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arXiv:2501.08308 · Journal of High Energy Physics

Generalized entropy of gravitational fluctuations

Sean Colin-Ellerin, Guanda Lin, Geoff Penington

Published Sep 10, 2025• 2 citations
arXivHTMLPDF

Abstract

A bstract The corrections to holographic entanglement entropy from bulk quantum fields in a classical gravitational background are now well understood. They lead, in particular, to unitary Page curves for evaporating black holes. However, the correct treatment of quantum fluctuations of the metric, including graviton excitations, is a longstanding problem. We provide a gauge-invariant prescription for the generalized entropy of gravitons in anti-de Sitter space in terms of areas and bulk entanglement entropy, generalizing the quantum extremal surface prescription to accommodate fluctuations in the semiclassical spacetime geometry. This task requires a careful treatment of the area operator on the graviton Hilbert space and the definition of a “quantum extremal gauge” in which the extremal surface is unperturbed. It also requires us to determine the correct vacuum modular Hamiltonian for the graviton field, which we fix by requiring that it doesn’t contain a boundary term in extremal gauge. We check our prescription with an explicit computation of the vacuum-subtracted generalized entropy of states containing a graviton in an AdS-Rindler background. Our results exactly match vacuum-subtracted von Neumann entropies for stress-tensor excited states in holographic conformal field theory with d > 2 dimensions. We also use covariant phase space techniques to give a partial proof of our prescription when the entanglement wedge for the background spacetime has a bifurcate Killing horizon. Along the way, we identify a class of perturbative graviton states that have parametrically larger generalized entropy, in the small G N expansion, than any low-energy excitations of an ordinary quantum field.

DOI
10.1007/jhep09(2025)091

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Abstract Entanglement entropy, or von Neumann entropy, quantifies the amount of uncertainty of a quantum state. For quantum fields in curved space, entanglement entropy of the quantum field theory degrees of freedom is well-defined for a fixed background geometry. In this paper, we propose a generalization of the quantum field theory entanglement entropy by including dynamical gravity. The generalized quantity named effective entropy, and its Renyi entropy generalizations, are defined by analytic continuation of a replica calculation. The replicated theory is defined as a gravitational path integral with multiple copies of the original boundary conditions, with a co-dimension-2 brane at the boundary of region we are studying. We discuss different approaches to define the region in a gauge invariant way, and show that the effective entropy satisfies the quantum extremal surface formula. When the quantum fields carry a significant amount of entanglement, the quantum extremal surface can have a topology transition, after which an entanglement island region appears. Our result generalizes the Hubeny-Rangamani-Takayanagi formula of holographic entropy (with quantum corrections) to general geometries without asymptotic AdS boundary, and provides a more solid framework for addressing problems such as the Page curve of evaporating black holes in asymptotic flat spacetime. We apply the formula to two example systems, a closed two-dimensional universe and a four-dimensional maximally extended Schwarzchild black hole. We discuss the analog of the effective entropy in random tensor network models, which provides more concrete understanding of quantum information properties in general dynamical geometries. We show that, in absence of a large boundary like in AdS space case, it is essential to introduce ancilla that couples to the original system, in order for correctly characterizing quantum states and correlation functions in the random tensor network. Using the superdensity operator formalism, we study the system with ancilla and show how quantum information in the entanglement island can be reconstructed in a state-dependent and observer-dependent map. We study the closed universe (without spatial boundary) case and discuss how it is related to open universe.
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It was proposed by Ryu and Takayanagi that the entanglement entropy in conformal field theory (CFT) is related through the AdS/CFT correspondence to the area of a minimal surface in the bulk. We apply this holographic geometrical method of calculating the entanglement entropy to study the vacuum case of a CFT which is holographically dual to empty anti-de Sitter (AdS) spacetime. We present all possible minimal surfaces spanned on one or two spherical boundaries at AdS infinity. We give exact analytical expressions for the regularized areas of these surfaces and identify finite renormalized quantities. In the case of two disjoint boundaries the existence of two different phases of the entanglement entropy is confirmed. A trivial phase corresponds to two disconnected minimal surfaces, while the other one corresponds to a tube connecting the spherical boundaries. A transition between these phases is reminiscent of the finite temperature deconfinement transition in the CFT on the boundary. The exact analytical results are thus consistent with previous numerical and approximate computations. We also briefly discuss the character of a spacetime extension of the minimal surface spanned on two uniformly accelerated boundaries.
In the context of the holographic duality, the entanglement entropy of ordinary QFT in a subregion in the boundary is given by a quarter of the area of an minimal surface embedded in the bulk spacetime. This rule has been also extended to a suitable one-parameter generalization of the von-Neuman entropy hatSn\\hat{S}_nhatSn​ that is related to the Renyi entropies SnS_nSn​, as given by the area of a \\emph{cosmic brane} minimally coupled with gravity, with a tension related to nnn that vanishes as nto1n\\to1nto1, and moreover, this parameter can be analytically extended to arbitrary real values. However, the brane action plays no role in the duality and cannot be considered a part of the theory of gravity, thus it is used as an auxiliary tool to find the correct background geometry. In this work we study the construction of the gravitational (reduced) density matrix from holographic states, whose wave-functionals are described as euclidean path integrals with arbitrary conditions on the asymptotic boundaries, and argue that in general, a non-trivial Hayward term must be haven into account. So we propose that the gravity model with a coupled Nambu-Goto action is not an artificial tool to account for the Renyi entropies, but it is present in the own gravity action through a Hayward term. As a result we show that the computations using replicas simplify considerably and we recover the holographic prescriptions for the measures of entanglement entropy; in particular, derive an area law for the original Renyi entropies (SnS_nSn​) related to a minimal surface in the nnn replicated spacetime. Moreover, we show that the gravitational modular flow contains the area operator and can explain the Jafferis-Lewkowycz-Maldacena-Suh proposal.
We consider entanglement entropy in the context of gauge/gravity duality for conformal field theories in even dimensions. The holographic prescription due to Ryu and Takayanagi (RT) leads to an equation describing how the entangling surface extends into the bulk geometry. We show that setting to zero, the timetime component of the Brown-York stress tensor evaluated on the co-dimension 1 entangling surface, leads to the same equation. By considering a spherical entangling surface as an example, we observe that the Euclidean actionmethods in AdS/CFT will lead to the RT area functional arising as a counterterm needed to regularize the stress tensor. We present arguments leading to a justification for the minimal area prescription.