Quantum key distribution (QKD) is a method that enables two parties separated by distance to share a secret data string. QKD is based on the principles of quantum mechanics and offers information-theoretical security, making it a strong contender for the next generation of cryptography. However, the use of imperfect devices can lead to vulnerabilities and potential quantum hacking schemes. It is crucial to address these imperfections and restore the security of QKD, especially for individuals who use realistic devices for secure communication. QKD can be categorized into two types based on key encoding methods: discrete-variable (DV) QKD and continuous-variable (CV) QKD. It can also be classified based on the transmission medium: fiber-based QKD, free-space-based QKD, and chip-based QKD. This thesis focuses on chip-based DVQKD and fiber-based CVQKD. In the first part, we study the chip-based DVQKD system in the presence of phase-and polarization-dependent loss. We develop innovative methods to restore the security and improve the key rate. The solution is practical, requiring no hardware modifications, and has been adopted by other groups. The second part focuses on fiber-based CVQKD systems that use intensity fluctuating sources. We establish the security by incorporating the concept from DVQKD. Our proposed techniques are practical and do not require any hardware adjustments for existing CVQKD systems. Lastly, we present a general framework for passive CVQKD. Our proposed passive protocol offers a one-time solution to eliminate all potential side channels or imperfections in the source. Interestingly, we discover that the passive source is an excellent choice for the discrete-modulated CVQKD protocol, since the passive protocol offers the same key rate as its active counterpart, while removing all modulator side channels that have plagued the active ones. To sum up, this thesis introduces novel techniques and practical solutions to address imperfections in source devices in different QKD systems. We also propose a passive protocol that can handle all loopholes in source devices in a one-time process. We anticipate that this thesis will facilitate significant advancements in chip-based and fiber-based QKD implementations in the future.
Quantum key distribution (QKD) is a method that enables two parties separated by distance to share a secret data string. QKD is based on the principles of quantum mechanics and offers information-theoretical security, making it a strong contender for the next generation of cryptography. However, the use of imperfect devices can lead to vulnerabilities and potential quantum hacking schemes. It is crucial to address these imperfections and restore the security of QKD, especially for individuals who use realistic devices for secure communication. QKD can be categorized into two types based on key encoding methods: discrete-variable (DV) QKD and continuous-variable (CV) QKD. It can also be classified based on the transmission medium: fiber-based QKD, free-space-based QKD, and chip-based QKD. This thesis focuses on chip-based DVQKD and fiber-based CVQKD. In the first part, we study the chip-based DVQKD system in the presence of phase-and polarization-dependent loss. We develop innovative methods to restore the security and improve the key rate. The solution is practical, requiring no hardware modifications, and has been adopted by other groups. The second part focuses on fiber-based CVQKD systems that use intensity fluctuating sources. We establish the security by incorporating the concept from DVQKD. Our proposed techniques are practical and do not require any hardware adjustments for existing CVQKD systems. Lastly, we present a general framework for passive CVQKD. Our proposed passive protocol offers a one-time solution to eliminate all potential side channels or imperfections in the source. Interestingly, we discover that the passive source is an excellent choice for the discrete-modulated CVQKD protocol, since the passive protocol offers the same key rate as its active counterpart, while removing all modulator side channels that have plagued the active ones. To sum up, this thesis introduces novel techniques and practical solutions to address imperfections in source devices in different QKD systems. We also propose a passive protocol that can handle all loopholes in source devices in a one-time process. We anticipate that this thesis will facilitate significant advancements in chip-based and fiber-based QKD implementations in the future.
