Understanding the impact of electronic correlations onto the properties of cuprate superconductors is one of the most prominent tasks of solid state physics. In particular, the intermingling of short range strong correlations, driving the Mott or charge-transfer insulator in the parent compound, and the long range antiferromagnetic scattering processes in the highly doped regime poses severe difficulties to the theoretical description. This thesis studies the impact of short and intermediate ranged strong correlations on the electronic properties of the 2D Hubbard model in the half-filled and doped cases by means of cellular dynamical mean-field theory (CDMFT), i.e. real-space clusters embedded in a dynamical mean-field. Specifically, the effect of incorporating gradually longer ranged correlations onto the metal-insulator transition is analysed and dynamic next-neighbour spin correlations are identified as the cause of the insulating state. Furthermore, by introducing the Bethe-Salpeter scheme for embedded clusters, spin, charge and pairing susceptibilities are computed, incorporating the short ranged strong correlations exactly via the effective interaction of CDMFT and at the same time treating long-ranged fluctuations in a perturbative manner. Firstly, this allows to study the charge response at the Mott transition, identifying the non-local extended s-wave character of the transition. Secondly, in the hole-doped case, the pseudogap, the Knight-shift, a d-wave superconducting instability and unilateral charge instabilities with a periodicity of 4 lattice sites in the s-wave and d-wave channel are observed, all of which strongly depend on next-neighbour spin singlet-like correlations contained in the effective interaction of CDMFT. This work paves the way for computing the conductivity at the boundary between the pseudogap regime and the Fermi liquid. This doctoral thesis was conducted at the Max Planck Institute for Solid State Research and the University of Stuttgart.
Understanding the impact of electronic correlations onto the properties of cuprate superconductors is one of the most prominent tasks of solid state physics. In particular, the intermingling of short range strong correlations, driving the Mott or charge-transfer insulator in the parent compound, and the long range antiferromagnetic scattering processes in the highly doped regime poses severe difficulties to the theoretical description. This thesis studies the impact of short and intermediate ranged strong correlations on the electronic properties of the 2D Hubbard model in the half-filled and doped cases by means of cellular dynamical mean-field theory (CDMFT), i.e. real-space clusters embedded in a dynamical mean-field. Specifically, the effect of incorporating gradually longer ranged correlations onto the metal-insulator transition is analysed and dynamic next-neighbour spin correlations are identified as the cause of the insulating state. Furthermore, by introducing the Bethe-Salpeter scheme for embedded clusters, spin, charge and pairing susceptibilities are computed, incorporating the short ranged strong correlations exactly via the effective interaction of CDMFT and at the same time treating long-ranged fluctuations in a perturbative manner. Firstly, this allows to study the charge response at the Mott transition, identifying the non-local extended s-wave character of the transition. Secondly, in the hole-doped case, the pseudogap, the Knight-shift, a d-wave superconducting instability and unilateral charge instabilities with a periodicity of 4 lattice sites in the s-wave and d-wave channel are observed, all of which strongly depend on next-neighbour spin singlet-like correlations contained in the effective interaction of CDMFT. This work paves the way for computing the conductivity at the boundary between the pseudogap regime and the Fermi liquid. This doctoral thesis was conducted at the Max Planck Institute for Solid State Research and the University of Stuttgart.
In this thesis we study the strongly-correlated-electron physics of the longstanding H-Tc-superconductivity problem using a non-perturbative method, the Dynamical Mean Field Theory (DMFT), capable to go beyond standard perturbation-theory techniques. DMFT is by construction a local theory which neglects spatial correlation. Experiments have however shown that the latter is a fundamental property of cuprate materials. In a first step, we approach the problem of spatial correlation in the normal state of cuprate materials using a phenomenological Fermi-Liquid-Boltzmann model. We then introduce and develop in detail an extension to DMFT, the Cellular Dynamical Mean Field Theory (CDMFT), capable of considering short-ranged spatial correlation in a system, and we implement it using the exact diagonalization algorithm . After benchmarking CDMFT with the exact one-dimensional solution of the Hubbard Model, we employ it to study the density-driven Mott metal-insulator transition in the two-dimensional Hubbard Model, focusing in particular on the anomalous properties of the doped normal state close to the Mott insulator. We finally study the superconducting state. We show that within CDMFT the one-band Hubbard Model supports a d-wave superconductive state, which strongly departs from the standard BCS theory. We conjecture a link between the instabilities found in the normal state and the onset of superconductivity.
