluctuations included in the present approach have a larger impact on the latter than on the former. Finally, within the GWGWGW+DMFT framework, as in extended DMFT, the intersite repulsion translates into a frequency dependence of the local effective interaction. We analyze this dependence and show how it affects the local spectral function.
A technique allowing for a perturbative treatment of nonlocal corrections to the single-site dynamical mean-field theory (DMFT) in finite dimensions is developed. It is based on the observation that in the case of strong electron correlation the one-electron Green's function is strongly spatially damped so that its intersite matrix elements may be considered as small perturbations. Because the non-local corrections are at least quadratic in these matrix elements, DMFT in such cases may be a very accurate approximation in dimensions d = 1-3. This observation provides a rigorous justification for the application of DMFT to physical systems. Furthermore, the technique allows for a systematic evaluation of the nonlocal corrections. This is illustrated with the calculation of the magnetic short range order parameter for nearest neighbor spins in the half filled Hubbard model on the square lattice in its insulating phase which exhibits an excellent agreement with the results of a recent cluster approach.As a second example we study the lowest order correction to the DMFT self-energy and its influence on the local density of states.
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Nonlocal correlations play an essential role in correlated electron systems, especially in the vicinity of phase transitions and crossovers, where two-particle correlation functions display a distinct momentum dependence. In nonequilibrium settings, the effect of nonlocal correlations on dynamical phase transitions, prethermalization phenomena, and trapping in metastable states is not well understood. In this paper, we introduce a dynamical mean field theory (DMFT) extension to the nonequilibrium two-particle self-consistent (TPSC) approach, which allows to perform nonequilibrium simulations capturing short- and long-ranged nonlocal correlations in the weak-, intermediate-, and strong-correlation regimes. The method self-consistently computes local spin and charge vertices, from which a momentum-dependent self-energy is constructed. Replacing the local part of the self-energy by the DMFT result within this self-consistent scheme provides an improved description of local correlation effects. We explain the details of the formalism and the implementation, and demonstrate the versatility of DMFT+TPSC with interaction quenches and dimensional crossovers in the Hubbard model.