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arXiv:cond-mat/0607271 · Physical Review B

Variational cluster approach to the Hubbard model: Phase-separation tendency and finite-size effects

Markus Aichhorn, Enrico Arrigoni, Michael Potthoff, Werner R. Hanke

Published Dec 22, 2006• 89 citations
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Abstract

Using the variational cluster approach, we study the transition from the antiferromagnetic to the superconducting phase of the two-dimensional Hubbard model at zero temperature. Our calculations are based on a method to evaluate the VCA grand potential which employs a modified Lanczos algorithm and avoids integrations over the real or imaginary frequency axis. Thereby, very accurate results are possible for cluster sizes not accessible to full diagonalization. This is important for an improved treatment of short-range correlations, including correlations between Cooper pairs in particular. We apply this improved method in order to investigate the cluster-size dependence of the phase-separation tendency that has been proposed recently on the basis of calculations for smaller clusters. While the energy barrier associated with phase separation rapidly decreases with increasing cluster size for both hole and electron doping, the extension of the phase-separation region behaves differently in the two cases. More specifically, our results suggest that phase separation remains persistent in the hole-doped case and disappears in the electron-doped case. We also study the evolution of the single-particle spectrum as a function of doping and point out the relevance of our results for experimental findings in electron and hole-doped materials.

DOI
10.1103/physrevb.74.235117

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The competition between ddd-wave superconductivity (SC) and antiferromagnetism (AF) in the high-Tc{T}_{c}Tc​ cuprates is investigated by studying the hole- and electron-doped two-dimensional Hubbard model with a recently proposed variational quantum-cluster theory. The approach is shown to provide a thermodynamically consistent determination of the particle number, provided that an overall shift of the on-site energies is treated as a variational parameter. The consequences for the single-particle excitation spectra and for the phase diagram are explored. By comparing the single-particle spectra with quantum Monte Carlo and experimental data, we verify that the low-energy excitations in a strongly correlated electronic system are described appropriately. The cluster calculations also reproduce the overall ground-state phase diagram of the high-temperature superconductors. In particular, they include salient features such as the enhanced robustness of the antiferromagnetic state as a function of electron doping and the tendency towards phase separation into a mixed antiferromagnetic-superconducting phase at low doping and a pure superconducting phase at high (both hole and electron) doping.
Many properties of the two-dimensional Hubbard model have been explored for the model parameters appropriate for strongly correlated electronic systems, especially cuprate superconductors.Most of the calculations are done using a well-established dynamical cluster quantum Monte Carlo method.Using this method, we investigate the effect of long-range hoppings on superconductivity with and without the presence of phonons on small clusters.The superconducting transition temperature, T c , is found to generally decrease with a negative next nearest neighbor hopping, t ′ .In the presence of the Holstein phonons, a finite t ′ enhances T c in the under-doped region for the hole-doped system, consistent with band structure calculations and experiment.The validity of the spin-susceptibility-mediated pairing in this model is studied and found to yield symmetries other than d-wave when a finite t ′ is considered.A new numerical algorithm for solving the embedded cluster problems is introduced, and used to calculate the thermodynamic properties of the model on larger clusters, especially those associated with the quantum critical behavior at finite doping.Our results suggest that the quantum critical point (QCP) which separates the Fermi liquid and pseudogap regions, is the second order terminus of the line of first order phase separation transition in the limit when a positive t ′ goes to zero.For small t ′ , the superconducting dome is centered at the QCP, suggesting that charge fluctuations might have a role in the pairing mechanism in this model.I am very thankful to University of Cincinnati for providing me with the opportunity to pursue my education and the support I received during my program.Part of this thesis is a result of my work as a researcher at Louisiana State University.I am also thankful to them for their support.I would like to thank my adviser, Mark Jarrell, who taught me how to be an effective researcher, provided me with the opportunities to interact with other professionals and fully supported me financially for most of the duration of the
We study the quantum transition from an antiferromagnet to a superconductor in a model for electron- and hole-doped cuprates by means of a variational cluster perturbation theory approach. In both cases, our results suggest a tendency towards phase separation between a mixed antiferromagnetic-superconducting phase at low doping and a pure superconducting phase at larger doping. However, in the electron-doped case the energy scale for phase separation is an order of magnitude smaller than for hole doping. We argue that this can explain the different pseudogap and superconducting transition scales in hole- and electron-doped materials.
Cooperation and competition between the antiferromagnetic, ddd-wave superconducting, and Mott-insulating states are explored for the two-dimensional Hubbard model including nearest and next-nearest-neighbor hoppings at zero temperature. Using the variational cluster approach with clusters of different shapes and sizes up to 10 sites, it is found that the doping-driven transition from a phase with microscopic coexistence of antiferromagnetism and superconductivity to a purely superconducting phase is discontinuous for strong interaction and accompanied by phase separation. At half-filling the system is in an antiferromagnetic Mott-insulating state with vanishing charge compressibility. Upon decreasing the interaction strength UUU below a certain critical value of roughly ${U}_{c}\ensuremath{\sim}4$ (in units of the nearest-neighbor hopping), however, the filling-dependent magnetic transition changes its character and becomes continuous. Phase separation or, more carefully, the tendency towards the formation of inhomogeneous states disappears. This critical value is in contrast to previous studies, where a much larger value was obtained. Moreover, we find that the system at half-filling undergoes the Mott transition from an insulator to a state with a finite charge compressibility at essentially the same value. The weakly correlated state at half-filling exhibits superconductivity microscopically admixed to the antiferromagnetic order. This scenario suggests a close relation between phase separation and the Mott-insulator physics.
In order to understand various local phenomena related to electronic phase separation discovered recently in strongly correlated materials, quantum cluster methods are applied to a theoretical model, i.e., Hubbard model, which has successfully predicted basic properties of strongly correlated systems. Our calculations are performed at two levels: exact calculations based on the isolated small clusters via exact diagonalization and approximate calculations applied to large lattices using the variational cluster approximation (VCA).\nWe first study phase separation instabilities with the formation of a pairing gap in the two-dimensional Hubbard model for 8-site Betts clusters. The exact diagonalization method is applied to extract exact ground and excited states of the Hubbard model. The results show that the electronic states with one hole off half filling are unstable and they energetically prefer creating the spatial phase separation. The effect of next nearest hopping is also discussed in this part.\nWe studied the variation of the pairing when the out-of-plane correlation is present by adding an interacting apical site above the two-dimensional cluster plane. The calculations indicate that the out-of-plane correlation can be detrimental to the in-plane pairing effect. When it is not too strong to destroy electron pairs on the plane, the modulation of the apical site can drive the pairing gap to show a sinusoidal variation which is consistent with recent experimental discoveries.\nVariational cluster approximation is introduced to explore local properties of larger lattices. The local nematic state is studied in the square lattice using this method, which indicates that it is possible that the electronic states can locally break the C4 symmetry (90o$ rotational symmetry) to form a pattern where the electronic properties, such as charge and spin correlations, are different in x and y directions.\nThe spatial phase separation in the square and honeycomb lattices is also investigated by the variational cluster approximation. The study shows that Coulomb interaction and lattice geometry are both crucial for electronic phase separation. We propose that electronic phase separation is the result of an instability of the Fermi surface at the boundary of the first Brillouin zone of antiferromagnetic states.