High temperature superconductivity in copper oxides (cuprates) represents one of the most striking phenomena in condensed matter physics. These materials host superconducting states with the highest known critical temperatures, emerging upon doping antiferromagnetic insulator compounds. The antiferromagnetic (AF) insulating and superconducting (SC) phases defy standard descriptions in terms of band picture and conventional phonon-mediated superconductivity. In fact, these phenomena are genuine signatures of strong electronic correlations which hinder effective single-particle descriptions of the many-electron system. After 40 years since their discovery, it is widely accepted that the Hubbard model on the square lattice provides a minimal description of the low-energy electronic properties of cuprates. The model describes the competition between the electronic kinetic energy, modelled by nearest-neighbours hopping t, and the Coulomb repulsion, modelled by a purely local interaction potential U. At half-filling, this competition results in the so-called "Mott localisation" phenomenon, which distinguishes the metallic phase for U/t « 1 from an insulating phase for U/t » 1. The latter is characterised by the almost complete localisation of electrons due to the high energetic cost of hopping towards occupied sites. Interestingly, this basic competition is intimately related to AF ordering and, upon doping, to the formation of the SC state with characteristic d-wave symmetry. The fact that a purely repulsive interaction U is responsible for the formation of a SC state is remarkable, being superconductivity typically associated with an effective attractive interaction. In fact, a d-wave SC state can also be obtained, in general, by considering an attractive potential between electrons of neighbouring sites. Motivated by this observation, in this thesis, we study a modified version of the Hubbard model, dubbed as the "extended Hubbard model", in which we include a nearest-neighbours attractive potential -V. The general goal of this work is to explore the interplay between the purely local repulsion and the non-local attraction. This is not only motivated by the fact that both interactions are, in principle, responsible for d-wave superconductivity, but also by recent experimental observations which strongly suggest that the term -V needs to be included in order to accurately describe the magnetic spectra of some specific compounds. In this thesis, we study the extended Hubbard model using the Hartree-Fock method. Namely, we approximate the ground state by implementing a variational search in the subspace of the many-body Hilbert space of gaussian states. Despite its simplicity, the Hartree-Fock method provides a powerful framework to study competition among different phases, originating from different symmetry breaking mechanisms. In particular, we study the competition between three different phases: the normal phase, characterised by no symmetry breaking, the AF phase, characterised by a lowering of SU(2) symmetry, and the SC phase, characterised by the breaking of U(1) charge conservation. This thesis work led to a number of original results, which can be summarised by the general observation that the non-local attraction -V acts cooperatively with the local repulsion U for the stabilisation of the various phases hosted by the Hubbard model. For the normal phase, we find that the non-local attraction acts as a source of Mott localisation, leading to an effective reduction of the electronic bandwidth. In particular, for values of V larger than a critical value and close to half-filling, we find a strong Mott localisation characterised by the complete flattening of the electronic bands. Interestingly, this result shows an example of Mott localisation that can be described at the level of the Hartree-Fock approximation, whereas Mott localisation in the conventional Hubbard model usually requires more sophisticated approximation schemes. For the AF phase, we restrict our analysis to the half-filled case. We find that the pairing-induced Mott localisation leads to a significant enhancement of the magnetisation, primarily originating from the local repulsion U. Finally, we focus on the superconducting phase and derive self-consistency equations in both singlet and triplet Cooper pairing channels, showing how Cooper pairing can be mediated simultaneously by both the local repulsion and the non-local attraction. Therefore, we numerically investigate the singlet channel and find evidence of "symmetry mixing", namely, the formation of a superconducting gap that is neither symmetric nor anti-symmetric under rotations of π/2 in the plane. We show that symmetry mixing is connected to the emergence of a finite nematic order parameter, that signals the breaking of planar rotational symmetry. This nematic symmetry breaking results in the fact that the renormalisation of bands becomes anisotropic, producing a difference in electronic kinetics in the x and y directions. To summarise, the original results obtained in this thesis show that the non-local pairing provides a different route towards the formation of key strongly correlated phenomena, including Mott localisation and nematic superconductivity, and call for future investigation using more sophisticated methods such as, for example, the Dynamical Mean Field Theory.
