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arXiv:cond-mat/0305505 · Physical Review B

Lieb-Schultz-Mattis in higher dimensions

M. B. Hastings

Published Mar 29, 2004• 685 citations
arXivHTMLPDF

Abstract

A generalization of the Lieb-Schultz-Mattis theorem to higher-dimensional spin systems is shown. The physical motivation for the result is that such spin systems typically either have long-range order, in which case there are gapless modes, or have only short-range correlations, in which case there are topological excitations. The result uses a set of loop operators, analogous to those used in gauge theories, defined in terms of the spin operators of the theory. We also obtain various cluster bounds on expectation values for gapped systems. These bounds are used, under the assumption of a gap, to rule out the first case of long-range order, after which we show the existence of a topological excitation. Compared to the ground state, the topologically excited state has, up to a small error, the same expectation values for all operators acting within any local region, but it has a different momentum.

DOI
10.1103/physrevb.69.104431

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A generalization of the Lieb-Schultz-Mattis theorem to higher-dimensional spin systems is shown. The physical motivation for the result is that such spin systems typically either have long-range order, in which case there are gapless modes, or have only short-range correlations, in which case there are topological excitations. The result uses a set of loop operators, analogous to those used in gauge theories, defined in terms of the spin operators of the theory. We also obtain various cluster bounds on expectation values for gapped systems. These bounds are used, under the assumption of a gap, to rule out the first case of long-range order, after which we show the existence of a topological excitation. Compared to the ground state, the topologically excited state has, up to a small error, the same expectation values for all operators acting within any local region, but it has a different momentum.
Abstract. For a large class of finite-range quantum spin models with half-integer spins, we prove that uniqueness of the ground state implies the existence of a low-lying excited state. For systems of linear size L, of arbitrary finite dimension, we obtain an upper bound on the excitation energy (i.e., the gap above the ground state) of the form (C log L)/L. This result can be regarded as a multi-dimensional Lieb-Schultz-Mattis theorem [7] and provides a rigorous proof of the main result in [4]. 1. Introduction and
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
The celebrated Lieb-Schultz-Mattis theorem excludes a nondegenerate gapped ground state of a spin system with an odd number of s=12s=\frac{1}{2}s=21​ spins per unit cell. Here, the author presents a new family of Lieb-Schultz-Mattis type theorems for fermionic systems that have no analog in spin systems. An example is a particle-hole symmetric system of spinless fermions on a lattice with an odd number of fermionic modes per unit cell. The author shows that a symmetric gapped ground state must be topologically ordered, and the lattice translation symmetries must permute anyon types, resulting in non-Abelian zero modes bound to lattice dislocations. These results can be interpreted as quantum anomalies on the surface of three-dimensional fermionic symmetry-protected phases.
In this paper we address the question of the existence of a spectral gap in a class of local Hamiltonians. These Hamiltonians have the following properties: their ground states are known exactly; all equal-time correlation functions of local operators are short-ranged; and correlation functions of certain nonlocal operators are critical. A variational argument shows gaplessness with $\ensuremath{\omega}\ensuremath{\propto}{k}^{2}$ at critical points defined by the absence of certain terms in the Hamiltonian, which is remarkable because equal-time correlation functions of local operators remain short ranged. We call such critical points, in which spatial and temporal scaling are radically different, quasitopological. When these terms are present in the Hamiltonian, the models are in gapped topological phases which are of special interest in the context of topological quantum computation.
The Lieb-Schultz-Mattis theorem states that a finite-range Hamiltonian in translationally and spin-rotationally invariant spin-1/2 systems cannot have a unique gapped ground state. Here, the author extends the theorem to include Hamiltonians with terms that act on a finite number of sites, but which may be far apart, provided that the interaction strength decays with distance faster than a certain power law. As the spatial dimension increases, the power law required to guarantee the result demands faster decay.
We propose and prove a family of generalized Lieb-Schultz-Mattis~(LSM) theorems for symmetry protected topological~(SPT) phases on boson/spin models in any dimensions. The ``conventional'' LSM theorem, applicable to e.g. any translation invariant system with an odd number of spin-1/2 particles per unit cell, forbids a symmetric short-range-entangled ground state in such a system. Here we focus on systems with no LSM anomaly, where global/crystalline symmetries and fractional spins within the unit cell ensure that any symmetric SRE ground state must be a non-trivial SPT phase with anomalous boundary excitations. Depending on models, they can be either strong or ``higher-order'' crystalline SPT phases, characterized by non-trivial surface/hinge/corner states. Furthermore, given the symmetry group and the spatial assignment of fractional spins, we are able to determine all possible SPT phases for a symmetric ground state, using the real space construction for SPT phases based on the spectral sequence of cohomology theory. We provide examples in one, two and three spatial dimensions, and discuss possible physical realization of these SPT phases based on condensation of topological excitations in fractionalized phases.