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arXiv:cond-mat/0111122 · Europhysics Letters (EPL)

An effective Hamiltonian for phase fluctuations on a lattice: An extended XY model

Wooram Kim, J. P. Ćarbotte

Published Sep 1, 2002• 8 citations
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Abstract

We derive an effective Hamiltonian for phase fluctuations in an s -wave superconductor starting from the attractive Hubbard model on a square lattice. In contrast to the common assumption, we find that the effective Hamiltonian is not the usual XY model but is of the extended XY type. The BCS to Bose-Einstein crossover reduces the ratio of the Berezinskii-Kosterlitz-Thouless to mean-field pseudogap transition temperature more as compared with the continuum limit.

DOI
10.1209/epl/i2002-00191-8

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We derive an effective Hamiltonian for phase fluctuations in an s -wave superconductor starting from the attractive Hubbard model on a square lattice. In contrast to the common assumption, we find that the effective Hamiltonian is not the usual XY model but is of the extended XY type. The BCS to Bose-Einstein crossover reduces the ratio of the Berezinskii-Kosterlitz-Thouless to mean-field pseudogap transition temperature more as compared with the continuum limit.
We study the superfluid properties of short-coherence-length superconductors described by the extended Hubbard model with on-site repulsive and intersite attractive interaction. We have analysed the superfluid stiffness and thermodynamic properties of the model versus electron concentration and pairing interaction on a two-dimensional square lattice with nearest- and next-nearest-neighbour hopping. The effects of phase fluctuations on anisotropic superconductivity of extended s-and d x 2 − y 2 -wave type were examined within the Kosterlitz–Thouless (KT) scenario. The KT critical temperatures were determined and compared with those from the BCS–Hartree–Fock approximation. The Uemura-type plots, i.e. the critical temperature versus zero-temperature phase stiffness, were obtained for both extended s- and d-wave pairings. The states with mixed (s ∗ and d x 2 − y 2 ) symmetry, and in particular the time-reversal breaking state of s + id symmetry, were analysed and the phase diagrams taking into account these states are presented. We also briefly discuss the crossover from BCS to local pair superconductivity for the d x 2 − y 2 -wave pairing. A comparison of the theoretical results with the experimental data, in particular those of T c versus λ −2 (0), for high- T c cuprate superconductors is made.
We study the two-dimensional attractive Hubbard model using the mapping onto the half-filled repulsive Hubbard model in a uniform magnetic field coupled to the fermion spins. The low-energy effective action for charge and pairing fluctuations is obtained in the hydrodynamic regime. We recover the action of a Bose superfluid where half the fermion density is identified as the conjugate variable of the phase of the superconducting order parameter. By integrating out charge fluctuations, we obtain a phase-only action. In the zero-temperature superconducting state, this action describes a collective phase mode smoothly evolving from the Anderson-Bogoliubov mode at weak coupling to the Bogoliubov mode of a Bose superfluid at strong coupling. At finite temperature, the phase-only action can be used to extract an effective XYXYXY model and thus obtain the Berezinskii-Kosterlitz-Thouless (BKT) phase transition temperature. We also identify a renormalized classical regime of superconducting fluctuations above the BKT phase transition, and a regime of incoherent pairs at higher temperature. Special care is devoted to the nearly half-filled case where the symmetry of the order parameter is enlarged to SO(3) due to strong $\mathbf{q}=(\ensuremath{\pi},\ensuremath{\pi})$ charge fluctuations. The low-energy effective action is then an SO(3) nonlinear $\ensuremath{\sigma}$ model with a (symmetry breaking) magnetic field proportional to the doping. In the strong-coupling limit, the attractive Hubbard model can be mapped onto the Heisenberg model in a magnetic field, which reduces to the quantum XYXYXY model (except for a weak magnetic field, i.e., in the low-density limit of the attractive model). In the low-density limit, the Heisenberg model allows one to recover the action of a Bose superfluid, including the ${(\mathbf{\ensuremath{\nabla}}\ensuremath{\rho})}^{2}$ term (with $\ensuremath{\rho}$ the density), and in turn the Gross-Pitaevskii equation.
