The importance of secure and high-rate information transmission cannot be understated in today's society. Unfortunately, a security crisis is impending due to the development of quantum computing technologies which can break current encryption schemes. A promising solution is quantum key distribution (QKD), which offers information-theoretic security. However, practical implementations of QKD do not conform to the idealized security assumptions that are made in QKD security proofs and therefore form security loopholes. The discovery of the measurement-device-independent QKD (MDI QKD) protocol presented a rapid leap in QKD research, as it effectively closes all side channels at the detection end of QKD setups, while maintaining experimental feasibility. Naturally, a major remaining obstacle in QKD research is the vulnerability of practical sources. As the clock rate of QKD systems advances into the GHz range, specific imperfections at the source arise. The goal of this PhD thesis is to conduct characterizations of source imperfections (especially those arising from GHz modulation), quantify their impact on security, and find methods to mitigate them. Specifically, this thesis presents the following studies. A) Identification and analysis of a novel side channel in sources using a Faraday mirror for temperature-stabilized polarization modulation, leading to time-dependent passive leakage of quantum states. We demonstrate that precise side-channel characterization (rather than the pessimistic approximations commonly used in the literature) can improve the estimated secret key rate by multiple orders of magnitude. B) Identification and analysis of a new class of source side channels (hidden multidimensional modulation side channels), using high-speed time-varying encoding as an illustrative case example (which we characterize using experimental and simulation-based methods). We demonstrate that hidden degrees of freedom, such as time, may be coupled to the encoding process, enabling unambiguous state discrimination attacks. In our illustrative case example, this causes the maximum secure transmission distance to be reduced by over 50%. C) Experimental and simulation-based characterization of phase correlations at GHz repetition rates when using electro-optic phase modulation for phase/polarization encoding. Our findings indicate that pattern-dependent phase deviations are on the order of 0.01pi. D) Design and experimental demonstration of a path-selection modulation source -- a source using no active phase modulation components (to mitigate the side channels arising from such components). Phase randomization is achieved through gain-switching and polarization encoding is achieved by randomly selecting between multiple paths, each path corresponding to one of the desired encoded states. Overall, by identifying and characterizing multiple source side channels, this thesis underscores the importance of avoiding unwarranted assumptions regarding the security of QKD sources. Hidden imperfections can introduce significant security vulnerabilities, and these must be continually identified and analyzed. Furthermore, this thesis highlights the value of advancing key rate analysis techniques that can accommodate a broad range of implementation flaws while producing tight security bounds, thereby enabling precise characterization of the information leakage arising from such imperfections. Finally, this thesis emphasizes that active modulators, in general, constitute a major source of potential side channels, highlighting the importance of exploring modulator-free sources. The path-selection modulation scheme presented here provides a practically feasible example of such a source.
The importance of secure and high-rate information transmission cannot be understated in today's society. Unfortunately, a security crisis is impending due to the development of quantum computing technologies which can break current encryption schemes. A promising solution is quantum key distribution (QKD), which offers information-theoretic security. However, practical implementations of QKD do not conform to the idealized security assumptions that are made in QKD security proofs and therefore form security loopholes. The discovery of the measurement-device-independent QKD (MDI QKD) protocol presented a rapid leap in QKD research, as it effectively closes all side channels at the detection end of QKD setups, while maintaining experimental feasibility. Naturally, a major remaining obstacle in QKD research is the vulnerability of practical sources. As the clock rate of QKD systems advances into the GHz range, specific imperfections at the source arise. The goal of this PhD thesis is to conduct characterizations of source imperfections (especially those arising from GHz modulation), quantify their impact on security, and find methods to mitigate them. Specifically, this thesis presents the following studies. A) Identification and analysis of a novel side channel in sources using a Faraday mirror for temperature-stabilized polarization modulation, leading to time-dependent passive leakage of quantum states. We demonstrate that precise side-channel characterization (rather than the pessimistic approximations commonly used in the literature) can improve the estimated secret key rate by multiple orders of magnitude. B) Identification and analysis of a new class of source side channels (hidden multidimensional modulation side channels), using high-speed time-varying encoding as an illustrative case example (which we characterize using experimental and simulation-based methods). We demonstrate that hidden degrees of freedom, such as time, may be coupled to the encoding process, enabling unambiguous state discrimination attacks. In our illustrative case