Emergent phenomena in interacting fermionic systems often arise as collective many-body effects whose formation can be understood by studying the interplay between geometry and symmetry. Understanding such phenomena from first principles remains one of the central challenges of Mathematical Physics, particularly in regimes where perturbative methods fail and non-trivial phases emerge through strongly correlated dynamics. This thesis investigates a class of lattice fermionic systems exhibiting \textit{Spontaneous Symmetry Breaking}, \textit{Flux ordering} and \textit{Topological Order}. Although the models considered belong to different physical frameworks, including Euclidean lattice field theories formulated in terms of Grassmann variables and Quantum Lattice Systems described by operators acting on Hilbert spaces, they share a common mathematical structure. In each case, geometric features encoded by lattice Dirac operators, magnetic fluxes, and discrete gauge fields interact with Reflection Positivity properties that allow for a rigorous non-perturbative analysis. A central role throughout the thesis is indeed played by \textit{Reflection Positivity} and one of its most striking consequences: the \textit{Chessboard Estimates}. These methods provide powerful tools for converting geometric information into quantitative bounds on energies, correlation functions, and phase stability. The first part of the thesis, based on \cite{fabbri2026chirallongrangeordereuclidean}, is devoted to lattice Gross–Neveu models in two dimensional Euclidean Spacetime. After a Hubbard–Stratonovich transformation, the fermionic theories are mapped to effective bosonic systems for which Reflection Positivity can be established. Combining Reflection Positivity methods with Peierls' Argument, we prove the existence of Chiral Long-Range Order for a class of lattice regularizations and obtain quantitative bounds relating the order parameter to the minimizers of the effective potential. The second part, based on \cite{GP}, focuses on fermions coupled to dynamical $\mathbb{Z}_2$-gauge fields. We prove the stability of the $\pi$-flux phase under gauging by showing that monopole excitations possess a strictly positive energy cost. These results imply the emergence of effective Dirac fermions at low energies and provide a rigorous characterization of the semimetallic phase of the model. Finally, we investigate the topological phase obtained by introducing a fermionic mass gap in the $\pi$-flux phase, following \cite{bachmann2026anyonspifluxphasefermionic}. We prove the existence of an almost four-fold degenerate low-energy sector on the torus, separated from the rest of the spectrum by a uniform gap, and construct quasi-local loop and string operators whose algebra exhibits the characteristic toric-code braiding phases. This provides a rigorous realization of topological order emerging from interacting fermions coupled to a dynamical gauge field. Taken together, these results illustrate how Reflection Positivity methods and spectral properties of the Magnetic Laplacian can be combined to obtain rigorous information on the phase diagram of interacting fermionic systems. They reveal a common mechanism underlying symmetry breaking, flux stabilization, and topological order across a variety of lattice models.
Emergent phenomena in interacting fermionic systems often arise as collective many-body effects whose formation can be understood by studying the interplay between geometry and symmetry. Understanding such phenomena from first principles remains one of the central challenges of Mathematical Physics, particularly in regimes where perturbative methods fail and non-trivial phases emerge through strongly correlated dynamics. This thesis investigates a class of lattice fermionic systems exhibiting \textit{Spontaneous Symmetry Breaking}, \textit{Flux ordering} and \textit{Topological Order}. Although the models considered belong to different physical frameworks, including Euclidean lattice field theories formulated in terms of Grassmann variables and Quantum Lattice Systems described by operators acting on Hilbert spaces, they share a common mathematical structure. In each case, geometric features encoded by lattice Dirac operators, magnetic fluxes, and discrete gauge fields interact with Reflection Positivity properties that allow for a rigorous non-perturbative analysis. A central role throughout the thesis is indeed played by \textit{Reflection Positivity} and one of its most striking consequences: the \textit{Chessboard Estimates}. These methods provide powerful tools for converting geometric information into quantitative bounds on energies, correlation functions, and phase stability. The first part of the thesis, based on \cite{fabbri2026chirallongrangeordereuclidean}, is devoted to lattice Gross–Neveu models in two dimensional Euclidean Spacetime. After a Hubbard–Stratonovich transformation, the fermionic theories are mapped to effective bosonic systems for which Reflection Positivity can be established. Combining Reflection Positivity methods with Peierls' Argument, we prove the existence of Chiral Long-Range Order for a class of lattice regularizations and obtain quantitative bounds relating the order parameter to the minimizers of the effective potential. The second part, based on \cite{GP}, focuses on fermions coupled to dynamical Z2-gauge fields. We prove the stability of the π-flux phase under gauging by showing that monopole excitations possess a strictly positive energy cost. These results imply the emergence of effective Dirac fermions at low energies and provide a rigorous characterization of the semimetallic phase of the model. Finally, we investigate the topological phase obtained by introducing a fermionic mass gap in the π-flux phase, following \cite{bachmann2026anyonspifluxphasefermionic}. We prove the existence of an almost four-fold degenerate low-energy sector on the torus, separated from the rest of the spectrum by a uniform gap, and construct quasi-local loop and string operators whose algebra exhibits the characteristic toric-code braiding phases. This provides a rigorous realization of topological order emerging from interacting fermions coupled to a dynamical gauge field. Taken together, these results illustrate how Reflection Positivity methods and spectral properties of the Magnetic Laplacian can be combined to obtain rigorous information on the phase diagram of interacting fermionic systems. They reveal a common mechanism underlying symmetry breaking, flux stabilization, and topological order across a variety of lattice models.
Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.
The physics of strongly interacting particles is often extraordinarily rich, leading to the \textit{emergence} of fundamentally new phases and phenomena that cannot exist in the absence of correlations. This thesis is devoted to the study of different classes of quantum systems with such strong correlations. Programmable quantum simulators based on Rydberg atom arrays have recently emerged as versatile platforms to probe quantum many-body phases and their dynamics. In Chapter 2, we start with theories of quantum phase transitions (QPTs) in one-dimensional chains of Rydberg atoms. We demonstrate the existence of a novel QPT in the universality class of the Z3 chiral clock model, calculate its critical exponents, and discuss their measurement with the quantum Kibble-Zurek mechanism. Proceeding to two dimensions, Chapter 3 describes the zero-temperature phase diagram of a square-lattice Rydberg atom array, revealing several experimentally realizable density-wave-ordered phases and QPTs. For a different geometry, namely, the kagome lattice studied in Chapter 4, we identify a regime that constitutes a likely candidate for hosting a phase with long-range quantum entanglement and topological order. Based on mappings to dimer models and gauge theories, we argue for the existence of a quantum spin liquid phase that has proved elusive in solid-state materials. In the next part of this thesis, we focus on similarly strongly correlated phases in the realm of quantum materials. Motivated by recent observations of an enhanced thermal Hall response in the high-temperature cuprate superconductors, in Chapter 5, we study the thermal Hall conductivity, κxy, of chiral spin-liquid ans\"{a}tze on the square lattice, focusing on the contribution from neutral (bosonic or fermionic) spinons. Thereafter, going beyond mean-field theory, we consider the corrections due to emergent gauge fields, which yield a response of opposite sign to that of the fermionic matter. We additionally consider the contribution of phonons to κxy and establish its relation to the spinon Hall viscosity. Thermal Hall measurements also leave intriguing fingerprints in Kitaev materials like α-RuCl3, and in this context, Chapter 6 investigates the unquantized κxy obtained in a gapless spinon Fermi surface state.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Gauge theories and topological phases play a fundamental role in different areas of physics. The first ones are at the basis of the Standard Model in the field of particle physics, describing the electroweak and strong interactions through a non-Abelian gauge theory. In condensed matter and statistical physics, gauge theories arise as low-energy effective descriptions of strongly correlated phenomena, such as quantum spin liquids and quantum Hall effect. In this realm there is a strong connection with topological phases and order, as emergent gauge fermions and bosons often describe collective excitations of new exotic states of matter of spin models. The discretization on a lattice is a possible way of dealing with the strongly coupled nature of these theories, due to the fact that this formulation at finite volume provides natural regularizing cut-offs, i.e. the lattice size and spacing. This allows for the investigation of different non-perturbative properties both numerically and analytically. Despite the success of these methods, there are various aspects which remain intractable due to the sign or complex action problems, like the out of equilibrium real time evolution or the analysis of quantum chromodynamics with finite chemical potential. In this respect, quantum simulators of many-body systems to simulate high energy physics arise as promising alternatives to face these problems in the near future. They are quantum systems that can be controlled and used to simulate more complicated systems, whose properties could not be analysed with classical computational, experimental or theoretical tools. In the last decades, there has been a huge development in the fields of quantum optics and atomic physics, allowing for the realization highly precise and controllable platforms by means of trapped ions, superconducting circuits, Rydberg atoms and ultracold atoms in optical lattices. This work of Thesis is part of these fields and has different purposes, all of them connected with the study of gauge theories and topological phases. Firstly, we want to develop a reformulation of lattice gauge theories in terms of gauge invariant fields, in a way to deal solely with physical variables directly in the action. Among several possible advantages, a crucial point is that this can be particularly helpful for the construction of consistent approximation schemes, such as mean-field theories, in order to understand and capture some of the physical features of the theory and make the mean-field approximation consistent with the Elitzur theorem, stating that a local gauge symmetry can not be spontaneously broken. As a second point, we face the problem of simulating higher dimensional gauge theories with ultracold atoms. One of the challenges in more than one dimension is indeed the realization of plaquette interaction terms in the Hamiltonian of lattice gauge theories: these can be engineered through four correlated hoppings in perturbation theory, or by means of constrained hoppings in the dual formulation. In this respect, our main target is to set up an ultracold atomic platform generating the plaquette term in two dimensions using only two correlated hoppings, and protecting gauge invariance through angular momentum conservation. The last point we address in the