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arXiv:0707.3557 · Physical Review B

Phase separation and competition of superconductivity and magnetism in the two-dimensional Hubbard model: From strong to weak coupling

Markus Aichhorn, Enrico Arrigoni, Michael Potthoff, Werner R. Hanke

Published Dec 11, 2007• 63 citations
arXivHTMLPDF

Abstract

Cooperation and competition between the antiferromagnetic, $d$-wave superconducting, and Mott-insulating states are explored for the two-dimensional Hubbard model including nearest and next-nearest-neighbor hoppings at zero temperature. Using the variational cluster approach with clusters of different shapes and sizes up to 10 sites, it is found that the doping-driven transition from a phase with microscopic coexistence of antiferromagnetism and superconductivity to a purely superconducting phase is discontinuous for strong interaction and accompanied by phase separation. At half-filling the system is in an antiferromagnetic Mott-insulating state with vanishing charge compressibility. Upon decreasing the interaction strength $U$ below a certain critical value of roughly ${U}_{c}\ensuremath{\sim}4$ (in units of the nearest-neighbor hopping), however, the filling-dependent magnetic transition changes its character and becomes continuous. Phase separation or, more carefully, the tendency towards the formation of inhomogeneous states disappears. This critical value is in contrast to previous studies, where a much larger value was obtained. Moreover, we find that the system at half-filling undergoes the Mott transition from an insulator to a state with a finite charge compressibility at essentially the same value. The weakly correlated state at half-filling exhibits superconductivity microscopically admixed to the antiferromagnetic order. This scenario suggests a close relation between phase separation and the Mott-insulator physics.