example, this causes the maximum secure transmission distance to be reduced by over 50%. C) Experimental and simulation-based characterization of phase correlations at GHz repetition rates when using electro-optic phase modulation for phase/polarization encoding. Our findings indicate that pattern-dependent phase deviations are on the order of 0.01pi. D) Design and experimental demonstration of a path-selection modulation source -- a source using no active phase modulation components (to mitigate the side channels arising from such components). Phase randomization is achieved through gain-switching and polarization encoding is achieved by randomly selecting between multiple paths, each path corresponding to one of the desired encoded states. Overall, by identifying and characterizing multiple source side channels, this thesis underscores the importance of avoiding unwarranted assumptions regarding the security of QKD sources. Hidden imperfections can introduce significant security vulnerabilities, and these must be continually identified and analyzed. Furthermore, this thesis highlights the value of advancing key rate analysis techniques that can accommodate a broad range of implementation flaws while producing tight security bounds, thereby enabling precise characterization of the information leakage arising from such imperfections. Finally, this thesis emphasizes that active modulators, in general, constitute a major source of potential side channels, highlighting the importance of exploring modulator-free sources. The path-selection modulation scheme presented here provides a practically feasible example of such a source.
Quantum Key Distribution (QKD) offers information-theoretic security grounded in the laws of quantum mechanics rather than computational assumptions. While its theoretical foundations are robust, practical implementations necessarily deviate from the idealized models assumed in security analyses, opening the door to side-channel attacks and implementation loopholes. In particular, most research to date has focused on mitigating vulnerabilities in the measurement devices, leading to the development of Measurement-Device-Independent QKD (MDI-QKD) and Twin-Field QKD (TF-QKD), which effectively close all receiver-side loopholes. By contrast, the security of the source has remained less explored, despite being critical for the overall integrity of QKD systems. The goal of this thesis is to develop security proofs that explicitly account for realistic imperfections in QKD sources. Special emphasis is placed on three main aspects: correlations between emitted pulses that violate independence assumptions, imperfect phase randomization arising from practical modulation schemes, and leakage of internal settings through passive or active side channels. By formulating rigorous methods to analyze these imperfections, the work aims to provide a framework that enables practitioners to quantify and mitigate implementation risks systematically. Additionally, this thesis seeks to clarify under which conditions the commonly used decoy-state method remains secure, and to what extent source assumptions can be relaxed without compromising performance. This thesis aims to advance the understanding of how real-world deviations impact QKD security and to contribute to the development of protocols and devices. Ultimately, this work is motivated by the ambition to help bring QKD from a theoretically promising idea to a mature technology deployable with confidence in practical scenarios.
Quantum key distribution (QKD) is a method that enables two parties separated by distance to share a secret data string. QKD is based on the principles of quantum mechanics and offers information-theoretical security, making it a strong contender for the next generation of cryptography. However, the use of imperfect devices can lead to vulnerabilities and potential quantum hacking schemes. It is crucial to address these imperfections and restore the security of QKD, especially for individuals who use realistic devices for secure communication. QKD can be categorized into two types based on key encoding methods: discrete-variable (DV) QKD and continuous-variable (CV) QKD. It can also be classified based on the transmission medium: fiber-based QKD, free-space-based QKD, and chip-based QKD. This thesis focuses on chip-based DVQKD and fiber-based CVQKD. In the first part, we study the chip-based DVQKD system in the presence of phase-and polarization-dependent loss. We develop innovative methods to restore the security and improve the key rate. The solution is practical, requiring no hardware modifications, and has been adopted by other groups. The second part focuses on fiber-based CVQKD systems that use intensity fluctuating sources. We establish the security by incorporating the concept from DVQKD. Our proposed techniques are practical and do not require any hardware adjustments for existing CVQKD systems. Lastly, we present a general framework for passive CVQKD. Our proposed passive protocol offers a one-time solution to eliminate all potential side channels or imperfections in the source. Interestingly, we discover that the passive source is an excellent choice for the discrete-modulated CVQKD protocol, since the passive protocol offers the same key rate as its active counterpart, while removing all modulator side channels that have plagued the active ones. To sum up, this thesis introduces novel techniques and practical solutions to address imperfections in source devices in different QKD systems. We also propose a passive protocol that can handle all loopholes in source devices in a one-time process. We anticipate that this thesis will facilitate significant advancements in chip-based and fiber-based QKD implementations in the future.
