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arXiv:cond-mat/0109194 · Physical Review Letters

First-Order Pairing Transition and Single-Particle Spectral Function in the Attractive Hubbard Model

Massimo Capone, Claudio Castellani, M. Grilli

Published Mar 11, 2002• 95 citations
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Abstract

A dynamical mean-field theory analysis of the attractive Hubbard model in the normal phase is carried out upon restricting to solutions where superconducting order is not allowed. A clear first-order pairing transition as a function of the coupling takes place at all the electron densities out of half filling between a Fermi liquid, stable for U<U(c), and an insulating bound pairs phase for U>U(c), and it is accompanied by phase separation. The spectral function in the metallic phase is constituted by a low-energy structure around the Fermi level, which disappears discontinuously at U = U(c), and two high-energy features (Hubbard bands), which persist in the insulating phase.

DOI
10.1103/physrevlett.88.126403

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A dynamical mean-field theory analysis of the attractive Hubbard model in the normal phase is carried out upon restricting to solutions where superconducting order is not allowed. A clear first-order pairing transition as a function of the coupling takes place at all the electron densities out of half filling between a Fermi liquid, stable for U<U(c), and an insulating bound pairs phase for U>U(c), and it is accompanied by phase separation. The spectral function in the metallic phase is constituted by a low-energy structure around the Fermi level, which disappears discontinuously at U = U(c), and two high-energy features (Hubbard bands), which persist in the insulating phase.
The finite-temperature phase diagram of the attractive Hubbard model is studied by means of the dynamical mean-field theory. We first consider the normal phase of the model by explicitly frustrating the superconducting ordering. In this case, we obtain a first-order pairing transition between a metallic phase and a paired phase formed by strongly coupled incoherent pairs. The transition line ends in a finite temperature critical point, but a crossover between two qualitatively different solutions still occurs at higher temperature. Comparing the superconducting- and the normal-phase solutions, we find that the superconducting instability always occurs before the pairing transition in the normal phase, i.e. T c > T pairing . Nevertheless, the high-temperature phase diagram at T > T c is still characterized by a crossover from a metallic phase to a preformed pair phase. We characterize this crossover by computing different observables that can be used to identify the pseudogap region, like the spin susceptibility, the specific heat and the single-particle spectral function.
Normal states of the attractive Hubbard model, mainly in two dimensions, are studied in the context of a transition from a Fermi liquid to an insulating or gapped state. A series of variational Monte Carlo calculations with better statistics was carried out to estimate accurately the expectation values of several many-body wave functions. Although a relatively clear crossover is observed, even for the plain Gutzwiller wave function, the states in both regimes are metallic. Meanwhile, a substantial metal-insulator transition takes place at ∣U∣∼W (band width) for an improved wave function, into which an intersite correlation is introduced by taking account of virtual states in the second-order perturbation in the infinite ∣U∣ limit. The critical value compares favorably with recent results of the dynamical-mean-field approximation. In contrast, a conventional Jastrow-type wave function scarcely improves the normal state. In addition, the issue of the Brinkman-Rice metal-insulator transition is reconsidered with much larger systems.
We examine the phase diagram of the extended Hubbard model on a square lattice, for both attractive and repulsive nearest-neighbor interactions, using CDMFT+HFD, a combination of Cluster Dynamical Mean Field theory (CDMFT) and a Hartree-Fock mean-field decoupling of the inter-cluster extended interaction. For attractive non-local interactions, this model exhibits a region of phase separation near half-filling, in the vicinity of which we find islands of d-wave superconductivity, decaying rapidly as a function of doping, with disconnected regions of extended s-wave order at smaller (higher) electron densities. On the other hand, when the extended interaction is repulsive, a Mott insulating state at half-filling is destabilized by hole doping, in the strong-coupling limit, in favor of d-wave superconductivity. At the particle-hole invariant chemical potential, we find a first-order phase transition from antiferromagnetism (AF) to d-wave superconductivity as a function of the attractive nearest-neighbor interaction, along with a deviation of the density from the half-filled limit. A repulsive extended interaction instead favors charge-density wave (CDW) order at half-filling.
The Hubbard model in the strong-coupling regime is mainly studied by Kondo-lattice theory or 1/d expansion theory, with d the spatial dimensionality. In two dimensions and higher, the ground state within the Hilbert subspace with no order parameter is a normal Fermi liquid except for n=1 and U/W=+infinity, with n the electron density per unit cell, U the on-site repulsion, and W the bandwidth; the cooperation between the Kondo effect, which favors a local singlet on each unit cell, and a resonating-valence-bond effect, which favors a local singlet on each pair of nearest-neighbor unit cells, stabilizes the Fermi liquid, whose ground state is a singlet as a whole, in the strong-coupling regime. In the whole Hilbert space with no restriction, the normal Fermi liquid is unstable at least against a magnetic or superconducting state. This analysis confirms an early Fermi-liquid theory of high-temperature superconductivity, F. J. Ohkawa, Jpn. J. Appl. Phys. 26, L652 (1987). The ground state for n=1 and U/W=+infinity is a Mott insulator. Actual metal-insulator transitions cannot be explained within the Hubbard model. In order to explain them, the electron-phonon interaction, multi-band or multi-orbital effects, and effects of disorder should be considered beyond the Hubbard model. The crossover between local-moment magnetism and itinerant-electron magnetism corresponds to that between a localized spin and a normal Fermi liquid in the Kondo effect and it is simply a Mott metal-insulator crossover.