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arXiv:cond-mat/0603097 · Physical Review B

Lower pseudogap phase of Mott insulators: A spin/vortex liquid state

Zheng-Yu Weng, Xiao-Liang Qi

Published Oct 26, 2006• 13 citations
arXivHTMLPDF

Abstract

The pseudogap phase is considered to be a new state of matter in the phase string model of the doped Mott insulator, which is composed of two distinct regimes known as the upper and lower pseudogap phases, respectively. The former corresponds to the formation of spin-singlet pairing, the magnetic characterizations of which have been recently studied [Phys. Rev. B 72, 104520 (2005)]. The latter, as a low-temperature regime of the pseudogap phase, is systematically explored in this work, which is characterized by the formation of the Cooper pair amplitude and described by a generalized Ginzburg-Landau theory. Elementary excitation in this phase is a charge-neutral object carrying spin-$1∕2$ and locking with a supercurrent vortex, known as a spinon-vortex composite. Such a lower pseudogap phase can be regarded as a vortex liquid state due to the presence of free spinon vortices. Here thermally excited spinon vortices destroy the phase coherence and are responsible for the nontrivial Nernst effect and diamagnetism. The transport entropy and core energy associated with a spinon vortex are determined by the spin degrees of freedom. Such a spontaneous vortex liquid phase can be also considered as a spin liquid with a finite correlation length and gaped $S=1∕2$ excitations, where a resonancelike nonpropagating spin mode emerges at the antiferromagnetic wavevector $(\ensuremath{\pi},\ensuremath{\pi})$ with a doping-dependent characteristic energy. The superconducting phase is closely related to the lower pseudogap phase by a topological transition with spinon vortices and antivortices forming bound pairs and the emergence of fermionic quasiparticles as holon-spinon-vortex bound objects. A quantitative phase diagram in the parameter space of doping, temperature, and magnetic field is determined. Comparisons with experiments are also made.