While measurement-device-independent (MDI) quantum key distribution (QKD) allows two trusted parties to establish a shared secret key from a distance without needing to trust a central detection node, their quantum sources must be well characterized, with side channels at the source posing the greatest loophole to the protocol's security. In this paper, we identify a time-dependent side channel in a common polarization-based QKD source that employs a Faraday mirror for phase stabilization. We apply a recently developed numerical proof technique [Phys. Rev. A 99, 062332 (2019)] to quantify the sensitivity of the secret key rate to the quantum optical model for the side channel, and to develop strategies to mitigate the information leakage. In particular, we find that the MDI three-state and BB84 protocols, while yielding the same key rate under ideal conditions, have diverging results in the presence of a side channel, with BB84 proving more advantageous. While we consider only a representative case example, we expect the strategies developed and key rate analysis method to be broadly applicable to other leaky sources.
Quantum Key Distribution (QKD) promises information-theoretic security based on the fundamental laws of quantum mechanics. However, practical implementations deviate from idealized models and are therefore susceptible to side-channel attacks that exploit physical imperfections rather than theoretical vulnerabilities. Over the past two decades, a wide range of attacks have been demonstrated against QKD systems, including those targeting detectors, sources, timing information, power consumption, and electromagnetic emissions. This paper addresses a selection of a few side-channel attacks reported in the literature, classifying them according to their underlying physical mechanisms and attack strategies. We analyze their impact on the security of different QKD protocols and platforms, and highlight how experimental demonstrations have shaped the community's understanding of implementation security. In addition, we present and evaluate mitigation techniques proposed to date, such as device-independent and measurement-device-independent QKD, hardware countermeasures, monitoring strategies, and so on. We also identify open challenges and promising directions for enhancing the robustness of future quantum communication systems.
Quantum key distribution (QKD) offers theoretical security guarantees for sharing secure key, but its practical systems face challenges due to the imperfections of devices. Widespread quantum state preparation imperfections, such as correlations between multiple rounds, significantly undermine the real-world security of QKD. In this paper, we propose a protocol that is immune to almost all kinds of state-preparation imperfections over multiple correlated rounds arising from both encoding and unknown non-encoding dimensions. The protocol relies only on three assumptions: the imperfect encoding produces unknown product states rather than entangled ones, a lower bound on the vacuum components is known, and the correlation has a finite range. The proposed protocol is also measurement-device-independent, ensuring high security at both the source and measurement sides. We provide the finite-key security analysis against coherent attacks and conduct numerical simulations to see the performance. The results show that for small correlation ranges, the protocol achieves excellent performance with a maximal transmission loss exceeding 60 dB (>300 km in standard fiber). Even for extreme cases, where one encoding affects up to 500 neighboring rounds, the protocol can still generate secret keys over a 10 dB-loss channel.
Quantum key distribution (QKD) offers information-theoretic security based on the fundamental laws of physics. However, device imperfections, such as those in active modulators, may introduce side-channel leakage, thus compromising practical security. Attempts to remove active modulation, including passive decoy intensity preparation and polarization encoding, have faced theoretical constraints and inadequate security verification, thus hindering the achievement of a fully passive QKD scheme. Recent research [W. Wang et al., Phys. Rev. Lett. 130, 220801 (2023).PRLTAO0031-900710.1103/PhysRevLett.130.220801; 2V. Zapatero et al., Quantum Sci. Technol. 8, 025014 (2023).2058-956510.1088/2058-9565/acbc46] has systematically analyzed the security of a fully passive modulation protocol. Based on this, we utilize the gain-switching technique in combination with the postselection scheme and perform a proof-of-principle demonstration of a fully passive quantum key distribution with polarization encoding at channel losses of 7.2 dB, 11.6 dB, and 16.7 dB. Our work demonstrates the feasibility of active-modulation-free QKD in polarization-encoded systems.