Doping a Mott insulator gives rise to unconventional superconducting correlations. Here we address the interplay between d-wave superconductivity and Mott physics using the two-dimensional Hubbard model with cellular dynamical mean-field theory on a $2\ifmmode\times\else\texttimes\fi{}2$ plaquette. Our approach is to study superconducting correlations from the perspective of a cluster quantum impurity model embedded in a self-consistent bath. At the level of the cluster, we calculate the probabilities of the possible cluster electrons configurations. Upon condensation, we find an increased probability that cluster electrons occupy a four-electron singlet configuration, enabling us to identify this type of short-range spin correlation as key to superconducting pairing. The increased probability of this four-electron singlet comes at the expense of a reduced probability of a four-electron triplet with no significant probability redistribution of fluctuations of charges. This allows us to establish that superconductivity at the level of the cluster primarily involves a reorganization of short-range spin correlations rather than charge correlations. We gain information about the bath by studying the spectral weight of the hybridization function. Upon condensation, we find a transfer of spectral weight leading to the opening of a superconducting gap. We use these insights to interpret the signatures of superconducting correlations in the density of states of the system and in the zero-frequency spin susceptibility.
In strongly correlated materials, quantum fluctuations taking place at the level of atomic sites play a central role. These local processes are captured nonperturbatively in dynamical mean field theory (DMFT). Nonlocal mechanisms, however, are also suspected to be essential for the proper description of some of these materials, including the well-known high-temperature cuprate superconductors and the more exotic systems of atoms adsorbed on semiconducting surfaces.In this thesis, the effect of nonlocal, potentially long-range fluctuations beyond the DMFT framework is investigated from two angles.First, long-ranged interactions in adatom systems, computed from first principles within the constrained random-phase approximation (cRPA), are treated within the extended DMFT (EDMFT) framework and its combination with the diagrammatic GW method (GW +EDMFT). They are shown to explain some material trends observed in these compounds. In addition, thanks to the spatial and temporal information delivered by GW+EDMFT, they solve existing puzzles raised by different experimental conclusions drawn from different probes.Second, a new approach to the Hubbard model including nonlocal correlation effects is proposed. Formally based on the local expansion of the triply-irreducible functional, this approach, dubbed TRILEX, approximates the renormalized three-leg electron-boson vertex by a local but frequency-dependent vertex computed from an impurity model with retarded density-density and spin-spin interactions. This local vertex is used to construct frequency- and momentum-dependent self-energies capturing nonlocal correlation effects. By construction, this method reconciles two theoretical pictures of cuprate superconductors, namely the spin fluctuation theory at weak interaction strengths and the doped-Mott-insulator picture at strong coupling.This novel approach is applied to the single-band Hubbard model. It is shown to reduce to DMFT at strong coupling and high temperatures, and to fluctuation-exchange theories at weak coupling, while substantial deviations from both limits are observed at intermediate coupling. There, upon doping, antiferromagnetic spin fluctuations are observed to lead to a momentum-differentiated spectral intensity on the Fermi surface, which is reminiscent of the formation of Fermi arcs in photoemission measurements on cuprate superconductors.These two methodological developments are intrinsically linked to algorithmic aspects which are reviewed in the last part of this work. In particular, an open-source library dedicated to massively parallel computations in the field of quantum many-body physics, TRIQS, is presented, with a focus on error estimation through the binning and jackknife methods. The hybridization-expansion continuous-time quantum Monte-Carlo algorithm in the segment picture -- central to the TRILEX method -- and its state-of-the-art implementation are explained. Finally, as a further illustration, a new lightweight method relying on this algorithm and designed for realistic systems, the combined screened-exchange and dynamical DMFT method (SEx+DDMFT), is presented together with an application to the BaCo2As2 compound.