DOI
10.1103/physrevb.74.144518

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The pseudogap phase is considered to be a new state of matter in the phase string model of the doped Mott insulator, which is composed of two distinct regimes known as the upper and lower pseudogap phases, respectively. The former corresponds to the formation of spin-singlet pairing, the magnetic characterizations of which have been recently studied [Phys. Rev. B 72, 104520 (2005)]. The latter, as a low-temperature regime of the pseudogap phase, is systematically explored in this work, which is characterized by the formation of the Cooper pair amplitude and described by a generalized Ginzburg-Landau theory. Elementary excitation in this phase is a charge-neutral object carrying spin-1∕21∕21∕2 and locking with a supercurrent vortex, known as a spinon-vortex composite. Such a lower pseudogap phase can be regarded as a vortex liquid state due to the presence of free spinon vortices. Here thermally excited spinon vortices destroy the phase coherence and are responsible for the nontrivial Nernst effect and diamagnetism. The transport entropy and core energy associated with a spinon vortex are determined by the spin degrees of freedom. Such a spontaneous vortex liquid phase can be also considered as a spin liquid with a finite correlation length and gaped S=1∕2S=1∕2S=1∕2 excitations, where a resonancelike nonpropagating spin mode emerges at the antiferromagnetic wavevector (\ensuremathπ,\ensuremathπ)(\ensuremath{\pi},\ensuremath{\pi})(\ensuremathπ,\ensuremathπ) with a doping-dependent characteristic energy. The superconducting phase is closely related to the lower pseudogap phase by a topological transition with spinon vortices and antivortices forming bound pairs and the emergence of fermionic quasiparticles as holon-spinon-vortex bound objects. A quantitative phase diagram in the parameter space of doping, temperature, and magnetic field is determined. Comparisons with experiments are also made.
In the pseudogap phase of the cuprate, a thermal Hall response of neutral objects has been recently detected experimentally, which continuously persists into the antiferromagnetic insulating phase. In this paper, we study the transport properties of neutral spinons as the elementary excitation of a doped Mott insulator, which is governed by a mutual Chern-Simons topological gauge structure. We show that such a chiral spinon as a composite of an S = 1 / 2 spin sitting at the core of a supercurrent vortex, can contribute to the thermal Hall effect, thermopower, and Hall effect due to its intrinsic transverse (cyclotron) motion under internal fictitious fluxes. In particular, the magnitudes of the transport coefficients are phenomenologically determined by two basic parameters: the doping concentration and T c , quantitatively consistent with the experimental measurements including the signs and qualitative temperature and magnetic-field dependence. Combined with the predictions of the spinon longitudinal transport properties, including the Nernst and spin Hall effects, a phenomenological description of the pseudogap phase is established as characterized by the neutral spinon excitations, which eventually become “confined” with an intrinsic superconducting transition at T c . Finally, within this theoretical framework, the “order to order” phase transition between the superconducting and antiferromagnetic insulating phases are briefly discussed, with the thermal Hall monotonically increasing into the latter. Published by the American Physical Society 2024
The issues of single particle coherence and its interplay with singlet pairing are studied within the slave boson gauge theory of a doped Mott insulator. Prior work by one of us [T. Senthil, Phys. Rev. B 78, 045109 (2008)10.1103/PhysRevB.78.045109] showed that the coherence scale below which Landau quasiparticles emerge is parametrically lower than that identified in the slave boson mean field theory. Here we study the resulting new non-Fermi liquid intermediate temperature regime characterized by a single particle scattering rate that is linear in temperature (T). In the presence of a d-wave pair amplitude, this leads to a pseudogap state with T-dependent Fermi arcs near the nodal direction. Implications for understanding the cuprates are discussed.
We propose a class of ground states for doped Mott insulators in the electron second quantization representation. They are obtained from a bosonic resonating valence bond (RVB) theory of the $t\text{\penalty1000-\hskip0pt}J$ model. At half filling, the ground state describes spin correlations of the S=1∕2S=1∕2S=1∕2 Heisenberg model very accurately. Its spin degrees of freedom are characterized by RVB pairing of spins, the size of which decreases continuously as holes are doped into the system. Charge degrees of freedom emerge upon doping and are described by twisted holes in the RVB background. We show that the twisted holes exhibit an off diagonal long range order (ODLRO) in the pseudogap ground state, which has a finite pairing amplitude, but is short of phase coherence. Unpaired spins in such a pseudogap ground state behave as free vortices, preventing superconducting phase coherence. The existence of nodal quasiparticles is also ensured by such a hidden ODLRO in the ground state, which is non-Fermi liquidlike in the absence of superconducting phase coherence. Two distinct types of spin excitations can also be constructed. The superconducting instability of the pseudogap ground state is discussed and a ddd-wave superconducting ground state is obtained. This class of pseudogap and superconducting ground states unifies antiferromagnetism, pseudogap, superconductivity, and Mott physics into a new state of matter.
In this paper, we try to understand the pseudogap phenomenon observed in the cuprate superconductor through a model study. Specifically, we explore the so-called low-temperature pseudogap state by turning off the superconducting (SC) off diagonal long range order in an ansatz state for the t – J model (Weng 2011 New J. Phys. 13 103039 ). Besides strong non-Gaussian SC fluctuations, the resulting state also exhibits a systematic pseudogap behavior in both spin and charge degrees of freedom, manifested in the uniform spin susceptibility, specific heat, non-Drude resistivity, Nernst effect, as well as the quantum oscillation associated with small Fermi pockets emerging in strong magnetic fields, etc. These anomalous 'normal state' properties are found in qualitative consistency with experimental measurements in the cuprates. Such a model study establishes an intrinsic connection between the peculiar pseudogap properties and the non-BCS nature of the SC ground state. A critical comparison with other approaches to the doped Mott insulator is also made.
The pseudogap state of cuprate high-temperature superconductors has been often viewed as either a yet unknown competing order or a precursor state to superconductivity. While awaiting the resolution of the pseudogap problem in cuprates, we demonstrate that local pairing fluctuations, vortex liquid dynamics, and other precursor phenomena can emerge quite generally whenever fermionic excitations remain gapped across the superconducting transition, regardless of the gap origin. Our choice of a tractable model is a lattice band insulator with short-range attractive interactions between fermions in the sss-wave channel. An effective crossover between Bardeen-Cooper-Schrieffer (BCS) and Bose-Einstein condensate (BEC) regimes can be identified in any band insulator above two dimensions, while in two dimensions only the BEC regime exists. The superconducting transition is ``unconventional'' (non-pair-breaking) in the BEC regime, identified by either the bosonic mean field or XY\mathit{XY}XY universality class. The insulator adjacent to the superconductor in the BEC regime is a bosonic Mott insulator of Cooper pairs, which may be susceptible to charge density wave ordering. We construct a function of the many-body excitation spectrum whose nonanalytic changes define a sharp distinction between band and Mott insulators. The corresponding ``second-order transition'' can be observed out of equilibrium by driving a Cooper pair laser in the Mott insulator. We explicitly show that the gap for charged bosonic excitations lies below the threshold for Cooper pair breakup in any BEC regime, despite quantum fluctuations. Our discussion ends with a view of possible consequences for cuprates, where antinodal pair dynamics has certain features in common with our simple sss-wave picture.
A phase diagram of two Mott-Hubbard planes interacting with a short-range Coulomb repulsion is presented. Considering the case of equal amount of doping by holes in one layer as electrons in the other, a holon-doublon inter-layer exciton formation is shown to be a natural consequence of Coulomb attraction. Quasiparticle spectrum is gapped and incoherent below a critical doping δcδ_cδc​ due to the formation of excitons. A spin liquid insulator (SLI) phase is thus realized without the lattice frustration. The critical value δcδ_{c}δc​ sensitively depends on the inter-layer interaction strength. In the tJtJtJ model description of each layer with the d-wave pairing, δcδ_{c}δc​ marks the crossover between SLI and d-wave superconductor. The SLI phase, despite being non-superconducting and charge-gapped, still shows electromagnetic response similar to that of a superfluid due to the exciton transport. Including antiferromagnetic order in the tJtJtJ model introduces magnetically ordered phases at low doping and pushes the spin liquid phase to a larger inter-layer interaction strength and higher doping concentrations.