Thesis is related to the analysis of particles moving in static background gauge potentials, i.e. when the considered gauge field has no dynamical term in the action of the system. Indeed, the dynamics of quantum particles in the presence of static gauge fields gives rise to intriguing physical phenomena. In particular, using ultracold atom setups, the realization of artificial gauge potentials can be used to investigate the physics of topological semimetals, such as Weyl or Dirac type. In the last ten years, a lot of attention has been paid to their characterization, due to the appearence of clear theoretical predictions and very well-controlled experimental techniques. We investigate here the relation between topological phase transitions and van Hove singularities, i.e. the discontinuities in the energy derivative of the density of states, in three-dimensional gapless systems. In such materials, topological phase transitions can be defined by changes of the topological invariants of the Fermi sheets, happening at specific singular points. Moreover, Fermi surface singularities result in the presence of the so-called van Hove points. We then present a general argument to relate topological phase transitions and van Hove singularities, and show observable consequences that are related to the transport properties of the system. We exemplify our argument in Weyl systems by analyzing the three-dimensional Hofstadter model for various commensurate fluxes, which offers the opportunity to consider different kinds of Weyl metals and to understand the features of their density of states.
This Ph.D. thesis in mathematical physics concerns systems of interacting fermions with strong correlations. For these systems the physical properties can only be described in terms of the collective behavior of the fermions. Moreover, they are often characterized by a close competition between fermion localization versus delocalization, which can result in complex and exotic physical phenomena. Strongly correlated fermion systems are usually modelled by many-body Hamiltonians for which the kinetic- and interaction energy have the same order of magnitude. This makes them challenging to study as the application of conventional computational methods, like mean field- or perturbation theory, often gives unreliable results. Of particular interest are Hubbard-type models, which provide minimal descriptions of strongly correlated fermions. The research of this thesis focuses on such models defined on two-dimensional square lattices. One motivation for this is the so-called high-Tc problem of the cuprate superconductors. A main hypothesis is that there exists an underlying Fermi surface with nearly flat parts, i.e. regions where the surface is straight. It is shown that a particular continuum limit of the lattice system leads to an effective model amenable to computations. This limit is partial in that it only involves fermion degrees of freedom near the flat parts. The result is an effective quantum field theory that is analyzed using constructive bosonization methods. Various exactly solvable models of interacting fermions in two spatial dimensions are also derived and studied.
Topological color codes are among the stabilizer codes with remarkable properties from the quantum information perspective. In this paper, we construct a lattice, the so-called ruby lattice, with coordination number 4 governed by a two-body Hamiltonian. In a particular regime of coupling constants, in a strong coupling limit, degenerate perturbation theory implies that the low-energy spectrum of the model can be described by a many-body effective Hamiltonian, which encodes the color code as its ground state subspace. Ground state subspace corresponds to a vortex-free sector. The gauge symmetry Z 2 × Z 2 of the color code could already be realized by identifying three distinct plaquette operators on the ruby lattice. All plaquette operators commute with each other and with the Hamiltonian being integrals of motion. Plaquettes are extended to closed strings or string-net structures. Non-contractible closed strings winding the space commute with Hamiltonian but not always with each other. This gives rise to exact topological degeneracy of the model. A connection to 2-colexes can be established via the coloring of the strings. We discuss it at the non-perturbative level. The particular structure of the two-body Hamiltonian provides a fruitful interpretation in terms of mapping onto bosons coupled to effective spins. We show that high-energy excitations of the model have fermionic statistics. They form three families of high-energy excitations each of one color. Furthermore, we show that they belong to a particular family of topological charges. The emergence of invisible charges is related to the string-net structure of the model. The emerging fermions are coupled to nontrivial gauge fields. We show that for particular 2-colexes, the fermions can see the background fluxes in the ground state. Also, we use the Jordan–Wigner transformation in order to test the integrability of the model via introducing Majorana fermions. The four-valent structure of the lattice prevents the fermionized Hamiltonian from being reduced to a quadratic form owing to interacting gauge fields. We also propose another construction for the two-body Hamiltonian based on the connection between color codes and cluster states. The corresponding two-body Hamiltonian encodes a cluster state defined on a bipartite lattice as its low-energy spectrum, and subsequent selective measurements give rise to the color code model. We discuss this latter approach along with the construction based on the ruby lattice.