Quantum Key Distribution (QKD) offers information-theoretic security grounded in the laws of quantum mechanics rather than computational assumptions. While its theoretical foundations are robust, practical implementations necessarily deviate from the idealized models assumed in security analyses, opening the door to side-channel attacks and implementation loopholes. In particular, most research to date has focused on mitigating vulnerabilities in the measurement devices, leading to the development of Measurement-Device-Independent QKD (MDI-QKD) and Twin-Field QKD (TF-QKD), which effectively close all receiver-side loopholes. By contrast, the security of the source has remained less explored, despite being critical for the overall integrity of QKD systems. The goal of this thesis is to develop security proofs that explicitly account for realistic imperfections in QKD sources. Special emphasis is placed on three main aspects: correlations between emitted pulses that violate independence assumptions, imperfect phase randomization arising from practical modulation schemes, and leakage of internal settings through passive or active side channels. By formulating rigorous methods to analyze these imperfections, the work aims to provide a framework that enables practitioners to quantify and mitigate implementation risks systematically. Additionally, this thesis seeks to clarify under which conditions the commonly used decoy-state method remains secure, and to what extent source assumptions can be relaxed without compromising performance. This thesis aims to advance the understanding of how real-world deviations impact QKD security and to contribute to the development of protocols and devices. Ultimately, this work is motivated by the ambition to help bring QKD from a theoretically promising idea to a mature technology deployable with confidence in practical scenarios.
The importance of secure and high-rate information transmission cannot be understated in today's society. Unfortunately, a security crisis is impending due to the development of quantum computing technologies which can break current encryption schemes. A promising solution is quantum key distribution (QKD), which offers information-theoretic security. However, practical implementations of QKD do not conform to the idealized security assumptions that are made in QKD security proofs and therefore form security loopholes. The discovery of the measurement-device-independent QKD (MDI QKD) protocol presented a rapid leap in QKD research, as it effectively closes all side channels at the detection end of QKD setups, while maintaining experimental feasibility. Naturally, a major remaining obstacle in QKD research is the vulnerability of practical sources. As the clock rate of QKD systems advances into the GHz range, specific imperfections at the source arise. The goal of this PhD thesis is to conduct characterizations of source imperfections (especially those arising from GHz modulation), quantify their impact on security, and find methods to mitigate them. Specifically, this thesis presents the following studies. A) Identification and analysis of a novel side channel in sources using a Faraday mirror for temperature-stabilized polarization modulation, leading to time-dependent passive leakage of quantum states. We demonstrate that precise side-channel characterization (rather than the pessimistic approximations commonly used in the literature) can improve the estimated secret key rate by multiple orders of magnitude. B) Identification and analysis of a new class of source side channels (hidden multidimensional modulation side channels), using high-speed time-varying encoding as an illustrative case example (which we characterize using experimental and simulation-based methods). We demonstrate that hidden degrees of freedom, such as time, may be coupled to the encoding process, enabling unambiguous state discrimination attacks. In our illustrative case example, this causes the maximum secure transmission distance to be reduced by over 50%. C) Experimental and simulation-based characterization of phase correlations at GHz repetition rates when using electro-optic phase modulation for phase/polarization encoding. Our findings indicate that pattern-dependent phase deviations are on the order of 0.01pi. D) Design and experimental demonstration of a path-selection modulation source -- a source using no active phase modulation components (to mitigate the side channels arising from such components). Phase randomization is achieved through gain-switching and polarization encoding is achieved by randomly selecting between multiple paths, each path corresponding to one of the desired encoded states. Overall, by identifying and characterizing multiple source side channels, this thesis underscores the importance of avoiding unwarranted assumptions regarding the security of QKD sources. Hidden imperfections can introduce significant security vulnerabilities, and these must be continually identified and analyzed. Furthermore, this thesis highlights the value of advancing key rate analysis techniques that can accommodate a broad range of implementation flaws while producing tight security bounds, thereby enabling precise characterization of the information leakage arising from such imperfections. Finally, this thesis emphasizes that active modulators, in general, constitute a major source of potential side channels, highlighting the importance of exploring modulator-free sources. The path-selection modulation scheme presented here provides a practically feasible example of such a source.
