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Entropy

“The Creative Force of Mathematical Formulations”: Werner Heisenberg and the Past, Present, and Future of Quantum Theory

Arkady Plotnitsky

Published Jun 11, 2026• 0 citations
Publisher

Abstract

This article offers a new argument concerning the relationships between mathematics and physical reality in quantum theory. While, as dedicated to the centenary of Heisenberg's invention of quantum mechanics, the article contains a historical discussion, it is not historical, but physical and philosophical. Heisenberg's thinking leading him to QM and beyond is only part of the genealogy of this argument, which also differs from that of Heisenberg and builds on the previous work of the present author. Among the contributions in the article are a new conception of the ultimate reality responsible for quantum phenomena; a new understanding, based on this conception, of the role of mathematics in physics in quantum theory; a critique of Heisenberg's and all Platonism in quantum theory and beyond; a new perspective on the role of symmetries in quantum field theory; and a new understanding of the relationships between continuity and discontinuity in quantum physics.

DOI
10.3390/e28060676

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This article offers a new argument concerning the relationships between mathematics and physical reality in quantum theory. While, as dedicated to the centenary of Heisenberg's invention of quantum mechanics, the article contains a historical discussion, it is not historical, but physical and philosophical. Heisenberg's thinking leading him to QM and beyond is only part of the genealogy of this argument, which also differs from that of Heisenberg and builds on the previous work of the present author. Among the contributions in the article are a new conception of the ultimate reality responsible for quantum phenomena; a new understanding, based on this conception, of the role of mathematics in physics in quantum theory; a critique of Heisenberg's and all Platonism in quantum theory and beyond; a new perspective on the role of symmetries in quantum field theory; and a new understanding of the relationships between continuity and discontinuity in quantum physics.
The argument of this article is threefold. First, the article argues that, from its rise in the sixteenth century to our own time, the advancement of modern physics, as mathematical-experimental science, has been defined by the invention of new mathematical structures. Secondly, the article argues that quantum theory, specifically with quantum mechanics, gave this thesis a radically new meaning by virtue of the following two features: one the one hand, quantum phenomena themselves are defined by purely physical features, as essentially different from all previous physics; and on the other, quantum mechanics and quantum field theory are defined by purely mathematical postulates, which connect them to quantum phenomena strictly in terms of probabilities, without representing or otherwise relating to how these phenomena physically come about. While these two features may appear discordant, if not inconsistent, I argue that they are in accord with each other, at least in certain interpretations (including the one adopted here), designated as “reality without realism,” RWR, interpretations. This argument allows this article to offer a new perspective on a thorny problem of the relationships between continuity and discontinuity in quantum physics. In particular, rather than being concern only with the discreteness and continuity of quantum objects or phenomena, quantum mechanics and quantum field theory relate their continuous mathematics to the irreducibly discrete quantum phenomena, in terms of probabilistic predictions, while, at least in RWR interpretations, precluding a representation or even conception of how these phenomena come about. This subject is rarely, if ever discussed, apart from previous work by the present author. It will, however, be given a new dimension in this article which introduces, as one of its main contributions, a new principle: the mathematical complexity principle.
The argument of this article is threefold. First, the article argues that from its rise in the sixteenth century to our own time, the advancement of modern physics as mathematical-experimental science has been defined by the invention of new mathematical structures. Second, the article argues that quantum theory, especially following quantum mechanics, gives this thesis a radically new meaning by virtue of the following two features: on the one hand, quantum phenomena are defined as essentially different from those found in all previous physics by purely physical features; and on the other, quantum mechanics and quantum field theory are defined by purely mathematical postulates, which connect them to quantum phenomena strictly in terms of probabilities, without, as in all previous physics, representing or otherwise relating to how these phenomena physically come about. While these two features may appear discordant, if not inconsistent, I argue that they are in accord with each other, at least in certain interpretations (including the one adopted here), designated as “reality without realism”, RWR, interpretations. This argument also allows this article to offer a new perspective on a thorny problem of the relationships between continuity and discontinuity in quantum physics. In particular, rather than being concerned only with the discreteness and continuity of quantum objects or phenomena, quantum mechanics and quantum field theory relate their continuous mathematics to the irreducibly discrete quantum phenomena in terms of probabilistic predictions while, at least in RWR interpretations, precluding a representation or even conception of how these phenomena come about. This subject is rarely, if ever, discussed apart from previous work by the present author. It is, however, given a new dimension in this article which introduces, as one of its main contributions, a new principle: the mathematical complexity principle.
