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arXiv:cond-mat/0105032 · Physical Review Letters

Kondo Effect in Quantum Dots at High Voltage: Universality and Scaling

Achim Rosch, Johann Kroha, P. Wölfle

Published Sep 24, 2001• 162 citations
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Abstract

We examine the properties of a dc-biased quantum dot in the Coulomb blockade regime. For voltages V that are large compared to the Kondo temperature T(K), the physics is governed by the scales V and gamma, where gamma approximately V/ln(2)(V/T(K)) is the nonequilibrium decoherence rate induced by the voltage-driven current. Based on scaling arguments, self-consistent perturbation theory, and perturbative renormalization group, we argue that due to the large gamma the system can be described by renormalized perturbation theory in 1/ln(V/T(K))<<1. However, in certain variants of the Kondo problem, two-channel Kondo physics is induced by a large voltage V.

DOI
10.1103/physrevlett.87.156802

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We examine the properties of a dc-biased quantum dot in the Coulomb blockade regime. For voltages V that are large compared to the Kondo temperature T(K), the physics is governed by the scales V and gamma, where gamma approximately V/ln(2)(V/T(K)) is the nonequilibrium decoherence rate induced by the voltage-driven current. Based on scaling arguments, self-consistent perturbation theory, and perturbative renormalization group, we argue that due to the large gamma the system can be described by renormalized perturbation theory in 1/ln(V/T(K))<<1. However, in certain variants of the Kondo problem, two-channel Kondo physics is induced by a large voltage V.
We study the Kondo effect in quantum dots in an out-of-equilibrium state due to an applied dc-voltage bias. Using the method of infinitesimal unitary transformations ("flow equations"), we develop a perturbative scaling picture that naturally contains both equilibrium coherence and nonequilibrium decoherence effects. This framework allows one to study the competition between Kondo effect and current-induced decoherence, and it establishes a large regime dominated by single-channel Kondo physics for asymmetrically coupled quantum dots.
Correlations are a central ingredient of modern condensed matter physics. With the advent of mesoscopic physics, it became possible to study correlated systems in non-equilibrium situations, which can be reached by e.g. driving a constant current through a quantum dot. A basic question is how correlations on the one hand and a non-equilibrium current on the other hand influence each other. Here this interplay is studied for the model system of a quantum dot in the Kondo regime using the real time renormalization group (RTRG) method. This method is a functional renormalization group (RG) method allowing a non-perturbative description of correlated systems in non-equilibrium. For the Kondo quantum dot the method is generalized to the case of double vertices. The RTRG method not only provides equations for the calculation of the renormalized coupling between the quantum dot spin and the reservoir electrons, but also equations for the calculation of the non-equilibrium decoherence rate and the non-equilibrium current.The RG equations are derived to second order. This approximation is expected to be valid as long as the quantum dot does not enter the strong coupling regime, i.e. the effective coupling strength between the quantum dot spin and the electrons does not become too large. It is found that this is the case if the bias voltage applied to the dot or the temperature is much larger than the Kondo temperature.It is shown that the RG equations lead to coupling functions depending on the energy of the incident and the scattered electron. This dependence is simplified to the dependence on the average energy of the incident and the scattered electron in the weak coupling regime.A closer inspection of the RG equations for the couplings shows that they not only contain terms leading to a logarithmic increase of the coupling strength but also subleading terms which are unimportant in the weak coupling regime. The RG equations are solved analytically for the case where the subleading terms are neglected. It is found that the coupling functions develop resonances at energies associated with the chemical potentials of the reservoirs. The height of these resonances is determined by the decoherence rate. However, for bias voltages much larger than the Kondo temperature these resonances do not affect the conductance for a two terminal setup, so the conductance does not provide a measure for the decoherence rate in this case. It is found that the conductance for the two terminal setup is a universal function of voltage/Kondo temperature and temperature/Kondo temperature in the weak coupling regime. This function is calculated analytically in the limits of vanishing voltage or temperature. Furthermore, it