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Study of Von Neumann Algebras of Schwarzschild Black Holes in AdS

Ioannis Sakellariou

Published Jan 1, 2026• 0 citations
OpenAlex

Abstract

The definition of entanglement entropy in quantum systems relies on the factorization of the total Hilbert space into subsystems, which allows the construction of reduced density matrices through the partial trace operation. However, there exist important physical systems for which such a factorization is not available. In these cases, reduced density matrices and entanglement entropy are not well defined in the conventional sense. In this thesis, we develop an operator-algebraic framework for describing entanglement in such systems using the theory of von Neumann algebras. As a primary example, we consider eternal Schwarzschild black holes in Anti-de Sitter (AdS) spacetime. Starting from the dual boundary theory, we show how a suitable notion of trace can be defined, leading to a well-defined von Neumann entropy. We then reproduce the same entropy from the bulk gravitational description and demonstrate the agreement between the two calculations. Finally, we show that this quantity can be naturally interpreted as the generalized entropy.

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The definition of entanglement entropy in quantum systems relies on the factorization of the total Hilbert space into subsystems, which allows the construction of reduced density matrices through the partial trace operation. However, there exist important physical systems for which such a factorization is not available. In these cases, reduced density matrices and entanglement entropy are not well defined in the conventional sense. In this thesis, we develop an operator-algebraic framework for describing entanglement in such systems using the theory of von Neumann algebras. As a primary example, we consider eternal Schwarzschild black holes in Anti-de Sitter (AdS) spacetime. Starting from the dual boundary theory, we show how a suitable notion of trace can be defined, leading to a well-defined von Neumann entropy. We then reproduce the same entropy from the bulk gravitational description and demonstrate the agreement between the two calculations. Finally, we show that this quantity can be naturally interpreted as the generalized entropy.
We investigate entanglement entropy between the pair of type II1_11​ algebras of the double-scaled SYK (DSSYK) model given a chord state, its holographic interpretation as generalized horizon entropy; particularly in the (anti-)de Sitter ((A)dS) space limits of the bulk dual; and its connection with Krylov complexity. The density matrices in this formalism are operators in the algebras, which are specified by the choice of global state; and there exists a trace to evaluate their von Neumann entropy since the algebras are commutants of each other, which leads to a notion of algebraic entanglement entropy. We match it in triple-scaling limits to an area computed through a Ryu-Takayanagi formula in (A)dS2_22​ space with entangling surfaces at the asymptotic timelike or spacelike boundaries respectively; providing a first-principles example of holographic entanglement entropy for (A)dS2_22​ space. This result reproduces the Bekenstein-Hawking and Gibbons-Hawking entropy formulas for specific entangling regions points, while it decreases for others. This construction does not display some of the puzzling features in dS holography. The entanglement entropy remains real-valued since the theory is unitary, and it depends on the Krylov spread complexity of the Hartle-Hawking state. At last, we discuss higher dimensional extensions.
An early result of algebraic quantum field theory is that the algebra of any subregion in a QFT is a von Neumann factor of type III _{1} 1 , in which entropy cannot be well-defined because such algebras do not admit a trace or density states. However, associated to the algebra is a modular group of automorphisms characterizing the local dynamics of degrees of freedom in the region, and the crossed product of the algebra with its modular group yields a type II _∞ ∞ factor, in which traces and hence von Neumann entropy can be well-defined. In this work, we generalize recent constructions of the crossed product algebra for the TFD to, in principle, arbitrary spacetime regions in arbitrary QFTs, formally paving the way to the study of entanglement entropy without UV divergences. In contrast to previous works, we emphasize that this construction is independent of gravity. In this sense, the crossed product construction represents a refinement of Haag’s assignment of nets of observable algebras to spacetime regions by providing a natural construction of a type II factor. We present several concrete examples: a QFT in Rindler space, a CFT in an open ball of Minkowski space, and arbitrary boundary subregions in AdS/CFT. In the holographic setting, we provide a novel argument for why the bulk dual must be the entanglement wedge, and discuss the distinction arising from boundary modular flow between causal and entanglement wedges for excited states and disjoint regions.