We present an effective Hamiltonian based real-space approach for studying the weak-coupling BCS to the strong-coupling Bose-Einstein condensate crossover in the two-dimensional attractive Hubbard model at finite temperatures. We introduce and justify an effective classical Hamiltonian to describe the thermal fluctuations of the relevant auxiliary fields. Our results for Tc{T}_{c}Tc​ and phase diagrams compare very well with those obtained from more sophisticated and CPU-intensive numerical methods. We demonstrate that the method works in the presence of disorder and can be a powerful tool for a real-space description of the effect of disorder on superconductivity. From a combined analysis of the superconducting order parameter, the distribution of auxiliary fields, and the quasiparticle density of states, we identify the regions of metallic, insulating, superconducting, and pseudogapped behavior. Our finding of the importance of phase fluctuations for the pseudogap behavior is consistent with the conclusions drawn from recent experiments on NbN superconductors. The method can be generalized to study superconductors with nontrivial order-parameter symmetries by identifying the relevant auxiliary variables.
We consider a lattice version of the ``negative-U′′U''U′′ Hubbard model in three dimensions, to study the crossover from a superconducting phase transition (dominated by phase fluctuation) to a regime where the amplitude of the superconducting order parameter controls the critical temperature. Starting from a fermionic Hamiltonian, we give a microscopic derivation of the effective action in terms of the relevant physical fields: the modulus and phase of the superconducting order parameter. Furthermore, by employing to the resulting coarse--grained quantum XY\mathrm{XY}XY model the phase fluctuation algebra between number and phase operators (given by the Euclidean group E2),{E}_{2}),E2​), we map the ``phase-only'' action onto a solvable quantum spherical model. We establish the self--consistent theory (involving both fermionic and bosonic degrees of freedom), and calculate the superconducting phase coherence transition temperature Tc{T}_{c}Tc​ as a function of the coupling strength ∣U∣,|U|,∣U∣, exhibiting a maximum where the behavior crosses over from BCS to Bose-Einstein (BE) condensation. We examine a pseudogap in the normal state which emerges naturally as a precursor of superconductivity at the second characteristic temperature Tg{T}_{g}Tg​ due to a state with bound pairs but without long--range phase coherence. Furthermore, we demonstrate that the reduced gaps of the model $2{\ensuremath{\Delta}}_{0}{/k}_{B}{T}_{g}\ensuremath{\sim}4$ is almost independent on the pairing strength ∣U∣/t,|U|/t,∣U∣/t, whereas $2{\ensuremath{\Delta}}_{0}{/k}_{B}{T}_{c}$ increases with increasing ∣U∣|U|∣U∣---in striking analogy with the phenomenology of the high--temperature cuprate superconductors when interpreted in terms of the BCS-BC crossover scenario.
We study the effects of phase fluctuations in 2D short-coherence length superconductors on the basis of the extended Hubbard model with intersite attraction.In the Kosterlitz-Thouless scenario the critical temperatures for anisotropic pairings were determined and compared with the ones from BCS Hartree-Fock approximation.The Uemura-type plots, i.e. the critical temperature vs. zero temperature phase stiffness, were obtained for extended s-wave and d x 2y 2-wave pairings.We also discuss the crossover from BCS to local pair superconductivity for d-wave pairing.
In this work we use functional integral techniques to examine the nearest-neighbor attractive Hubbard model on a quasi-two-dimensional lattice. It is a simple phenomenological model for the high-Tc{T}_{c}Tc​ cuprates that allows both extended (nonlocal) s- and d-wave singlet superconductivity as well as mixed symmetry states. The Hartree-Gor'kov mean-field theory of the model has a finite-temperature phase diagram which shows a transition from pure s-wave to pure d-wave superconductivity, via a mixed symmetry s+ids+ids+id state, as a function of doping. Including Gaussian fluctuations we examine the crossover from weak-coupling BCS superconductivity to the strong-coupling Bose-Einstein condensation of composite s- or d-wave bosons and comment on the origin and symmetry of the pseudogap.