DOI
10.1103/physrevb.76.224509

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Cooperation and competition between the antiferromagnetic, ddd-wave superconducting, and Mott-insulating states are explored for the two-dimensional Hubbard model including nearest and next-nearest-neighbor hoppings at zero temperature. Using the variational cluster approach with clusters of different shapes and sizes up to 10 sites, it is found that the doping-driven transition from a phase with microscopic coexistence of antiferromagnetism and superconductivity to a purely superconducting phase is discontinuous for strong interaction and accompanied by phase separation. At half-filling the system is in an antiferromagnetic Mott-insulating state with vanishing charge compressibility. Upon decreasing the interaction strength UUU below a certain critical value of roughly Uc\ensuremath∼4{U}_{c}\ensuremath{\sim}4Uc​\ensuremath∼4 (in units of the nearest-neighbor hopping), however, the filling-dependent magnetic transition changes its character and becomes continuous. Phase separation or, more carefully, the tendency towards the formation of inhomogeneous states disappears. This critical value is in contrast to previous studies, where a much larger value was obtained. Moreover, we find that the system at half-filling undergoes the Mott transition from an insulator to a state with a finite charge compressibility at essentially the same value. The weakly correlated state at half-filling exhibits superconductivity microscopically admixed to the antiferromagnetic order. This scenario suggests a close relation between phase separation and the Mott-insulator physics.
Proximity to a Mott insulating phase is likely to be an important physical ingredient of a theory that aims to describe high-temperature superconductivity in the cuprates. Quantum cluster methods are well suited to describe the Mott phase. Hence, as a step toward a quantitative theory of the competition between antiferromagnetism and ddd-wave superconductivity in the cuprates, we use cellular dynamical mean-field theory to compute zero-temperature properties of the two-dimensional square lattice Hubbard model. The ddd-wave order parameter is found to scale like the superexchange coupling JJJ for on-site interaction UUU comparable to or larger than the bandwidth. The order parameter also assumes a dome shape as a function of doping, while, by contrast, the gap in the single-particle density of states decreases monotonically with increasing doping. In the presence of a finite second neighbor hopping ${t}^{\ensuremath{'}}$, the zero-temperature phase diagram displays the electron-hole asymmetric competition between antiferromagnetism and superconductivity that is observed experimentally in the cuprates. Adding realistic third neighbor hopping ${t}^{\ensuremath{''}}$ improves the overall agreement with the experimental phase diagram. Since band parameters can vary depending on the specific cuprate considered, the sensitivity of the theoretical phase diagram to band parameters challenges the commonly held assumption that the doping vs Tc∕Tcmax{T}_{c}∕{T}_{c}^{\mathit{max}}Tc​∕Tcmax​ phase diagram of the cuprates is universal. The calculated angle-resolved photoemission spectrum displays the observed electron-hole asymmetry. The tendency to homogeneous coexistence of the superconducting and antiferromagnetic order parameters is stronger than observed in most experiments but consistent with many theoretical results and with experiments in some layered high-temperature superconductors. Clearly, our calculations reproduce important features of ddd-wave superconductivity in the cuprates that would otherwise be considered anomalous from the point of view of the standard Bardeen--Cooper--Schrieffer approach. At strong coupling, ddd-wave superconductivity and antiferromagnetism naturally appear as two equally important competing instabilities of the normal phase of the same underlying Hamiltonian.
By using variational wave functions and quantum Monte Carlo techniques, we investigate the interplay between electron-electron and electron-phonon interactions in the two-dimensional Hubbard-Holstein model. Here, the ground-state phase diagram is triggered by several energy scales, i.e., the electron hopping ttt, the on-site electron-electron interaction UUU, the phonon energy ${\ensuremath{\omega}}_{0}$, and the electron-phonon coupling ggg. At half filling, the ground state is an antiferromagnetic insulator for $U\ensuremath{\gtrsim}2{g}^{2}/{\ensuremath{\omega}}_{0}$, while it is a charge-density-wave (or bipolaronic) insulator for $U\ensuremath{\lesssim}2{g}^{2}/{\ensuremath{\omega}}_{0}$. In addition to these phases, we find a superconducting phase that intrudes between them. For ${\ensuremath{\omega}}_{0}/t=1$, superconductivity emerges when both U/tU/tU/t and $2{g}^{2}/t{\ensuremath{\omega}}_{0}$ are small; then, by increasing the value of the phonon energy ${\ensuremath{\omega}}_{0}$, it extends along the transition line between antiferromagnetic and charge-density-wave insulators. Away from half filling, phase separation occurs when doping the charge-density-wave insulator, while a uniform (superconducting) ground state is found when doping the superconducting phase. In the analysis of finite-size effects, it is extremely important to average over twisted boundary conditions, especially in the weak-coupling limit and in the doped case.
We study the competition of antiferromagnetism and ddd-wave superconductivity at zero temperature in the two-dimensional Hubbard model using cellular dynamical mean-field theory for a $2\ifmmode\times\else\texttimes\fi{}2$ plaquette, and solve the associated cluster impurity model at zero temperature by means of exact diagonalization. The interplay between the two phases depends strongly on the strength of the correlation. At strong coupling $(U\ensuremath{\gtrsim}8t)$ the two phases do not mix, and a first-order transition takes place as a function of doping between two pure phases. At weak coupling $(U\ensuremath{\lesssim}8t)$ the two order parameters coexist within the same solution in a range of doping and the system smoothly evolves from the antiferromagnet to the superconductor. When the transition between the superconducting and the antiferromagetic phases is of the first-order, it is accompanied by a phase separation.
Phase separation in the Hubbard model is investigated with the dynamical cluster approximation. We find that it is present in the paramagnetic solution for values of filling smaller than 1 and at finite temperature when a positive next-nearest-neighbor hopping is considered. The phase-separated region is characterized by a mixture of a strongly correlated metallic and Mott insulating phases. Our results indicate that phase separation is driven by the formation of doped regions with strong antiferromagnetic correlations and low kinetic energy.
We consider the one-band Hubbard model on the square lattice by using variational and Green's function Monte Carlo methods, where the variational states contain Jastrow and backflow correlations on top of an uncorrelated wave function that includes BCS pairing and magnetic order. At half-filling, where the ground state is antiferromagnetically ordered for any value of the on-site interaction UUU, we can identify a hidden critical point UMott{U}_{\mathrm{Mott}}UMott​, above which a finite BCS pairing is stabilized in the wave function. The existence of this point is reminiscent of the Mott transition in the paramagnetic sector and determines a separation between a Slater insulator (at small values of UUU), where magnetism induces a potential energy gain, and a Mott insulator (at large values of UUU), where magnetic correlations drive a kinetic energy gain. Most importantly, the existence of UMott{U}_{\mathrm{Mott}}UMott​ has crucial consequences when doping the system: We observe a tendency for phase separation into hole-rich and hole-poor regions only when doping the Slater insulator, while the system is uniform by doping the Mott insulator. Superconducting correlations are clearly observed above UMott{U}_{\mathrm{Mott}}UMott​, leading to the characteristic dome structure in doping. Furthermore, we show that the energy gain due to the presence of a finite BCS pairing above UMott{U}_{\mathrm{Mott}}UMott​ shifts from the potential to the kinetic sector by increasing the value of the Coulomb repulsion.
We study a two-band Hubbard model using the dynamical mean-field theory combined with the exact diagonalization method. At the electron density n=2n=2n=2, a transition from a band-insulator to a correlated semimetal occurs when the on-site Coulomb interaction UUU is varied for a fixed value of the charge-transfer energy ΔΔΔ. At low temperature, the correlated semimetal shows ferromagnetism or superconductivity. With increasing doping ∣n−2∣|n-2|∣n−2∣, the ferromagnetic transition temperature rapidly decreases and finally becomes zero at a critical value of nnn. The second-order phase transition occurs at high temperature, while a phase separation of ferromagnetic and paramagnetic states takes place at low temperature. The superconducting transition temperature gradually decreases and finally becomes zero near n=1n=1n=1 (n=3n=3n=3) where the system is Mott insulator which shows antiferromagnetism at low temperature.