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CRC Press eBooks

Landau—Ginzburg and Fluctuations

Francesco Caravelli, Diego A. R. Dalvit

Published Jun 19, 2026• 0 citations
Publisher

Abstract

In the previous chapter, we developed the Landau theory of phase transitions, emphasizing how macroscopic order parameters and symmetry considerations determine the general form of the free energy near criticality. There, spatial variations of the order parameter were neglected, corresponding to the mean-field approximation . However, as we have seen, close to the critical temperature T c the correlation length ξ diverges, and fluctuations occur over arbitrarily large scales. In this regime, the assumption of spatial uniformity breaks down, and a local field description becomes necessary.

DOI
10.1201/9781003603528-18

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In the previous chapter, we developed the Landau theory of phase transitions, emphasizing how macroscopic order parameters and symmetry considerations determine the general form of the free energy near criticality. There, spatial variations of the order parameter were neglected, corresponding to the mean-field approximation . However, as we have seen, close to the critical temperature T c the correlation length ξ diverges, and fluctuations occur over arbitrarily large scales. In this regime, the assumption of spatial uniformity breaks down, and a local field description becomes necessary.
Mean-field theory, presented in the preceding chapter, correctly describes the qualitative features of most phase transitions and, in some cases, the quantitative features. Since mean-field theory replaces the actual configurations of the local variables (e.g. spins) by their average value, it neglects the effects of fluctuations about this mean. These fluctuations may or may not be important. The more spins that interact with a particular test spin, the more the test spin sees an effective average or mean field. If the test spin interacts with two neighbors, the averaging is minimal and the fluctuations are large and important. The number of spins producing the effective field increases with the range of the interaction and with the dimension. Thus we will find that mean-field theory is a good approximation in high dimensions but fails to provide a quantitatively correct description of second-order critical points in low dimensions. This chapter will be devoted to the study of second-order phase transitions when mean-field theory is not a good approximation. We will begin by considering fluctuations of the order parameter about its spatially uniform mean-field value. We will find that for spatial dimensions below an upper critical dimension d c (typically d c = 4), fluctuations always become important and invalidate mean-field theory for temperatures sufficiently close to T c . This will motivate a generalization of Landau theory that incorporates spatial fluctuations about a mean-field free energy minimum.
To set the stage for our subsequent thorough discussion of dynamic critical phenomena, we first review the theoretical description of second-order equilibrium phase transitions. (Readers already well acquainted with this material may readily move on to Chapter 2.) To this end, we compare the critical exponents following from the van-der-Waals equation of state for weakly interacting gases with the results from the Curie–Weiss mean-field approximation for the ferromagnetic Ising model. We then provide a unifying description in terms of Landau–Ginzburg theory, i.e., a long-wavelength expansion of the effective free energy with respect to the order parameter. The Gaussian model is analyzed, and a quantitative criterion is established that defines the circumstances when non-linear fluctuations need to be taken into account properly. Thereby we identify d c = 4 as the upper critical dimension for generic continuous phase transitions in thermal equilibrium. The most characteristic feature of a critical point turns out to be the divergence of the correlation length that renders microscopic details oblivious. As a consequence, not only the correlation functions, but remarkably the thermodynamics as well of a critical system are governed by an emergent unusual symmetry: scale invariance. A simple scaling ansatz is capable of linking different critical exponents; as an application, we introduce the basic elements of finite-size scaling. Finally, a brief sketch of Wilson's momentum shell renormalization group method is presented, intended as a pedagogical preview of the fundamental RG ideas. Exploiting the scale invariance properties at the critical point, the scaling forms of the free energy and the order parameter correlation function are derived.
In the previous chapters, we discussed mean-field approaches such as the Curie–Weiss and Bragg–Williams theories, which provide a microscopic justification for macroscopic order parameters and spontaneous symmetry breaking. However, these approaches were based on specific microscopic Hamiltonians. Lev Davidovich Landau introduced a far more general and elegant framework: one that does not depend on microscopic details but on symmetry principles and analyticity of the free energy near the transition.
It has been seen in the previous chapters that Landau mean field approach relies on an incomplete partition function, the use of which is only justified if the fluctuations are Gaussian. This approach is manifestly invalid in the vicinity of a second order phase transition, since the second derivative of the Landau free energy with respect to the order parameter is equal to zero at the critical temperature https://www.w3.org/1998/Math/MathML" display="inline"> T C 1 https://www.w3.org/1999/xlink" xlink:href=" https://s3-euw1-ap-pe-df-pch-content-public-p.s3.eu-west-1.amazonaws.com/9781003272427/5ca4d37a-9786-43a3-8b38-8fa9eb3d1a19/content/math_26.tif "/> and the magnitude of the fluctuations near the critical point become prohibitive for the use of the theory. This is a real paradox, since Landau theory is designed to be valid exactly in the vicinity of second order phase transition points (see Section 9.2.2 ). The present chapter focuses first on the discussion of this problem and the precise evaluation of the domain of validity of mean field theories. In a second part, mean field predictions are compared with experimental data and the notion of scale invariance in the vicinity of the critical point is discussed.
In this chapter, the author shows the theory of phase transition using some systems of interacting spins. Note that various systems of different nature can be mapped into spin systems and solved using the spin language. However, the mean-field theory gives some artifacts at low dimensions and cannot determine with precision the critical exponents which characterize the nature of a phase transition. A transition from one phase to another may take place when an external parameter varies. Such a parameter can be the temperature or an external applied magnetic field. Renormalization group analysis shows that the universality class depends only on a few very general parameters such as the space dimension, the symmetry of the order parameter and the nature of the interaction. The Landau–Ginzburg theory is an extension of the mean-field theory which includes a great part of fluctuations so far neglected near the transition.