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arXiv:cond-mat/0402565 · Physical Review B

Formation of an electronic nematic phase in interacting fermion systems

Igor Khavkine, Chung‐Hou Chung, Vadim Oganesyan, Hae‐Young Kee

Published Oct 26, 2004• 102 citations
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Abstract

We study the formation of an electronic nematic phase characterized by a broken point-group symmetry in interacting fermion systems within the weak coupling theory. As a function of interaction strength and chemical potential, the phase transition between the isotropic Fermi liquid and nematic phase is first order at zero temperature and becomes second order at a finite temperature. The transition is present for all typical, including quasi-two-dimensional, electronic dispersions on the square lattice and takes place for arbitrarily small interaction when at van Hove filling, thus suppressing the Lifshitz transition. In connection with the formation of the nematic phase, we discuss the origin of the first-order transition and competition with other broken symmetry states.

DOI
10.1103/physrevb.70.155110

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We study the formation of an electronic nematic phase characterized by a broken point-group symmetry in interacting fermion systems within the weak coupling theory. As a function of interaction strength and chemical potential, the phase transition between the isotropic Fermi liquid and nematic phase is first order at zero temperature and becomes second order at a finite temperature. The transition is present for all typical, including quasi-two-dimensional, electronic dispersions on the square lattice and takes place for arbitrarily small interaction when at van Hove filling, thus suppressing the Lifshitz transition. In connection with the formation of the nematic phase, we discuss the origin of the first-order transition and competition with other broken symmetry states.
We apply the self-consistent renormalized perturbation theory to the Hubbard model on the square lattice at finite temperatures to study the evolution of the Fermi surface (FS) as a function of temperature and doping. Previously, a nematic phase for the same model has been reported to appear at weak coupling near a Lifshitz transition from closed to open FS at zero temperature where the self-consistent renormalized perturbation theory was shown to be sensitive to small deformations of the FS. We find that the competition with the superconducting order leads to a maximal nematic order appearing at nonzero temperature. We explicitly observe the two competing phases near the onset of nematic instability, and by comparing the grand canonical potentials, we find that the transitions are first order. We explain the origin of the interaction-driven spontaneous symmetry breaking to a nematic phase in a system with several symmetry-related Van Hove points and discuss the required conditions.
Motivated by the search for quantum liquid crystal phases in a gas of ultracold atoms and molecules, we study the density-wave and nematic instabilities of dipolar fermions on the two-dimensional square lattice (in the $x\text{\ensuremath{-}}y$ plane) with dipoles pointing to the zzz direction. We determine the phase diagram using two complementary methods, the Hartree-Fock mean-field theory and the linear-response analysis of compressibility. Both give consistent results. In addition to the staggered $(\ensuremath{\pi},\ensuremath{\pi})$ density wave, over a finite range of densities and hopping parameters, the ground state of the system first becomes nematic and then smectic, when the dipolar interaction strength is increased. Both phases are characterized by the same broken fourfold (C4)({C}_{4})(C4​) rotational symmetry. The difference is that the nematic phase has a closed Fermi surface but the smectic does not. The transition from the nematic to the smectic phase is associated with a jump in the nematic order parameter. This jump is closely related to the Van Hove singularities. We derive the kinetic equation for collective excitations in the normal isotropic phase and find that the zero sound mode is strongly Landau damped and thus is not a well-defined excitation. Experimental implications of our results are discussed.
We study the effects of Fermi-surface fluctuations on the single-particle lifetime near the diagonal electronic nematic phase on a two-dimensional square lattice. It has been shown that there exists a quantum critical point between the diagonal nematic and isotropic phases [H. Doh et al., Phys. Rev. B 73, 125117 (2006)]. We study the longitudinal fluctuations of the order parameter near the critical point, where the singular forward scattering leads to a non-Fermi-liquid behavior over the whole Fermi surface except along the kx{k}_{x}kx​ and ky{k}_{y}ky​ directions. We will also discuss the temperature and chemical potential dependences of the single-particle decay rate.
"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."
We present a renormalization-group theory for the onset of Ising-nematic order in a Fermi liquid in two spatial dimensions. This is a quantum phase transition, driven by electron interactions, which spontaneously reduces the point-group symmetry from square to rectangular. The critical point is described by an infinite set of 2+12+12+1-dimensional local field theories, labeled by points on the Fermi surface. Each field theory contains a real scalar field representing the Ising order parameter and fermionic fields representing a time-reversed pair of patches on the Fermi surface. We demonstrate that the field theories obey compatibility constraints required by our redundant representation of the underlying degrees of freedom. Scaling forms for the response functions are proposed and supported by computations up to three loops. Extensions of our results to other transitions of two-dimensional Fermi liquids with broken point-group and/or time-reversal symmetry are noted. Our results extend also to the problem of a Fermi surface coupled to a U(1) gauge field.
We study the phase diagram of electronic nematic instability in the presence of xyxyxy anisotropy. While a second-order transition cannot occur in this case, mean-field theory predicts that a first-order transition occurs near Van Hove filling and its phase boundary forms a wing structure, which we term a Griffiths wing, referring to his original work of ${\mathrm{He}}^{3}\ensuremath{-}{\mathrm{He}}^{4}$ mixtures. When crossing the wing, the anisotropy of the electronic system exhibits a discontinuous change, leading to a metanematic transition, i.e., the analog to a metamagnetic transition in a magnetic system. The upper edge of the wing corresponds to a critical end line. It shows a nonmonotonic temperature dependence as a function of the external anisotropy and vanishes at a quantum critical end point for a strong anisotropy. The mean-field phase diagram is found to be very sensitive to fluctuations of the nematic order parameter, yielding a topologically different phase diagram. The Griffiths wing is broken into two pieces. A tiny wing appears close to zero anisotropy and the other is realized for a strong anisotropy. Consequently three quantum critical end points are realized. We discuss that these results can be related to various materials including a cold atom system.