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Fundamentals of Free-Space Optical Communications

Sam Dolinar, Bruce E. Moision, Baris I. Erkmen

Published Jun 25, 2012• 2 citations
OpenAlex

Abstract

Free-space optical communication systems potentially gain many dBs over RF systems. There is no upper limit on the theoretically achievable photon efficiency when the system is quantum-noise-limited: a) Intensity modulations plus photon counting can achieve arbitrarily high photon efficiency, but with sub-optimal spectral efficiency. b) Quantum-ideal number states can achieve the ultimate capacity in the limit of perfect transmissivity. Appropriate error correction codes are needed to communicate reliably near the capacity limits. Poisson-modeled noises, detector losses, and atmospheric effects must all be accounted for: a) Theoretical models are used to analyze performance degradations. b) Mitigation strategies derived from this analysis are applied to minimize these degradations.

Related papers

A review of the information capacity of single-mode free-space optical communication

Baris I. Erkmen, Bruce E. Moision, Kevin M. Birnbaum

We provide a summary of the classical information capacity of single-mode free-space optical communication for pure-loss channels. We compare the capacities afforded by structured transmitters and receivers to that of the ultimate communication capacity dictated by the quantum nature of light, and we draw the following conclusions. The ultimate capacity can be achieved with classical coherent states (i.e., ideal laser light), but the capacity-achieving receiver (measurement) is yet to be determined. In photon-starved pure-loss channels, binary phase modulation in combination with the optimal receiver is near-capacity achieving, and more importantly, it is superior to on-off keying with either the optimal receiver (as yet to be determined) or with a photon-counter. Heterodyne detection approaches the ultimate capacity at high mean photon numbers.

Proceedings of SPIE, the International Society for Optical Engineering/Proceedings of SPIE•Feb 11, 2010•11 citations

On high-efficiency optical communication and key distribution

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We investigate modulation and coding techniques that approach the fundamental limits of communication and key distribution over optical channels, in the regime of simultaneously high photon and bandwidth efficiencies. First, we develop a simple and robust system design for free-space optical communication that incorporates pulse-position modulation (PPM) over multiple spatial degrees of freedom in order to achieve high photon and spectral efficiency. Further, in the context of key distribution, we determine the optimal rate using a Poisson source of entangled photon pairs and photon detectors, and show how to approach it using PPM parsing of the detected photon stream.

Information Theory and Applications Workshop (ITA)•Feb 1, 2012•19 citations

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•Oct 1, 2013•0 citations

On quantum limit of optical communications: Concatenated codes and joint-detection receivers

Saikat Guha, Zachary Dutton, Jeffrey H. Shapiro

When classical information is sent over a channel with quantum-state modulation alphabet, such as the free-space optical (FSO) channel, attaining the ultimate (Holevo) limit to channel capacity requires the receiver to make joint measurements over long codeword blocks. In recent work, we showed a receiver for a pure-state channel that can attain the ultimate capacity by applying a single-shot optical (unitary) transformation on the received codeword state followed by simultaneous (but separable) projective measurements on the single-modulation-symbol state spaces. In this paper, we study the ultimate tradeoff between photon efficiency and spectral efficiency for the FSO channel. Based on our general results for the pure-state quantum channel, we show some of the first concrete examples of codes and laboratory-realizable joint-detection optical receivers that can achieve fundamentally higher (superadditive) channel capacity than receivers that physically detect each modulation symbol one at a time, as is done by all conventional (coherent or direct-detection) optical receivers.

arXiv:1102.1963•IEEE International Symposium on Information Theory (ISIT)•Jul 1, 2011•24 citations

