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arXiv:cond-mat/0506148 · Physical Review B

Phase separation in the Hubbard model using the dynamical cluster approximation

Alexandru Macridin, Mark Jarrell, Thomas Maier

Published Aug 1, 2006• 69 citations
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Abstract

Phase separation in the Hubbard model is investigated with the dynamical cluster approximation. We find that it is present in the paramagnetic solution for values of filling smaller than 1 and at finite temperature when a positive next-nearest-neighbor hopping is considered. The phase-separated region is characterized by a mixture of a strongly correlated metallic and Mott insulating phases. Our results indicate that phase separation is driven by the formation of doped regions with strong antiferromagnetic correlations and low kinetic energy.

DOI
10.1103/physrevb.74.085104

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Phase separation in the Hubbard model is investigated with the dynamical cluster approximation. We find that it is present in the paramagnetic solution for values of filling smaller than 1 and at finite temperature when a positive next-nearest-neighbor hopping is considered. The phase-separated region is characterized by a mixture of a strongly correlated metallic and Mott insulating phases. Our results indicate that phase separation is driven by the formation of doped regions with strong antiferromagnetic correlations and low kinetic energy.
Cooperation and competition between the antiferromagnetic, ddd-wave superconducting, and Mott-insulating states are explored for the two-dimensional Hubbard model including nearest and next-nearest-neighbor hoppings at zero temperature. Using the variational cluster approach with clusters of different shapes and sizes up to 10 sites, it is found that the doping-driven transition from a phase with microscopic coexistence of antiferromagnetism and superconductivity to a purely superconducting phase is discontinuous for strong interaction and accompanied by phase separation. At half-filling the system is in an antiferromagnetic Mott-insulating state with vanishing charge compressibility. Upon decreasing the interaction strength UUU below a certain critical value of roughly ${U}_{c}\ensuremath{\sim}4$ (in units of the nearest-neighbor hopping), however, the filling-dependent magnetic transition changes its character and becomes continuous. Phase separation or, more carefully, the tendency towards the formation of inhomogeneous states disappears. This critical value is in contrast to previous studies, where a much larger value was obtained. Moreover, we find that the system at half-filling undergoes the Mott transition from an insulator to a state with a finite charge compressibility at essentially the same value. The weakly correlated state at half-filling exhibits superconductivity microscopically admixed to the antiferromagnetic order. This scenario suggests a close relation between phase separation and the Mott-insulator physics.
The paramagnetic phase diagram of the Hubbard model with nearest-neighbor and next-nearest-neighbor (NNN) hopping on the Bethe lattice is computed at half-filling and in the weakly doped regime using the self-energy functional approach for dynamical mean-field theory. NNN hopping breaks the particle-hole symmetry and leads to a strong asymmetry of the electron-doped and hole-doped regimes. Phase separation occurs at and near half-filling, and the critical temperature of the Mott transition is strongly suppressed.
The cluster perturbation theory is presented in the 2D Hubbard model constructed using X operators in the Hubbard-I approximation. The short-range magnetic order is taken into account by dividing the entire lattice into individual 2 × 2 clusters and solving the eigenvalue problem in an individual cluster using exact diagonalization taking into account all excited levels. The case of half-filling taking into account jumps between nearest neighbors is considered. As a result of numerical solution, a shadow zone is discovered in the quasiparticle spectrum. It is also found that a gap in the density of states in the quasiparticle spectrum at zero temperature exists for indefinitely small values of Coulomb repulsion parameter U and increases with this parameter. It is found that the presence of this gap in the spectrum is due to the formation of a short-range antiferromagnetic order. An analysis of the temperature evolution of the density of states shows that the metal-insulator transition occurs continuously. The existence of two characteristic energy scales at finite temperatures is demonstrated, the larger scale is associated with the formation of a pseudogap in the vicinity of the Fermi level, and the smaller scale is associated with the metal-insulator transition temperature. A peak in the density of states at the Fermi level, which is predicted in the dynamic mean field theory in the vicinity of the metal-insulator transition, is not observed.
The cluster slave-spin method is employed to investigate systematically the ground state properties of the Hubbard model on a square lattice with doping $\ensuremath{\delta}$ and coupling strength UUU being its parameters. At half-filling, a relation between the staggered magnetization MMM and the antiferromagnetic (AFM) gap ${\mathrm{\ensuremath{\Delta}}}_{\text{AFM}}$ is established in the small UUU limit to compare with that from the Hartree-Fock theory, and a first-order metal-insulator Mott transition in the paramagnetic state is substantiated, which is characterized by discontinuities and hystereses at UMott=10t{U}_{\text{Mott}}=10tUMott​=10t. The interaction Uc{U}_{c}Uc​ for the crossover in the AFM state, separating the weak- and strong-coupling regimes, is found to remain almost unchanged with large dopings, and smaller than UMott{U}_{\text{Mott}}UMott​ at half-filling because of long range AFM correlations. Finally, an overall phase diagram in the $U\ensuremath{-}\ensuremath{\delta}$ plane is presented, which is composed of four regimes: the AFM insulator at half-filling, the AFM metal with the compressibility $\ensuremath{\kappa}>0$ or $\ensuremath{\kappa}<0$, and the paramagnetic metal, as well as three phase transitions: (i) From the AFM metal to the paramagnetic metal, (ii) between the AFM metal phases with positive and negative $\ensuremath{\kappa}$, and (iii) separating the AFM insulating phase at $\ensuremath{\delta}=0$ from the AFM metal phase for $\ensuremath{\delta}>0$.
We present well-controlled results on the metal-to-insulator transition (MIT) within the paramagnetic solution of the dynamical cluster approximation in the two-dimensional Hubbard model at half filling. In the strong coupling regime, a local picture describes the properties of the model; there is a large charge gap Delta approximately U. In the weak-coupling regime, we find that a symbiosis of short-range antiferromagnetic correlations and moment formation cause a gap to open at finite temperature as in one dimension. Hence, this excludes the mechanism of the MIT proposed by Slater long ago.
We study the extended Hubbard model on a two-dimensional half-filled square lattice using the dynamical cluster approximation. We present results on the phase boundaries between the paramagnetic metallic (normal) state and the insulating antiferromagnetic state, as well as between the antiferromagnetic and charge-order states. We find hysteresis along the antiferromagnet/charge order and normal/charge-order phase boundaries (at larger values of the on-site interaction), indicating first-order phase transitions. We show that nearest-neighbor interactions lower the critical temperature for the antiferromagnetic phase. We also present results for the effect of nearest-neighbor interactions on the antiferromagnetic phase boundary and for the evolution of spectral functions and energetics across the phase transitions.