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arXiv:cond-mat/0607433

Coherent Collective Excitations in a Superfluid: Spontaneously Broken Symmetries and Fluctuations-Dissipation

S. J. Han

Published Jul 18, 2006• 0 citations
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Abstract

This paper presents an elementary theory of the phase-coherent collective excitations in both He II in the gravitational field and atomic Bose-Einstein condensation in a trap. The theory is based on the concept of off-diagonal long-range order by Penrose and Onsager and the quantum theory of Bohm, with emphasis on the broken symmetry in a Bose-Einstein gas with repulsive interactions. It is shown that a spontaneously broken symmetry that accompanies a phonon (Nambu-Goldstone mode) takes place at the surface layer of an inhomogeneous Bose system in the presence of an external field. The spontaneously broken symmetry in a Bose system is described and is shown to manifest itself in both He II and the Bose-Einstein condensation - a shell-like structure of Bose-Einstein condensation in a trap. The broken symmetry gives a coherent explanation for a number of long standing puzzles in He II.

DOI
10.48550/arxiv.cond-mat/0607433

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•Nov 21, 2015•2 citations
This paper presents an elementary theory of the phase-coherent collective excitations in both He II in the gravitational field and atomic Bose-Einstein condensation in a trap. The theory is based on the concept of off-diagonal long-range order by Penrose and Onsager and the quantum theory of Bohm, with emphasis on the broken symmetry in a Bose-Einstein gas with repulsive interactions. It is shown that a spontaneously broken symmetry that accompanies a phonon (Nambu-Goldstone mode) takes place at the surface layer of an inhomogeneous Bose system in the presence of an external field. The spontaneously broken symmetry in a Bose system is described and is shown to manifest itself in both He II and the Bose-Einstein condensation - a shell-like structure of Bose-Einstein condensation in a trap. The broken symmetry gives a coherent explanation for a number of long standing puzzles in He II.
This paper presents an elementary theory of the phase-coherent collective excitations in both He II in the gravitational field and atomic Bose-Einstein condensation in a trap. The theory is based on the concept of off-diagonal long-range order by Penrose and Onsager and the quantum theory of Bohm, with emphasis on the broken symmetry in a Bose-Einstein gas with repulsive interactions. It is shown that a spontaneously broken symmetry that accompanies a phonon (Nambu-Goldstone mode) takes place at the surface layer of an inhomogeneous Bose system in the presence of an external field. The spontaneously broken symmetry in a Bose system is described and is shown to manifest itself in both He II and the Bose-Einstein condensation - a shell-like structure of Bose-Einstein condensation in a trap. The broken symmetry gives a coherent explanation for a number of long standing puzzles in He II.
A theory of collective excitations in Bose-Einstein condensation in a trap is developed based on the quantum Hamilton-Jacobi equation of Bohm and the phase coherence along with the idea of off-diagonal long range order of Penrose and Onsager. First, we show that a free surface behaves like a normal fluid - a breakdown of superfluidity. Second, inside the free surface it is shown that the spectrum of phonons is of the form ω=ckω=ckω=ck scaled with the external potential, where the speed of (first) sound, c=[4πaρℏ2]1/2/Mc=[4πaρ\hbar^{2}]^{1/2}/Mc=[4πaρℏ2]1/2/M and kkk is the wave number. Third, in the limit a→0a\to 0a→0, the hard spheres in the Bose-Einstein condensation collapse to a close-packed classical lattice with the zero-point vibrational motion about fixed points.
We discuss the collective excitations in a spatially inhomogeneous (cylindrically symmetric) Bose-Einstein condensation (BEC) at low temperature (T≪TλT \ll T_λT≪Tλ​). The main result is the dispersion relation for a (first) sound wave that is obtained by describing the perturbation as a Lagrangian coordinate. The dispersion curve is in good agreement with the Bogoliubov phonon spectrum ω=ckω=c kω=ck, where k=kθ=m/rk=k_θ=m/rk=kθ​=m/r, the wave number and c=[4πaρℏ2]1/2/Mc=[4 πa ρ\hbar^{2}]^{1/2}/Mc=[4πaρℏ2]1/2/M, the speed of first sound. Based on Bohm's quantum theory, a spontaneously broken gauge symmetry in a quantum fluid is discussed in terms of the quantum fluctuation-dissipation, from which it is shown that the symmetry breaking takes place at the free surface of BEC in an external field.
The realisation of Bose-Einstein condensation under grand-canonical conditions has provided the experimental evidence for the simultaneous occurrence of macroscopic fluctuations and phase coherence of the condensate. The observation of these two features, against a consolidated tradition which wants the fluctuations to be pathological (grand-canonical catastrophe) and incompatible with spontaneous symmetry braking, calls for a comprehensive rethinking of the approach to the problem. In this paper we consider the uniform ideal gas in a box and we present an alternative conceptual framework. We show that the usually-employed Bogoliubov quasi-average construction fails to reproduce the broken-symmetry state. The observed features are accounted for by a different pattern of spontaneous symmetry breaking, characterised by condensation of fluctuations and long-range correlations of the order parameter.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.