Secure and Reliable Communications over Free-space Optical Channels

Xiaole Sun

Free-space optical (FSO) communication provides a promising alternative solution to the traditional radio frequency (RF) communications. Compared to the RF technology, there are many advantages of FSO communications, such as ultra-high bandwidth, license-free spectrum, low inter-channel interference, and energy-efficient transmission. The potential applications for FSO communication include the last-one-mile access link from the fiber-based backbone network, low earth orbit (LEO) satellite communications, high-altitude base station platforms or vehicles, deep-space communications, and in-building automation connections. As the FSO technology becomes mature and increasingly involved, the security and reliability requirements of such applications also become crucial. Regarding the security issues, although the FSO communication is inherently more secure than the RF counterpart due to high directivity of its line-of-sight (LOS) link, it can still suffer from optical wire-tapping attack. There are many different application schemes that an eavesdropper can still probe the FSO link. Traditionally, to protect the communication, many works have been done on encryption layer and upper network layer, such as computationally intensive cryptographic algorithms and message exchanging protocols. In recent years, physical-layer security (PLS) has been getting more attentions as it provides an extra layer of security against eavesdropping. The PLS schemes, in general can be categorized into two main categories: classical PLS and quantum key distribution (QKD) protocols. The classical PLS is based on the information theoretic security analysis, while the QKD security is guaranteed by the quantum mechanics laws. Both techniques have been studied for FSO channels. In the first half of this dissertation, we study the PLS in a LOS FSO channel using orbital angular momentum (OAM) multiplexing and show that higher secrecy capacity can be achieved using OAM multiplexing technology in the presence of atmospheric turbulence effects. Then, we proposed an adaptation scheme for QKD system over FSO channel with different QKD protocols, i.e. BB84 and decoy state protocols. By adapting the source brightness based on the channel condition, we optimized the secret key rate (SKR) of the QKD system. Furthermore, we proposed a multiple spatial modes-based QKD system with backpropagation method to increase the total SKR through parallel channels. Regarding the reliability of an optical communication system as well as information reconciliation for both PLS and QKD schemes, the forward error correction (FEC) becomes an essential technique to enable high-speed transmission. The FEC with low-density parity-check (LDPC) codes has been studied for decades from LDPC block codes to the most recent spatially-coupled (SC) LDPC codes. For FSO communications, due to the time-varying nature of FSO channels, the capability of rate adaptation is important to achieve a consistent reliable transmission. In the second half of this dissertation, we proposed unified FPGA-based architecture to implement both quasi-cyclic (QC) LDPC codes and SC-LDPC codes with rate adaptation capability. The performance is verified through FPGA emulation to show good error floor properties. To further validate the rate adaptation capability, we have built a spatial light modulator (SLM)-based FSO channel emulator to test the adaptive coding scheme. Furthermore, we have conducted a fiber-based experiment with our rate adaptative coding scheme to show that the proposed adaptive coding scheme can be also used in dynamic fiber-based networks.

•Jan 1, 2019•0 citations

Quantum Limits in Optical Communications

Konrad Banaszek, Ludwig Kunz, Michal Jachura +1 more

This tutorial reviews the Holevo capacity limit as a universal tool to analyze the ultimate transmission rates in a variety of optical communication scenarios, ranging from conventional optically amplified fiber links to free-space communication with power-limited optical signals. The canonical additive white Gaussian noise model is used to describe the propagation of the optical signal. The Holevo limit exceeds substantially the standard Shannon limit when the power spectral density of noise acquired in the course of propagation is small compared to the energy of a single photon at the carrier frequency per unit time-bandwidth area. General results are illustrated with a discussion of efficient communication strategies in the photon-starved regime.