Recent theoretical and experimental advances have opened new perspectives on the characterization of strongly correlated phases of matter, adding a new layer of understanding based on concepts and tools borrowed from quantum information theory. We join the effort by investigating, within dynamical mean-field theory (DMFT) and its cluster extension, the local and quasilocal (i.e. short-range) quantum information content of salient landmarks in the phase diagram of the two-dimensional Hubbard model, the cornerstone model for the description of the physics of cuprate materials, and of a closely related model for interacting topological states on the honeycomb lattice. In the first part of the thesis, we focus on the DMFT solution of the Kane-Mele-Hubbard model, at zero temperature. In the thermodynamic limit we find evidence of an interaction-driven discontinuous quantum phase transition between the Z2 quantum spin-Hall insulator and anisotropic antiferromagnetic solutions, with an intermediate regime of coexistence of nontrivial topology and magnetic order. A clear-cut interpretation of these results is given in terms of a rigorous quantification of quantum and classical correlations contained in a single local orbital (which we refer to as intra-orbital mutual information), providing a notion of "statistical distance" from the Hartree-Fock description of the system. The resulting analysis complements the established Green's function based understanding of the relationship between dynamical and static mean-field theories. In particular, we find the magnetic solutions of dynamical mean-field theory to asymptotically approach the corresponding uncorrelated Hartree-Fock states, in the strong coupling limit, in stark contrast with the paramagnetic Mott-Hubbard solution, which in turn reveals a maximally correlated local spin-orbital pair at large interaction strength. Furthermore, these findings cast some light on the relationship between Mott localization and the possible development of nonlocal entanglement. In the second part of the thesis, we provide an alternative view of both the interaction-driven and density-driven paramagnetic Mott transitions in the two-dimensional Hubbard model, in terms of rigorous measures of entanglement and correlation between two spatially separated electronic orbitals, with no contribution from their environment. A space-resolved analysis of cluster dynamical mean-field theory results elucidates the prominent role of the nearest-neighbor entanglement in probing Mott localization: two traditional upper bounds and two recently introduced lower bounds for its magnitude sharply increase at the metal-insulator transition, in contrast with the moderate variation found at all interaction strengths that are sufficiently far from the transition point. At half-filling, the two-site entanglement beyond nearest neighbors is shown to be quickly damped as the inter-site distance is increased within the cluster, suggesting that Mott-Hubbard insulators may follow an area law. However, the size of the simulated clusters does not allow a quantitative analysis of the decay, so that a precise classification of the spatial entanglement properties of the system is left for future study. In the presence of hole-doping, we show how the pseudogap metal separating the Mott-Hubbard insulator from the hole-dominated Fermi liquid features quasilocal entanglement properties that are strikingly similar to the localized Mott phase, while it is separated from the low-entangled Fermi liquid by a discontinuous jump in all the computed entanglement and correlation measures. All the presented results ultimately resolve a conundrum of previous analyses based on the single-site von Neumann entropy, which has been found to monotonically decrease when the interaction is increased, defeating the purpose of capturing and understanding strong electronic correlations with the aid of quantum information concepts. Both the intra-orbital mutual information and the quasilocal two-site entanglement, on the other hand, recover instead the distinctive character of Mott insulators and pseudogap metals as strongly correlated many-body states, demonstrating its central role in future advancements in the field of quantum materials.
The recently proposed center-focused post-processing procedure [Phys. Rev. Res. 2, 033476 (2020)] of cellular dynamical mean-field theory suggests that central sites of large impurity clusters are closer to the exact solution of the Hubbard model than the edge sites. In this paper, we systematically investigate results in the spirit of this center-focused scheme for several cluster sizes up to 8×8 in and out of particle-hole symmetry. First we analyze the metal-insulator crossovers and transitions of the half-filled Hubbard model on a simple square lattice. We find that the critical interaction of the crossover is reduced with increasing cluster sizes and the critical temperature abruptly drops for the 4×4 cluster. Second, for this cluster size, we apply the center-focused scheme to a system with more realistic tight-binding parameters, investigating its pseudogap regime as a function of temperature and doping, where we find doping dependent metal-insulator crossovers, Lifshitz transitions and a strongly renormalized Fermi-liquid regime. Additionally to diagnosing the real space origin of the suppressed antinodal spectral weight in the pseudogap regime, we can infer hints towards underlying charge ordering tendencies.