Based on the idea that there is no side channel in the vacuum state, the side-channel-free quantum key distribution (SCFQKD) protocol was proposed, which is immune to all attacks in the source side-channel space and all attacks in the detectors. In the original SCFQKD protocol, an important assumption is that Alice and Bob can produce the perfect vacuum pulses. But due to the finite extinction ratio of the intensity modulators, the perfect vacuum pulse is impossible in practice. In this paper, we solve this problem and make the quantum key distribution side-channel secure with real source device which does not emit perfect vacuum pulses. Our conclusion only depends on the upper bounds of the intensities of the sources. No other assumptions such as stable sources and stable side channels are needed. The numerical results show that, comparing with the results of SCFQKD protocol with perfect vacuum sources, the key rates and secure distance are only slightly decreased if the upper bound of the intensity of the imperfect vacuum source is less than 10−8 which can be achieved in experiment by two-stage intensity modulator. We also show that the two-way classical communication can be used to the data post-processing of SCFQKD protocol to improve the key rate. Specially, the active odd-parity pairing method can improve the key rates in all distances by about two times and the secure distance by about 40 km. Give that the side channel security based on imperfect vacuum, this work makes it possible to realize side channel secure QKD with real devices.
Quantum key distribution (QKD) offers information-theoretic security based on the fundamental laws of physics. However, device imperfections, such as those in active modulators, may introduce side-channel leakage, thus compromising practical security. Attempts to remove active modulation, including passive decoy intensity preparation and polarization encoding, have faced theoretical constraints and inadequate security verification, thus hindering the achievement of a fully passive QKD scheme. Recent research [W. Wang et al., Phys. Rev. Lett. 130, 220801 (2023).PRLTAO0031-900710.1103/PhysRevLett.130.220801; 2V. Zapatero et al., Quantum Sci. Technol. 8, 025014 (2023).2058-956510.1088/2058-9565/acbc46] has systematically analyzed the security of a fully passive modulation protocol. Based on this, we utilize the gain-switching technique in combination with the postselection scheme and perform a proof-of-principle demonstration of a fully passive quantum key distribution with polarization encoding at channel losses of 7.2 dB, 11.6 dB, and 16.7 dB. Our work demonstrates the feasibility of active-modulation-free QKD in polarization-encoded systems.
Quantum Key Distribution (QKD) can provide information-theoretically secure communications and is a strong candidate for the next generation of cryptography. However, in practice, the performance of QKD is limited by "practical imperfections" in realistic sources, channels, and detectors (such as multi-photon components or imperfect encoding from the sources, losses and misalignment in the channels, or dark counts in detectors). Addressing such practical imperfections is a crucial part of implementing QKD protocols with good performance in reality. There are two highly important future directions for QKD: (1) QKD over free space, which can allow secure communications between mobile platforms such as handheld systems, drones, planes, and even satellites, and (2) fibre-based QKD networks, which can simultaneously provide QKD service to numerous users at arbitrary locations. These directions are both highly promising, but so far they are limited by practical imperfections in the channels and devices, which pose huge challenges and limit their performance. In this thesis, we develop adaptive techniques with innovative protocol and algorithm design, as well as novel techniques such as machine learning, to address some of these key challenges, including (a) atmospheric turbulence in channels for free-space QKD, (b) asymmetric losses in channels for QKD network, and (c) efficient parameter optimization in real time, which is important for both free-space QKD and QKD networks. We believe that this work will pave the way to important implementations of free-space QKD and fibre-based QKD networks in the future.
Quantum Key Distribution (QKD) provides a method for securely sharing a secret key between two distant parties, Alice and Bob, by leveraging the principles of quantum mechanics. This thesis focuses on Continuous-Variable (CV) QKD, a variant of QKD where information is encoded in the quadrature components of coherent light states, allowing for efficient and cost-effective detection using homodyne or heterodyne receivers. The thesis is divided into three main parts: an introduction to quantum cryptography concepts, the presentation of a CV-QKD protocol, and a detailed security proof of the protocol against different types of attacks. The security proof considers both finite and infinite symbol transmission and tackles various eavesdropping attacks, including individual, collective, and coherent attacks. The use of Gaussian states and operations provides a promising approach to enhance QKD security, particularly in the context of practical quantum cryptography. The final sections provide a mathematical framework for the optimization of secure key rates and strategies for addressing the photon-number cutoff assumption in practical implementations.