arXiv:2002.05766•Journal of Lightwave Technology•Feb 13, 2020•71 citations
Free-space optical communication systems potentially gain many dBs over RF systems. There is no upper limit on the theoretically achievable photon efficiency when the system is quantum-noise-limited: a) Intensity modulations plus photon counting can achieve arbitrarily high photon efficiency, but with sub-optimal spectral efficiency. b) Quantum-ideal number states can achieve the ultimate capacity in the limit of perfect transmissivity. Appropriate error correction codes are needed to communicate reliably near the capacity limits. Poisson-modeled noises, detector losses, and atmospheric effects must all be accounted for: a) Theoretical models are used to analyze performance degradations. b) Mitigation strategies derived from this analysis are applied to minimize these degradations.
We provide a summary of the classical information capacity of single-mode free-space optical communication for pure-loss channels. We compare the capacities afforded by structured transmitters and receivers to that of the ultimate communication capacity dictated by the quantum nature of light, and we draw the following conclusions. The ultimate capacity can be achieved with classical coherent states (i.e., ideal laser light), but the capacity-achieving receiver (measurement) is yet to be determined. In photon-starved pure-loss channels, binary phase modulation in combination with the optimal receiver is near-capacity achieving, and more importantly, it is superior to on-off keying with either the optimal receiver (as yet to be determined) or with a photon-counter. Heterodyne detection approaches the ultimate capacity at high mean photon numbers.
We investigate modulation and coding techniques that approach the fundamental limits of communication and key distribution over optical channels, in the regime of simultaneously high photon and bandwidth efficiencies. First, we develop a simple and robust system design for free-space optical communication that incorporates pulse-position modulation (PPM) over multiple spatial degrees of freedom in order to achieve high photon and spectral efficiency. Further, in the context of key distribution, we determine the optimal rate using a Poisson source of entangled photon pairs and photon detectors, and show how to approach it using PPM parsing of the detected photon stream.
When classical information is sent over a channel with quantum-state modulation alphabet, such as the free-space optical (FSO) channel, attaining the ultimate (Holevo) limit to channel capacity requires the receiver to make joint measurements over long codeword blocks. In recent work, we showed a receiver for a pure-state channel that can attain the ultimate capacity by applying a single-shot optical (unitary) transformation on the received codeword state followed by simultaneous (but separable) projective measurements on the single-modulation-symbol state spaces. In this paper, we study the ultimate tradeoff between photon efficiency and spectral efficiency for the FSO channel. Based on our general results for the pure-state quantum channel, we show some of the first concrete examples of codes and laboratory-realizable joint-detection optical receivers that can achieve fundamentally higher (superadditive) channel capacity than receivers that physically detect each modulation symbol one at a time, as is done by all conventional (coherent or direct-detection) optical receivers.
Free-space optical (FSO) communication provides a promising alternative solution to the traditional radio frequency (RF) communications. Compared to the RF technology, there are many advantages of FSO communications, such as ultra-high bandwidth, license-free spectrum, low inter-channel interference, and energy-efficient transmission. The potential applications for FSO communication include the last-one-mile access link from the fiber-based backbone network, low earth orbit (LEO) satellite communications, high-altitude base station platforms or vehicles, deep-space communications, and in-building automation connections. As the FSO technology becomes mature and increasingly involved, the security and reliability requirements of such applications also become crucial. Regarding the security issues, although the FSO communication is inherently more secure than the RF counterpart due to high directivity of its line-of-sight (LOS) link, it can still suffer from optical wire-tapping attack. There are many different application schemes that an eavesdropper can still probe the FSO link. Traditionally, to protect the communication, many works have been done on encryption layer and upper network layer, such as computationally intensive cryptographic algorithms and message exchanging protocols. In recent years, physical-layer security (PLS) has been getting more attentions as it provides an extra layer of security against eavesdropping. The PLS schemes, in general can be categorized into two main categories: classical PLS and quantum key distribution (QKD) protocols. The classical PLS is based on the information theoretic security analysis, while the QKD security is guaranteed by the quantum mechanics laws. Both techniques have been studied for FSO channels. In the first half of this dissertation, we study the PLS in a LOS FSO channel using orbital angular momentum (OAM) multiplexing and show that higher secrecy capacity can be achieved using OAM multiplexing technology in the presence of atmospheric turbulence effects. Then, we proposed an adaptation scheme for QKD system over FSO channel with different QKD protocols, i.e. BB84 and decoy state protocols. By adapting the source brightness based on the channel condition, we optimized the secret key rate (SKR) of the QKD system. Furthermore, we proposed a multiple spatial modes-based QKD system with backpropagation method to increase the total SKR through parallel channels. Regarding the reliability of an optical communication system as well as information reconciliation for both PLS and QKD schemes, the forward error correction (FEC) becomes an essential technique to enable high-speed transmission. The FEC with low-density parity-check (LDPC) codes has been studied for decades from LDPC block codes to the most recent spatially-coupled (SC) LDPC codes. For FSO communications, due to the time-varying nature of FSO channels, the capability of rate adaptation is important to achieve a consistent reliable transmission. In the second half of this dissertation, we proposed unified FPGA-based architecture to implement both quasi-cyclic (QC) LDPC codes and SC-LDPC codes with rate adaptation capability. The performance is verified through FPGA emulation to show good error floor properties. To further validate the rate adaptation capability, we have built a spatial light modulator (SLM)-based FSO channel emulator to test the adaptive coding scheme. Furthermore, we have conducted a fiber-based experiment with our rate adaptative coding scheme to show that the proposed adaptive coding scheme can be also used in dynamic fiber-based networks.
This tutorial reviews the Holevo capacity limit as a universal tool to analyze the ultimate transmission rates in a variety of optical communication scenarios, ranging from conventional optically amplified fiber links to free-space communication with power-limited optical signals. The canonical additive white Gaussian noise model is used to describe the propagation of the optical signal. The Holevo limit exceeds substantially the standard Shannon limit when the power spectral density of noise acquired in the course of propagation is small compared to the energy of a single photon at the carrier frequency per unit time-bandwidth area. General results are illustrated with a discussion of efficient communication strategies in the photon-starved regime.