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Journal of Physics A Mathematical and Theoretical

Uncertainty inequalities in a non-Hermitian scenario beyond exact symmetry phase

Yanet Alvarez, M. Portesi, Romina Ramírez, M. Reboiro

Published Oct 16, 2026• 0 citations
Publisher

Abstract

Abstract We investigate uncertainty relations for quantum observables evolving under non-Hermitian Hamiltonians, particularly in the spontaneously broken symmetry phase and at the exceptional points (EPs). By constructing appropriate metrics in each dynamical regime, we provide a consistent definition of expectation values, variances, and time evolution within a Krein-space framework. Within this approach, we derive a generalized Heisenberg–Robertson uncertainty inequality which is valid across all spectral regimes. As an application, we analyze a spin model with parity-time reversal symmetry and show that, while the uncertainty measure exhibits oscillatory behavior in the unbroken phase, it evolves towards a minimum-uncertainty steady state in the spontaneously broken symmetry phase and at EPs. We further compare our metric-based description with a Lindblad master-equation approach and show their agreement in the steady state. Our results highlight the necessity of incorporating appropriate metric structures to extract physically meaningful predictions from non-Hermitian quantum dynamics beyond the exact symmetry phase.

DOI
10.1088/1751-8121/aeb5bc

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Abstract We investigate uncertainty relations for quantum observables evolving under non-Hermitian Hamiltonians, particularly in the spontaneously broken symmetry phase and at the exceptional points (EPs). By constructing appropriate metrics in each dynamical regime, we provide a consistent definition of expectation values, variances, and time evolution within a Krein-space framework. Within this approach, we derive a generalized Heisenberg–Robertson uncertainty inequality which is valid across all spectral regimes. As an application, we analyze a spin model with parity-time reversal symmetry and show that, while the uncertainty measure exhibits oscillatory behavior in the unbroken phase, it evolves towards a minimum-uncertainty steady state in the spontaneously broken symmetry phase and at EPs. We further compare our metric-based description with a Lindblad master-equation approach and show their agreement in the steady state. Our results highlight the necessity of incorporating appropriate metric structures to extract physically meaningful predictions from non-Hermitian quantum dynamics beyond the exact symmetry phase.
We investigate uncertainty relations for quantum observables evolving under non-Hermitian Hamiltonians, with particular emphasis on the role of metric operators. By constructing appropriate metrics in each dynamical regime, namely the unbroken-symmetry phase, the spontaneously broken-symmetry phase, and at exceptional points, we provide a consistent definition of expectation values, variances, and time evolution within a Krein-space framework. Within this approach, we derive a generalized Heisenberg-Robertson uncertainty inequality which is valid across all spectral regimes. As an application, we analyze a spin model with parity-time reversal symmetry and show that, while the uncertainty measure exhibits oscillatory behavior in the unbroken phase, it evolves towards a minimum-uncertainty steady state in the spontaneously broken-symmetry phase and at exceptional points. We further compare our metric-based description with a Lindblad master-equation approach and show their agreement in the steady state. Our results highlight the necessity of incorporating appropriate metric structures to extract physically meaningful predictions from non-Hermitian quantum dynamics.
Abstract Non-Hermitian systems with exceptional points lead to many intriguing phenomena due to the coalescence of both eigenvalues and corresponding eigenvectors, in comparison to Hermitian systems where only eigenvalues degenerate. In this paper, we propose an alternative and accurate proposal based on the entropy uncertainty relation (EUR) to detect the exceptional points and identify different phases of the non-Hermitian systems. In particular, we reveal a general connection between the EUR and the exceptional points of non-Hermitian system. Compared to the unitary Hermitian dynamics, the behaviors of EUR in the non-Hermitian system are well defined into two different ways depending on whether the system is located in unbroken or broken phase regimes. In the unbroken phase regime where EUR undergoes an oscillatory behavior, while in the broken phase regime where the oscillation of EUR breaks down. Moreover, we identify the critical phenomena of non-Hermitian systems in terms of the EUR in the dynamical limit. It is found that the EUR can detect exactly the critical points of non-Hermitian systems beyond (anti-)PT symmetric systems. Finally, we comment on the prospective experimental situation.
The open quantum system can be described by either a Lindblad master equation or a non-Hermitian Hamiltonian (NHH). However, these two descriptions usually have different exceptional points (EPs), associated with the degeneracies in the open quantum system. Here, considering a dissipative quantum Rabi model, we study the spectral features of EPs in these two descriptions and explore their connections. We find that, although the EPs in these two descriptions are usually different, the EPs of NHH will be consistent with the EPs of master equation in the weak coupling regime. Further, we find that the quantum Fisher information (QFI), which measures the statistical distance between quantum states, can be used as a signature for the appearance of EPs. Our study may give a theoretical guidance for exploring the properties of EPs in open quantum systems.