The non-factorizing nature of the Hilbert space in Loop Quantum Gravity (LQG) due to gauge invariance requires a generalized definition of entanglement entropy. This work employs the framework of von Neumann algebras to investigate the entanglement entropy in LQG. On a graph, the holonomy and flux operators within a region and on the boundary generate a non-factor type I von Neumann algebra, which is used to define the entanglement entropy for LQG states. This algebraic formalism is applied to ``fixed-area states''--superpositions of spin networks associated with a surface with a definite macroscopic area given by the LQG area spectrum. By maximizing the entropy, we derive a geometrical area law where the entanglement entropy is proportional to the area. In addition, we show that bulk entanglement can renormalize the area-law coefficient and produce logarithmic corrections. The results in this paper closely relate to LQG black hole entropy.
This essay was completed as partial fulfillment of the requirements forthe MASt in Applied Mathematics degree (Part III of the Mathemat-ical Tripos) carried out at the DAMPT, Cambridge. After reviewingthe essentials of C*-algebras and von Neumann algebras, we present theMurray–von Neumann classification of factors into types I, II and III.We then introduce the algebraic approach to Quantum Field Theory(QFT) and discuss existing arguments for the association of type IIIalgebras to local regions of spacetime. We explain why, as a conse-quence, the entanglement entropy of a region is not well defined, andhow relative entropy offers an alternative, reviewing the fundamentalsof entanglement entropy in QFT. Finally, we see how including grav-ity turns the algebra of observables outside a black hole into one oftype II∞, where a well-defined notion of entropy can be recovered. This work should be regarded as introductory notes to operator al-gebras with a particular emphasis on their applications in theoreticalphysics. They are intended to synthesize the mathematical content fora physics-oriented audience, using worked-out examples throughout toset a foundation and gradually build up to some direct examples of theusage of the framework. They are aimed at advanced undergraduatestudents or early postgraduate students, and only some basic knowl-edge on quantum mechanics, QFT, group theory and linear algebra areassumed
A bstract The corrections to holographic entanglement entropy from bulk quantum fields in a classical gravitational background are now well understood. They lead, in particular, to unitary Page curves for evaporating black holes. However, the correct treatment of quantum fluctuations of the metric, including graviton excitations, is a longstanding problem. We provide a gauge-invariant prescription for the generalized entropy of gravitons in anti-de Sitter space in terms of areas and bulk entanglement entropy, generalizing the quantum extremal surface prescription to accommodate fluctuations in the semiclassical spacetime geometry. This task requires a careful treatment of the area operator on the graviton Hilbert space and the definition of a “quantum extremal gauge” in which the extremal surface is unperturbed. It also requires us to determine the correct vacuum modular Hamiltonian for the graviton field, which we fix by requiring that it doesn’t contain a boundary term in extremal gauge. We check our prescription with an explicit computation of the vacuum-subtracted generalized entropy of states containing a graviton in an AdS-Rindler background. Our results exactly match vacuum-subtracted von Neumann entropies for stress-tensor excited states in holographic conformal field theory with d > 2 dimensions. We also use covariant phase space techniques to give a partial proof of our prescription when the entanglement wedge for the background spacetime has a bifurcate Killing horizon. Along the way, we identify a class of perturbative graviton states that have parametrically larger generalized entropy, in the small G N expansion, than any low-energy excitations of an ordinary quantum field.
A bstract We show how geometric phases may be used to fully describe quantum systems, with or without gravity, by providing knowledge about the geometry and topology of its Hilbert space. We find a direct relation between geometric phases and von Neumann algebras. In particular, we show that a vanishing geometric phase implies the existence of a well-defined trace functional on the algebra. We discuss how this is realised within the AdS/CFT correspondence for the eternal black hole. On the other hand, a non-vanishing geometric phase indicates missing information for a local observer, associated to reference frames covering only parts of the quantum system considered. We illustrate this with several examples, ranging from a single spin in a magnetic field to Virasoro Berry phases and the geometric phase associated to the eternal black hole in AdS spacetime. For the latter, a non-vanishing geometric phase is tied to the presence of a centre in the associated von Neumann algebra.