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arXiv:cond-mat/0209170 · Physical review. B, Condensed matter

Dynamical cluster approximation employing the fluctuation exchange approximation as a cluster solver

Karan Aryanpour, Matthias H. Hettler, Mark Jarrell

Published Feb 4, 2003• 21 citations
arXivHTMLPDF

Abstract

We employ the dynamical cluster approximation (DCA) in conjunction with the fluctuation exchange approximation (FLEX) to study the Hubbard model. The DCA is a technique to systematically restore the momentum conservation at the internal vertices of Feynman diagrams relinquished in the dynamical mean field approximation. The FLEX is a perturbative diagrammatic approach in which classes of Feynman diagrams are summed over analytically using geometric series. The FLEX is used as a tool to investigate the complementarity of the DCA and the finite size lattice technique with periodic boundary conditions by comparing their results for the Hubbard model. We also study the microscopic theory underlying the DCA in terms of compact (skeletal) and noncompact diagrammatic contributions to the thermodynamic potential independent of a specific model. The significant advantages of the DCA implementation in momentum space suggests the development of the same formalism for the frequency space. However, we show that such a formalism for the Matsubara frequencies at finite temperatures leads to acausal results and is not viable. However, a real frequency approach is shown to be feasible.

DOI
10.1103/physrevb.67.085101

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We employ the dynamical cluster approximation (DCA) in conjunction with the fluctuation exchange approximation (FLEX) to study the Hubbard model. The DCA is a technique to systematically restore the momentum conservation at the internal vertices of Feynman diagrams relinquished in the dynamical mean field approximation. The FLEX is a perturbative diagrammatic approach in which classes of Feynman diagrams are summed over analytically using geometric series. The FLEX is used as a tool to investigate the complementarity of the DCA and the finite size lattice technique with periodic boundary conditions by comparing their results for the Hubbard model. We also study the microscopic theory underlying the DCA in terms of compact (skeletal) and noncompact diagrammatic contributions to the thermodynamic potential independent of a specific model. The significant advantages of the DCA implementation in momentum space suggests the development of the same formalism for the frequency space. However, we show that such a formalism for the Matsubara frequencies at finite temperatures leads to acausal results and is not viable. However, a real frequency approach is shown to be feasible.
We examine a central approximation of the recently introduced dynamical cluster approximation (DCA) by example of the Hubbard model. By both analytical and numerical means we study noncompact and compact contributions to the thermodynamic potential. We show that approximating noncompact diagrams by their cluster analogs results in a larger systematic error as compared to the compact diagrams. Consequently, only the compact contributions should be taken from the cluster, whereas noncompact graphs should be inferred from the appropriate Dyson equation. The distinction between noncompact and compact diagrams persists even in the limit of infinite dimensions. Nonlocal corrections beyond the DCA exist for the noncompact diagrams, whereas they vanish for compact diagrams.
We recently introduced the dynamical cluster approximation (DCA), a technique that includes short-ranged dynamical correlations in addition to the local dynamics of the dynamical mean-field approximation while preserving causality. The technique is based on an iterative self-consistency scheme on a finite-size periodic cluster. The dynamical mean-field approximation (exact result) is obtained by taking the cluster to a single site (the thermodynamic limit). Here, we provide details of our method, explicitly show that it is causal, systematic, $\ensuremath{\Phi}$ derivable, and that it becomes conserving as the cluster size increases. We demonstrate the DCA by applying it to a quantum Monte Carlo and exact enumeration study of the two-dimensional Falicov-Kimball model. The resulting spectral functions preserve causality, and the spectra and the charge-density-wave transition temperature converge quickly and systematically to the thermodynamic limit as the cluster size increases.