Non-unitary dynamics in quantum mechanics arise in open quantum systems, where the interaction between the system and its environment is not negligible. One way this coupling can be realised is through measurement, where the backaction from the measurement apparatus induces non-unitary dynamics in the system. An effective non-Hermitian description arises within the no-jump approximation of a measured system, in which the time-evolved states are explicitly normalised at all times. Non-Hermiticity in quantum Hamiltonians gives rise to non-unitary time evolution and possibly complex energy eigenvalues, which can lead to a rich phenomenology with no Hermitian counterpart. In this thesis, we explore these two interconnected concepts related to non-unitary dynamics: non-Hermiticity and measurements. However, instead of effective non-Hermiticity, we consider the cases where non-Hermiticity is realised exactly. This setup necessitates a treatment under the self-consistent frameworks of non-Hermitian quantum mechanics in order to restore its probabilistic interpretation. Concretely, the self-consistent metric formalism restores unitarity of the evolution through a modified Hilbert space endowed with a dynamical metric. Through comparative studies using exactly solvable models, we find that the physics of the two approaches of non-Hermitian quantum mechanics is fundamentally different. This has a profound physical impact in terms of defect production in quenches across an exceptional point (EP). We demonstrate this through a non-Hermitian system hosting both PT-symmetric and PT-broken modes subject to a linear quench. Our results highlight the role played by the EP and the spontaneous breaking of the PT-symmetry in contributing to a non-zero defect density, even in the limit of an infinitely slow drive. Further, we uncover generalised transformations underpinning the results, which are incorporated in the dynamical metric. Going beyond purely theoretical considerations, we implement two novel dilation schemes to emulate the metric dynamics in a digital quantum simulator. Our protocols enable controlled access to all PT-symmetry regimes and to a direct tomography of the dynamical metric, opening the possibility of studying a new kind of non-Hermitian physics in engineered matter. To explore the second theme of the thesis, we investigate the dynamics of entanglement entropy in the continuously monitored Bose-Hubbard model. Our numerical data reveals a counterintuitive enhancement of superfluid correlations in a parameter regime, in which the entanglement entropy increases with the onsite repulsion strength in the presence of measurement. This phenomenon arising from the interplay between hopping, interaction, and measurement, is also present in the effective central charge extracted from a fit of the logarithmic scaling form of the entropy. In summary, this thesis reveals the richness of non-unitary quantum dynamics. Through an in-depth study of the different aspects of non-Hermitian systems, we illustrate the non-trivial physics uncovered only with the consideration of the dynamical metric. By bridging theoretical insights and physical realisation through novel dilation protocols realisable in engineered matter, our work lays the groundwork for further exploration of dynamical aspects in non-Hermitian and monitored quantum systems.
Exceptional points (EPs) are singularities in the spectra of non-Hermitian operators where eigenvalues and eigenvectors coalesce. Open quantum systems have recently been explored as EP testbeds due to their non-Hermitian nature. However, most studies focus on the Markovian limit, leaving a gap in understanding EPs in the non-Markovian regime. This work addresses this gap by proposing a general framework based on two numerically exact descriptions of non-Markovian dynamics: the pseudomode equation of motion (PMEOM) and the hierarchical equations of motion (HEOM). The PMEOM is particularly useful due to its Lindblad-type structure, aligning with previous studies in the Markovian regime while offering deeper insights into EP identification. This framework incorporates non-Markovian effects through auxiliary degrees of freedom, enabling the discovery of additional or higher-order EPs that are inaccessible in the Markovian regime. We demonstrate the utility of this approach using the spin-boson model and linear bosonic systems. The full description of exceptional points in the non-Markovian regime is complicated by the unclear applicability of standard techniques such as spectral analysis. Here, the authors fill this gap by proposing a general framework that combines the pseudomode equation of motion and the hierarchical equations of motion.
We study metric representations in finite-dimensional non-Hermitian quantum mechanics. The main purpose of this work is to emphasize that the physical description of a non-Hermitian system may be formulated in different, but isomorphic, Hilbert spaces. In particular, within the Krein-space formalism, we show that the vector space endowed with an indefinite Krein metric can be explicitly related to the standard Hilbert space through a suitable isomorphism. This observation is essential for a consistent description of non-Hermitian Hamiltonians. Physical states, metrics, and operators must be transported through the corresponding Hilbert-space isomorphism. In this way, equivalent representations of the same system can be used without changing the physical content of the theory. We illustrate these theoretical aspects by studying a two-level non-Hermitian spin model. We use the Robertson uncertainty relation as a consistency test. Apparent violations can arise when operators and states are kept fixed while the metric is changed, and therefore reflect a mismatch of representations rather than a failure of the uncertainty principle.