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arXiv:cond-mat/0408455 · Physical Review B

Nonlinear response of Bloch electrons in infinite dimensions

Volodymyr Turkowski, James K. Freericks

Published Feb 4, 2005• 72 citations
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Abstract

The nonlinear response of noninteracting (Bloch) electrons is examined within a nonequilibrium formalism on the infinite-dimensional hypercubic lattice. We examine the effects of a spatially uniform, but time-varying electric field (ignoring magnetic-field effects). The electronic Green's functions, Wigner density of states, and time-varying current are all determined and analyzed. We study both constant and pulsed electric fields, focusing on the transient response region and on local properties. These noninteracting Green's functions are an important input into nonequilibrium dynamical mean field theory for the nonlinear response of strongly correlated electrons.

DOI
10.1103/physrevb.71.085104

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The nonlinear response of noninteracting (Bloch) electrons is examined within a nonequilibrium formalism on the infinite-dimensional hypercubic lattice. We examine the effects of a spatially uniform, but time-varying electric field (ignoring magnetic-field effects). The electronic Green's functions, Wigner density of states, and time-varying current are all determined and analyzed. We study both constant and pulsed electric fields, focusing on the transient response region and on local properties. These noninteracting Green's functions are an important input into nonequilibrium dynamical mean field theory for the nonlinear response of strongly correlated electrons.
We present a review of our recent work in extending the successful dynamical mean-field theory from the equilibrium case to nonequilibrium cases. In particular, we focus on the problem of turning on a spatially uniform, but possibly time varying, electric field (neglecting all magnetic field effects). We show how to work with a manifestly gauge-invariant formalism, and compare numerical calculations from a transient-response formalism to different types of approximate treatments, including the semiclassical Boltzmann equation and perturbation theory in the interaction. In this review, we solve the nonequilibrium problem for the Falicov-Kimball model, which is the simplest many-body model and the easiest problem to illustrate the nonequilibrium behavior in both diffusive metals and Mott insulators. Due to space restrictions, we assume the reader already has some familiarity both with the Kadanoff-Baym-Keldysh nonequilibrium formalism and with equilibrium dynamical mean-field theory; we provide a guide to the literature where additional details can be found.
The nonlinear response of a material to a large electric field (steady or pulsed) often determines the ultimate performance of the material for electronics applications. The formalism for understanding nonlinear effects in conventional semiconductors is well understood. The formalism is less well developed for so-called ``smart'' materials that are tuned to lie close to the metal-insulator transition. Here we show that the nonlinear response of a strongly correlated electronic material can be calculated with a massively parallel algorithm by discretizing a continuous matrix operator on the Kadanoff-Baym contour in real time. We benchmark the technique by examining the solutions when the field vanishes and comparing the results to exact results from an equilibrium formalism. We briefly discuss the numerical issues associated with the case of a large electric field and present results that show how the Bloch oscillations become damped as the scattering due to electron correlations increases.
The nonlinear response of a material to a large electric field (steady or pulsed) often determines the ultimate performance of the material for electronics applications. The formalism for understanding nonlinear effects in conventional semiconductors is well understood. The formalism is less well developed for so-called “smart” materials that are tuned to lie close to the metalinsulator transition. Here we show that the nonlinear response of a strongly correlated electronic material can be calculated with a massively parallel algorithm by discretizing a continuous matrix operator on the Kadanoff-Baym contour in real time. We benchmark the technique by examining the solutions when the field vanishes and comparing the results to exact results from an equilibrium formalism. We briefly discuss the numerical issues associated with the case of a large electric field and present results that show how the Bloch oscillations become damped as the scattering due to electron correlations increases.
Quenched disorder in a solid state system can result in Anderson localization, where electrons are exponentially localized and the system behaves like an insulator. By solving exactly a disordered electronic lattice model out of equilibrium, we investigate the effect of a DC electric field on Anderson localization in an open system, and provide a minimal platform to study disorder-nonequilibrium interplay in electronic lattice systems. We perform steady-state Keldysh Green's function calculations on an infinite lattice with a finite-range of disorder-active region that are coupled to fermion reservoirs. Our solutions out of a fully electronic model verify Mott's temperature scaling of the variable-range-hopping transport and the Lifshitz tail, well-corroborated by the coherent-potential approximation. We further reveal that a nonequilibrium electronic lattice creates a statistical evolution that shows a counterintuitive shift of the distribution edge in the opposite direction of the band edge. The rich evolution of non-thermal statistics highlights the importance of an explicit band structure and the impurity correlations in strong nonequilibrium theories.
The electric-field response of a one-dimensional ring of interacting fermions, where the interactions are described by the extended Hubbard model, is investigated. By using an accurate real-time propagation scheme based on the Chebyshev expansion of the evolution operator, we uncover various nonlinear regimes for a range of interaction parameters that allows modeling of metallic and insulating (either charge density wave or spin density wave insulators) rings. The metallic regime appears at the phase boundary between the two insulating phases and provides the opportunity to describe either weakly or strongly correlated metals. We find that the fidelity susceptibility of the ground state as a function of magnetic flux piercing the ring provides a very good measure of the short-time response. Even completely different interacting regimes behave in a similar manner at short time scales as long as the ground-state fidelity susceptibility is the same. Depending on the strength of the electric field we find various types of responses: persistent currents in the insulating phase, a dissipative regime, or damped Bloch-like oscillations with varying frequencies or even irregular in nature. Furthermore, we also consider the dimerization of the ring and describe the response of a correlated band insulator. In this case the distribution of the energy levels is more clustered and the Bloch-like oscillations become even more irregular.
An exact formalism for calculating the retarded and advanced Green's functions of strongly correlated lattice models in a uniform electric field is derived within dynamical mean-field theory. To illustrate the method, we solve for the nonequilibrium density of states of the Hubbard model in both the metallic and Mott-insulating phases at half-filling (with an arbitrary strength electric field) by employing the approximate numerical renormalization group as the impurity solver. This general approach can be applied to any strongly correlated lattice model in the limit of large dimensions.