The article argues that-at least in certain interpretations, such as the one assumed in this article under the heading of "reality without realism"-the quantum-theoretical situation appears as follows: While-in terms of probabilistic predictions-connected to and connecting the information obtained in quantum phenomena, the mathematics of quantum theory (QM or QFT), which is continuous, does not represent and is discontinuous with both the emergence of quantum phenomena and the physics of these phenomena, phenomena that are physically discontinuous with each other as well. These phenomena, and thus this information, are described by classical physics. All actually available information (in the mathematical sense of information theory) is classical: it is composed of units, such as bits, that are-or are contained in-entities described by classical physics. On the other hand, classical physics cannot predict this information when it is created, as manifested in measuring instruments, in quantum experiments, while quantum theory can. In this epistemological sense, this information is quantum. The article designates the discontinuity between quantum theory and the emergence of quantum phenomena the "Heisenberg discontinuity", because it was introduced by W. Heisenberg along with QM, and the discontinuity between QM or QFT and the classical physics of quantum phenomena, the "Bohr discontinuity", because it was introduced as part of Bohr's interpretation of quantum phenomena and QM, under the assumption of Heisenberg discontinuity. Combining both discontinuities precludes QM or QFT from being connected to either physical reality, that ultimately responsible for quantum phenomena or that of these phenomena themselves, other than by means of probabilistic predictions concerning the information, classical in character, contained in quantum phenomena. The nature of quantum information is, in this view, defined by this situation. A major implication, discussed in the Conclusion, is the existence and arguably the necessity of two-classical and quantum-or with relativity, three and possibly more essentially different theories in fundamental physics.
This article considers a revolutionary transformation – physical, mathematical, and philosophical – of modern physics brought about by Heisenberg’s invention of quantum mechanics (QM). While physical and mathematical aspects of Heisenberg’s invention have been extensively commented on, and while they are essential for this article, considering the transformative philosophical aspects of Heisenberg’s thinking is rare. This article fills this lacuna through the concept of reality without realism (RWR) and the corresponding interpretations of QM, and philosophical implications of this concept.
High Resolution Image Download MS PowerPoint Slide In July 1925, Werner Heisenberg submitted a paper to Zeitschrift für Physik entitled ‘On quantum-theoretical reinterpretation of kinematic and mechanical relationships’, thus giving birth to quantum mechanics. In the following year, building on de Broglie’s wave-particle duality, Erwin Schrödinger developed wave mechanics, and soon, Max Born provided a probabilistic interpretation of the wave function. The theory was further enriched by the exclusion principle of Wolfgang Pauli and the uncertainty principle of Heisenberg, which ultimately led to the development of relativistic quantum mechanics by Dirac. The Copenhagen Interpretation created a probabilistic framework for understanding the theory. Over the past century, quantum mechanics has paved the way for advances in quantum field theory, computing, and modern technologies. This historical narrative provides insights into the complex discovery process that led to the development of quantum mechanics, which can potentially guide novel breakthroughs amid challenging conceptual struggles, as seen in the field of artificial intelligence today.
The argument of this chapter is governed by the double meaning of its title: (a) the relationships between the concepts of discreteness and continuity in modern mathematics and physics; and (b) the relationships, both continuous and discontinuous, between mathematics and physics, as, from Galileo on, a mathematical-experimental science, with mathematics coming first in this conjunction. The project of modern physics was, thus, defined by an essential continuity between mathematics and physics, as a mathematical representation of nature, principally by means of continuous functions and then calculus, until the rise of quantum theory, specifically as quantum mechanics (QM) and quantum field theory (QFT). With QM, at least in certain interpretations, such as the one adopted in this chapter, quantum theory disconnected the ultimate constitution of nature from any mathematical representation, thus, making physics discontinuous with mathematics. As this chapter will argue, however, this new epistemological situation did not disconnect quantum physics from mathematics, but, on the contrary, led to relating abstract mathematics, such as that of Hilbert spaces over ℂ and operator algebra there, to discrete physical phenomena in terms of probabilities, thus reestablishing the connection, which was no longer representational, between mathematics and physics. This chapter will also argue that the development of the concepts of continuity and discontinuity, and the relationships between them, has acquired a great richness and complexity through the nineteenth and twentieth centuries in mathematics itself, richness and complexity that found their way into physics, in particular relativity and quantum theory. One of the intriguing aspects of this development is the idea, advanced by, among others, A. Grothendieck, following B. Riemann's comment on the subject, that the continuous may serve as an approximation of the discontinuous, rather than seeing, as is more common, the discontinuous as a mode of technical approach to the continuous. This chapter will discuss this idea, and the relationships between continuity and discontinuity in, and between, mathematics and physics in terms of two new concepts: reality without realism (RWR), applicable in both mathematics and physics, and the relationships between them, and ideality without idealism (IWI), the version of the concept of RWR, applicable specifically to mathematics.