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arXiv:cond-mat/0205086 · Physical review. D/Physical review. D.

A dynamical mean-field theory approach to superconductivity and antiferromagnetism in a strongly correlated electron system

Hikaru Watanabe, Sebastian Doniach

Published May 4, 2002• 0 citations
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Abstract

We present the results of numerical studies of superconductivity and antiferromagnetism in a strongly correlated electron system. To do this we construct a Hubbard model on a lattice of self-consistently embedded multi-site clusters by means of a dynamical mean-field theory in which intra-cluster dynamics is treated essentially exactly. We show that a class of characteristic features which have been seen in the excitation spectra of high-$T_{c}$ cuprates (e.g., pseudogap and the spin-flip resonance), as well as their interplay with the onset of a pairing correlations, can be captured within a dynamical mean-field theory in which short-wavelength dynamics are rigorously treated. Thus we infer that the observation of the neutron scattering resonance in the superconducting state of the cuprate superconductors does not appear to be directly tied to their quasi-2D character. Although our approach is defined strictly in terms of fermion degrees of freedom, we show that we can readily identify the emergence of effective low energy bosonic degrees of freedom in the presence of a well-defined broken symmetry phase as long as their dynamics are dominated by short-range, short-wavelength fluctuations. Our results reveal that the dynamics of staggered spin degrees of freedom builds up coherence and a resonance-like sharp feature emerges as pairing correlations set in. Under conditions of superconducting broken symmetry our approach thus extends static BCS mean field theory to provide an exact treatment of quantum fluctuations of the BCS order parameter.

