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arXiv:cond-mat/0208434 · Physical review. B, Condensed matter

Interaction-induced Fermi surface deformations in quasi-one-dimensional electronic systems

Sébastien Dusuel, Benoît Douçot

Published May 30, 2003• 15 citations
arXivHTMLPDF

Abstract

We consider serious conceptual problems with the application of standard perturbation theory, in its zero-temperature version, to the computation of the dressed Fermi surface for an interacting electronic system. In order to overcome these difficulties, we set up a variational approach which is shown to be equivalent to the renormalized perturbation theory where the dressed Fermi surface is fixed by recursively computed counterterms. The physical picture that emerges is that couplings that are irrelevant tend to deform the Fermi surface in order to become more relevant (irrelevant couplings being those that do not exist at vanishing excitation energy because of kinematical constraints attached to the Fermi surface). These insights are incorporated in a renormalization group approach, which allows for a simple approximate computation of Fermi surface deformation in quasi-one-dimensional electronic conductors. We also analyze flow equations for the effective couplings and quasiparticle weights. For systems away from half-filling, the flows show three regimes corresponding to a Luttinger liquid at high energies, a Fermi liquid, and a low-energy incommensurate spin-density wave. At half-filling Umklapp processes allow for a Mott insulator regime where the dressed Fermi surface is flat, implying a confined phase with vanishing effective transverse single-particle coherence. The boundary between the confined and Fermi liquid phases is found to occur for a bare transverse hopping amplitude of the order of the Mott charge gap of a single chain.