This thesis will describe efforts to enhance our ability to simulate the 2D Hubbard model. Chapter 2 provides a background on the main computational techniques used throughout the work, including quantum Monte Carlo (QMC), dynamical mean field theory (DMFT), the dynamical cluster approximation (DCA), the continuous time auxiliary field algorithm (CTAUX), and the Maximum Entropy Method (MEM) for numeric analytic continuation. Chapter 3 presents new work on applying Twisted Boundary Conditions to the DCA framework. This method is applied in a effort to access thermodynamic (i.e. large system) information about the Hubbard model without the immense computational expense required to simulate large lattices directly. Chapter 4 describes efforts to study the extended 2D Hubbard model, which re-introduces non-local interactions between electrons that drive the formation of charge ordered phases. The work includes a thorough analysis of the phase diagram of the model away from half-filling, as well as analysis of the effect of non-local interactions on anti-ferromagnetic fluctuations and competition between the charge order and AFM states. Chapter 5 includes a derivation of the dual fermions diagrammatic expansion and the dual fermions ladder approximation used to compute corrections to single site DMFT calculations. The method is applied to the 2D Hubbard model in order to study the evolution of its spectral function, Fermi surface, and momentum dependent mass renormalization as the temperature, interaction strength, and doping are changed. The great advantage of this method is that we are able to access arbitrary momenta throughout the Brillouin zone, in contrast to the limitation to a few cluster momenta that characterize cluster methods like DCA.
The dynamical cluster approximation (DCA) is a systematic extension beyond the single-site approximation in dynamical mean field theory, to include spatially nonlocal correlations in quantum many-body simulations of strongly correlated systems. We extend the DCA with a continuous lattice self-energy in order to achieve better convergence with cluster size. This method, which we call DCA+{}^{+}+, cures the cluster-shape dependence problems of the DCA, without suffering from causality violations of previous attempts to interpolate the cluster self-energy. A practical approach based on standard inference techniques is given to deduce the continuous lattice self-energy from an interpolated cluster self-energy. We study the pseudogap region of a hole-doped two-dimensional Hubbard model and find that, in the DCA+{}^{+}\phantom{\rule{0.222222em}{0ex}}+algorithm, the self-energy and pseudogap temperature T∗{T}^{*}T∗ converge monotonously with cluster size. Introduction of a continuous lattice self-energy eliminates artificial long-range correlations and thus significantly reduces the sign problem of the quantum Monte Carlo cluster solver in the DCA+{}^{+}\phantom{\rule{0.222222em}{0ex}}+algorithm compared to the normal DCA. Simulations with much larger cluster sizes thus become feasible, which, along with the improved convergence in cluster size, raises hope that precise extrapolations to the exact infinite cluster size limit can be reached for other physical quantities as well.
We present the algorithmic details of the dynamical cluster approximation (DCA), with a quantum Monte Carlo (QMC) method used to solve the effective cluster problem. The DCA is a fully causal approach which systematically restores nonlocal correlations to the dynamical mean field approximation (DMFA) while preserving the lattice symmetries. The DCA becomes exact for an infinite cluster size, while reducing to the DMFA for a cluster size of unity. We present a generalization of the Hirsch-Fye QMC algorithm for the solution of the embedded cluster problem. We use the two-dimensional Hubbard model to illustrate the performance of the DCA technique. At half filling, we show that the DCA drives the spurious finite-temperature antiferromagnetic transition found in the DMFA slowly towards zero temperature as the cluster size increases, in conformity with the Mermin-Wagner theorem. Moreover, we find that there is a finite-temperature metal to insulator transition which persists into the weak-coupling regime. This suggests that the magnetism of the model is Heisenberg-like for all nonzero interactions. Away from half filling, we find that the sign problem that arises in QMC simulations is significantly less severe in the context of DCA. Hence, we were able to obtain good statistics for small clusters. For these clusters, the DCA results show evidence of non-Fermi-liquid behavior and superconductivity near half filling.
We provide microscopic diagrammatic derivations of the molecular coherent potential approximation (MCA) and dynamical cluster approximation (DCA) and show that both are $\ensuremath{\Phi}$ derivable. The MCA (DCA) maps the lattice onto a self-consistently embedded cluster with open (periodic) boundary conditions, and therefore violates (preserves) the translational symmetry of the original lattice. As a consequence of the boundary conditions, the MCA (DCA) converges slowly (quickly) with corrections O(1/Lc)\mathcal{O}{(1/L}_{c})O(1/Lc​) [O(1/Lc2)],[\mathcal{O}{(1/L}_{c}^{2})],[O(1/Lc2​)], where Lc{L}_{c}Lc​ is the linear size of the cluster. These analytical results are demonstrated numerically for the one-dimensional symmetric Falicov-Kimball model.