DOI
10.48550/arxiv.cond-mat/0205086

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We present the results of numerical studies of superconductivity and antiferromagnetism in a strongly correlated electron system. To do this we construct a Hubbard model on a lattice of self-consistently embedded multi-site clusters by means of a dynamical mean-field theory in which intra-cluster dynamics is treated essentially exactly. We show that a class of characteristic features which have been seen in the excitation spectra of high-TcT_{c}Tc​ cuprates (e.g., pseudogap and the spin-flip resonance), as well as their interplay with the onset of a pairing correlations, can be captured within a dynamical mean-field theory in which short-wavelength dynamics are rigorously treated. Thus we infer that the observation of the neutron scattering resonance in the superconducting state of the cuprate superconductors does not appear to be directly tied to their quasi-2D character. Although our approach is defined strictly in terms of fermion degrees of freedom, we show that we can readily identify the emergence of effective low energy bosonic degrees of freedom in the presence of a well-defined broken symmetry phase as long as their dynamics are dominated by short-range, short-wavelength fluctuations. Our results reveal that the dynamics of staggered spin degrees of freedom builds up coherence and a resonance-like sharp feature emerges as pairing correlations set in. Under conditions of superconducting broken symmetry our approach thus extends static BCS mean field theory to provide an exact treatment of quantum fluctuations of the BCS order parameter.
The dynamics of a microscopic cuprate model, namely, the two-dimensional Hubbard model, is studied with a cluster extension of the dynamical mean-field theory. We find a nontrivial structure of the frequency-dependent self-energies, which describes an unprecedented interplay between the pseudogap and superconductivity. We show that these properties are well described by quasiparticles hybridizing with (hidden) fermionic excitations, emergent from the strong electronic correlations. The hidden fermion enhances superconductivity via a mechanism distinct from a conventional boson-mediated pairing, and originates the normal-state pseudogap. Though the hidden fermion is elusive in experiments, it can solve many experimental puzzles.
Understanding the impact of electronic correlations onto the properties of cuprate superconductors is one of the most prominent tasks of solid state physics. In particular, the intermingling of short range strong correlations, driving the Mott or charge-transfer insulator in the parent compound, and the long range antiferromagnetic scattering processes in the highly doped regime poses severe difficulties to the theoretical description. This thesis studies the impact of short and intermediate ranged strong correlations on the electronic properties of the 2D Hubbard model in the half-filled and doped cases by means of cellular dynamical mean-field theory (CDMFT), i.e. real-space clusters embedded in a dynamical mean-field. Specifically, the effect of incorporating gradually longer ranged correlations onto the metal-insulator transition is analysed and dynamic next-neighbour spin correlations are identified as the cause of the insulating state. Furthermore, by introducing the Bethe-Salpeter scheme for embedded clusters, spin, charge and pairing susceptibilities are computed, incorporating the short ranged strong correlations exactly via the effective interaction of CDMFT and at the same time treating long-ranged fluctuations in a perturbative manner. Firstly, this allows to study the charge response at the Mott transition, identifying the non-local extended s-wave character of the transition. Secondly, in the hole-doped case, the pseudogap, the Knight-shift, a d-wave superconducting instability and unilateral charge instabilities with a periodicity of 4 lattice sites in the s-wave and d-wave channel are observed, all of which strongly depend on next-neighbour spin singlet-like correlations contained in the effective interaction of CDMFT. This work paves the way for computing the conductivity at the boundary between the pseudogap regime and the Fermi liquid. This doctoral thesis was conducted at the Max Planck Institute for Solid State Research and the University of Stuttgart.
The pseudogap state of cuprate high-temperature superconductors has been often viewed as either a yet unknown competing order or a precursor state to superconductivity. While awaiting the resolution of the pseudogap problem in cuprates, we demonstrate that local pairing fluctuations, vortex liquid dynamics, and other precursor phenomena can emerge quite generally whenever fermionic excitations remain gapped across the superconducting transition, regardless of the gap origin. Our choice of a tractable model is a lattice band insulator with short-range attractive interactions between fermions in the sss-wave channel. An effective crossover between Bardeen-Cooper-Schrieffer (BCS) and Bose-Einstein condensate (BEC) regimes can be identified in any band insulator above two dimensions, while in two dimensions only the BEC regime exists. The superconducting transition is ``unconventional'' (non-pair-breaking) in the BEC regime, identified by either the bosonic mean field or XY\mathit{XY}XY universality class. The insulator adjacent to the superconductor in the BEC regime is a bosonic Mott insulator of Cooper pairs, which may be susceptible to charge density wave ordering. We construct a function of the many-body excitation spectrum whose nonanalytic changes define a sharp distinction between band and Mott insulators. The corresponding ``second-order transition'' can be observed out of equilibrium by driving a Cooper pair laser in the Mott insulator. We explicitly show that the gap for charged bosonic excitations lies below the threshold for Cooper pair breakup in any BEC regime, despite quantum fluctuations. Our discussion ends with a view of possible consequences for cuprates, where antinodal pair dynamics has certain features in common with our simple sss-wave picture.
We present an approach to investigate the interplay of antiferromagnetism and d-wave superconductivity in the two-dimensional Hubbard model within a numerically exact cluster dynamical mean-field approximation. Self-consistent solutions with two nonzero order parameters exist in a wide range of doping level and temperatures. A linearized equation for the energy spectrum near the Fermi level has been solved. The resulting d-wave gap has the correct magnitude and k dependence, but some distortion compared to the pure ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ superconducting order parameter due to the presence of underlying antiferromagnetic ordering.
We discuss recent applications of exact numerical continued fraction expansion (CFE) techniques to calculate dynamical correlation functions of various strong-coupling models related to the high-temperature cuprate superconductors. For the two-dimensional square-lattice spin-1/2 Heisenberg antiferromagnet, we present exact results for the zero-temperature dynamical structure factor on finite-sized lattices and compare them to approximate results from a Schwinger boson mean-field theory, recently proposed by Arovas and Auerbach. We find that the mean-field theory represents a very good approximation to the exact spin excitation spectra and to the static spin correlations. We then investigation the dynamical spin-spin structure factor and the single-particle spectral function for finite model clusters with dopant induced hole-type charge carriers, in the strong-coupling limit of both the single-band Hubbard model (t-J-model) and the three-band Hubbard model (Kondo-Heisenberg model). Our results are consistent with the physical picture recently proposed by Zhang and Rice which implies an approximate mapping of the low-energy states in the three-band model onto an effective single-band theory. 33 refs., 4 figs.
This thesis deals with the Hubbard model as prototypical model to describe the physics of electrons in the two-dimensional copper-oxide planes of high-TcT_cTc​ cuprates. To get approximate solutions, we employ functional renormalization group (fRG) and dynamical mean-field theory (DMFT) methods. We deal with the problem of identifying bosonic fluctuations in the vertex function, exhibiting an intricate dependence on momenta and frequencies already at moderate coupling. In the normal, paramagnetic phase, the goal is achieved by employing the recently introduced single-boson exchange decomposition. In the symmetry-broken phases, we reformulate the previously introduced combination of fRG with mean-field theory by explicitly introducing a bosonic field. A widely discussed and challenging problem is the emergence of a pseudogap in the Hubbard model. In this thesis we assume this phase to be characterized by strong magnetic fluctuations. Following previous works, we fractionalize the electron in a chargon, carrying the electron's charge, and a charge neutral spinon, which represents local fluctuations of the spin orientation. The chargons undergo N\'eel or spiral magnetic order below a density-dependent transition temperature T∗T^*T∗. We compute DC charge transport coefficients for the chargons, and obtain a pronounced drop in the charge carrier density across the magnetic-to-paramagnetic transition. Directional fluctuations of the spin orientation are described by a non-linear sigma model and prevent long-range ordering of the electrons at any finite temperature. The phase where the chargon degrees of freedom are magnetically ordered shares many features with the pseudogap regime observed in high-TcT_cTc​ cuprates: a strong reduction of the charge carrier density, a spin gap, Fermi arcs, and electronic nematicity.