is found that for zero temperature the decoherence rate is proportional to the non-equilibrium current flowing through the system. This supports the physical picture that a non-equilibrium current is associated with a decoherence rate, which cuts the logarithmic scaling of the coupling strength.Finally, the RG equations are solved numerically for zero temperature including the subleading corrections found before. As expected, the subleading corrections have no impact on the decoherence rate and the conductance in the weak coupling regime. On the other hand, it is found that they lead to strong deviations from the results of the analytic leading logarithmic approximation if the bias voltage approaches the Kondo temperature. Generally, it is found that the subleading corrections lead to a saturation of the decoherence rate and the conductance to some finite value. However, for the numerical solution a numerical regularization parameter has to be introduced. It turns out that the saturation value found depends on its value, so no statements on the precise value of the decoherence rate and the current can be made in this regime.
Recently, the issue of whether the Kondo problem in quantum dots at large bias is a weak-coupling problem or not has been raised. In this paper, we revisit this problem by carefully analyzing a corresponding model in the solvable limit --- the Emery-Kivelson line, where various crossover energy scales can be easily identified. We then try to extract the scaling behavior of this problem from various physical correlation functions within the spirit of ``poor man's scaling.'' Our conclusions support some recent suggestions made by Coleman et al. [Phys. Rev. Lett. 86, 4088 (2001)], which are obtained by perturbative analysis: The voltage acts as a cutoff of the renormalization group flow for only half of the impurity so that the low-temperature physics is controlled by a strong-coupling fixed point. But the low-temperature response functions in general show one-channel Kondo behaviors with two-channel Kondo behaviors occurring only through proximity to a quantum critical point.
The properties of a local spin S=1/2 coupled to K independent wires is studied in the presence of bias voltages which drive the system out of thermal equilibrium. For K≫1, a perturbative renormalization group approach is employed to construct the voltage-dependent scaling function for the conductance and the T matrix. In contrast to the single-channel case, the Kondo resonance is split even by bias voltages small compared to the Kondo temperature T(K), V≪T(K). Besides the applied voltage V, the current-induced decoherence rate Γ≪V controls the physical properties of the system. While the presence of V changes the structure of the renormalization group considerably, decoherence turns out to be very effective in prohibiting the flow towards new nonequilibrium fixed points even in variants of the Kondo model where currents are partially suppressed.
Quantum phase transitions out of equilibrium are outstanding emergent subjects in condensed matter physics with great fundamental importance and challenges. We theoretically investigate here the nonequilibrium quantum phase transition in a generic nano-setup: the pseudogap Kondo model where a Kondo quantum dot couples to two---left (L) and right (R)---voltage-biased fermionic leads with power-law density of states (DOS) with respect to their Fermi levels ${\ensuremath{\mu}}_{L/R}$, ${\ensuremath{\rho}}_{c,L(R)}(\ensuremath{\omega})\ensuremath{\propto}{|\ensuremath{\omega}\ensuremath{-}{\ensuremath{\mu}}_{L(R)}|}^{r}$ with 0<r<10<r<10<r<1. In equilibrium (${\ensuremath{\mu}}_{L}\ensuremath{-}{\ensuremath{\mu}}_{R}=0$) and for 0<r<1/20<r<1/20<r<1/2, with increasing Kondo correlations this model exhibits a quantum phase transition from a unscreened local moment (LM) phase to the Kondo screened phase. At finite bias voltages and near criticality, we discover new nonequilibrium universal scaling behaviors in conductance, conduction electron TTT matrix, and local spin susceptibility via a controlled frequency-dependent renormalization group (RG) approach. The current-induced decoherence is key to understanding these distinct universal nonequilibrium quantum critical regimes. The relevance of our results to experiment is discussed.
We theoretically investigate the nonequilibrium current through a quantum dot coupled to one-dimensional electron leads, utilizing a controlled frequency-dependent renormalization group approach. We compute the nonequilibrium conductance for large bias voltages and address the interplay between decoherence, Kondo entanglement, and Luttinger physics. The combined effect of large bias voltage and strong interactions in the leads, known to stabilize two-channel Kondo physics, results in nontrivial modifications in the conductance. Interestingly, these unusual changes in the conductance persist in the presence of a finite channel asymmetry.