DOI
10.1103/physrevb.67.205111

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We consider serious conceptual problems with the application of standard perturbation theory, in its zero-temperature version, to the computation of the dressed Fermi surface for an interacting electronic system. In order to overcome these difficulties, we set up a variational approach which is shown to be equivalent to the renormalized perturbation theory where the dressed Fermi surface is fixed by recursively computed counterterms. The physical picture that emerges is that couplings that are irrelevant tend to deform the Fermi surface in order to become more relevant (irrelevant couplings being those that do not exist at vanishing excitation energy because of kinematical constraints attached to the Fermi surface). These insights are incorporated in a renormalization group approach, which allows for a simple approximate computation of Fermi surface deformation in quasi-one-dimensional electronic conductors. We also analyze flow equations for the effective couplings and quasiparticle weights. For systems away from half-filling, the flows show three regimes corresponding to a Luttinger liquid at high energies, a Fermi liquid, and a low-energy incommensurate spin-density wave. At half-filling Umklapp processes allow for a Mott insulator regime where the dressed Fermi surface is flat, implying a confined phase with vanishing effective transverse single-particle coherence. The boundary between the confined and Fermi liquid phases is found to occur for a bare transverse hopping amplitude of the order of the Mott charge gap of a single chain.
Abstract We present a T = 0 K renormalization group (RG) phase diagram for the electronic Hubbard model in two dimensions on the square lattice at half filling. The RG procedure treats quantum fluctuations in the single particle occupation number nonperturbatively via the unitarily decoupling of one electronic state at every RG step. The resulting phase diagram thus possesses the quantum fluctuation energy scale (ω) as one of its axes. A relation is derived between ω and the effective temperature scale upto which gapless, as well as emergent gapped phases can be obtained. We find that the normal and insulating phases of the half-filled Hubbard model correspond, for any on-site repulsion, to a marginal Fermi liquid normal phase and a topologically-ordered gapped Mott insulating liquid respectively. The marginal Fermi liquid is found to arise from singular forward scattering in directions normal to the nested Fermi surface, while singular backscattering events lead to Mott liquid state. The transition between these two phases involves passage through a pseudogapped phase bookended by Fermi surface topology-changing Lifshitz transitions. The pseudogap phase is observed to arise from the electronic differentiation encoded within the nested Fermi surface, and involves the gradual gapping of the Fermi surface from antinodes to nodes via charge and spin excitations that are mutually entangled. We obtain effective Hamiltonians for various phases, as well as wavefunctions for the low-energy many-body eigenstates of the Mott liquid. Benchmarking of the ground-state energy per particle and the double-occupancy fraction for the Mott liquid against existing numerical results yields excellent agreement. Presence of a Néel ordering symmetry-breaking perturbation in the RG leads to an antiferromagnetic spin-ordered charge insulating Mott state. Our results thus offer novel insights on a variety of aspects of the Mott–Hubbard problem, and can be extended to the doped system.
We consider a system of two-dimensional interacting fermions with a flat Fermi surface. The apparent conflict between Luttinger and non-Luttinger liquid behaviors found through different approximations is resolved by showing the existence of a line of nontrivial fixed points, for the renormalization group (RG) flow, corresponding to Luttinger liquid behavior; the presence of marginally relevant operators can cause flow away from the fixed point. The analysis is nonperturbative and based on the implementation, at each RG iteration, of Ward identities obtained from local phase transformations depending on the Fermi surface side, implying the partial vanishing of the beta function.
Using the density matrix renormalization group method, we systematically investigate the evolution of the Luttinger integral in the one-dimensional generalized ttt-VVV model as a function of filling and interaction strength, and identify three representative phases. In the weak-coupling regime, the zero-frequency Green's function exhibits a branch-cut structure at the Fermi momentum, and the Luttinger integral accurately reflects the particle density, indicating that the Luttinger theorem holds. As the interaction increases, the spectral weight near the Fermi momentum is gradually suppressed. Interestingly, in the strong coupling regime near half-filling, this singularity is progressively destroyed, accompanied by the emergence of momentum-space zeros in the real part of the Green's function, leading to a novel non-Fermi liquid metallic phase beyond the classic Luttinger liquid paradigm, where the Luttinger surface is no longer defined by a single singularity. While finite spectral weight remains at the original Fermi momentum, the singularity gradually diminishes. Meanwhile, zeros with negligible spectral weight appear away from this momentum, significantly affecting the integral. At exact half-filling, a single-particle gap opens, and the Green's function becomes nearly vanishing across the entire momentum space, indicating the complete suppression of low-energy electronic states consistent with the nature of an insulating charge-density-wave phase. These results suggest that the breakdown of the Luttinger theorem is not triggered by a single mechanism, but rather results from the interplay between interaction-driven evolution of excitation modes and the breaking of particle-hole symmetry, ultimately leading to a continuous reconstruction of the generalized Fermi surface from topologically protected to correlation-driven.
We develop a systematic self-consistent perturbative expansion for the self-energy of Hubbard-like models. The interaction lines in the Feynman diagrams are dynamically screened by the charge fluctuations in the system. Although the formal expansion is exact---assuming that the model under the study is perturbative---only if diagrams to all orders are included, it is shown that for large-on-site-Coulomb-repulsion-UUU systems weak-coupling expansions to a few orders may already converge. In order to test the approximation at intermediate-to-high temperatures, we use the exact charge-fluctuation susceptibility from quantum Monte Carlo (QMC) simulation studies as input, which determines the exact screened interaction, and compare our results for the self-energy to the QMC results. We also make comparisons with fluctuation-exchange approximation. We show that the screened interaction for the large-UUU system can be vanishingly small at a certain intermediate electron filling, and it is found that our approximation for the imaginary part of the one-particle self-energy agrees well with the QMC results in the low-energy scales at this particular filling. But the usefulness of the approximation is hindered by the fact that it has the incorrect filling dependence when the filling deviates from this value. We also calculate the exact QMC Fermi surfaces for the two-dimensional (2D) Hubbard model for several fillings. Our results near half filling show extreme violation of the concepts of the band theory; in fact, instead of growing, the Fermi surface vanishes when doped toward the half-filled Mott-Hubbard insulator. Sufficiently away from half filling, noninteractinglike Fermi surfaces are recovered. These results combined with the Luttinger theorem might show that diagrammatic expansions for the nearly-half-filled Hubbard model are unlikely to be possible; however, the nonperturbative part of the solution seems to be less important as the filling gradually moves away from one half. Results for the 2D one-band Hubbard model for several hole dopings are presented. Implications of this study for the high-temperature superconductors are also discussed.
We investigate the interaction-induced deformation of the Fermi surface in the two-dimensional Hubbard model on the triangular lattice in the weak-coupling regime within the second-order perturbation theory. In systems without frustration, at the filling equal to or close to half-filling, the direction of the deformation of the Fermi surface is the direction toward the Fermi surface at half-filling with the smaller transfer amplitude set to zero, whose nesting vector is commensurate with the underlying lattice. On the other hand, in systems with frustration, the Fermi surface is not deformed by the interaction because of the frustration.
Though most fermionic Mott insulators order at low temperatures, ordering is ancillary to their insulating behavior. Our emphasis here is on disentangling ordering from the intrinsic strongly correlated physics of a doped half-filled band. To this end, we focus on the two-dimensional Hubbard model. Because the charge gap arises from on-site correlations, we have been refining the nonperturbative approach of Matsumoto and Mancini [Phys. Rev. B 55, 2095 (1997)] which incorporates local physics. Crucial to this method is a self-consistent two-site dynamical cluster expansion which builds in the nearest-neighbor energy scale J. At half-filling, we find that the spectral function possesses a gap of order U and is devoid of any coherent quasiparticle peaks although ordering or charge fractionalization are absent. At low temperatures, local antiferromagnetic correlations emerge. In the doped case, we find that the Fermi surface exceeds the Luttinger volume. The breakdown of Luttinger's theorem in the underdoped regime is traced both to the dynamically generated Mott gap as well to a nonvanishing of the imaginary part of the self-energy at the Fermi level. Spectral weight transfer across the Mott gap also emerges as a ubiquitous feature of a doped Mott insulator and suggests that high- and low-energy scales are inseparable. Additionally in the underdoped regime, we find that a pseudogap exists in the single-particle density of states as well as in the heat capacity. The pseudogap (which is set by the energy scale t2/U){t}^{2}/U)t2/U) is argued to be a ubiquitous feature of a lightly doped Mott state and simply represents the fact that hole transport involves double occupancy. In analogy with the Mott gap and antiferromagnetism, we propose that ordering may also accompany the formation of a pseudogap. We suggest a current pattern within a one-band model that preserves translational but breaks time-reversal symmetry along the canonical x and y axes but not along $x=\ifmmode\pm\else\textpm\fi{}y$ that is consistent with the experimental observations. Finally, we show that the Hall coefficient in a doped Mott insulator must change sign at a doping level x<1/3.x<1/3.x<1/3. The sign change is tied to a termination of strong correlation physics in the doped Mott state.