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Are Quantum States Ontic or Epistemic? A Definitive Answer. English version.

Rudolf Lierenfeldt

Published May 7, 2026• 0 citations
Publisher

Abstract

Even after a hundred years of quantum theory, the true meaning of the quantum state has not yet been clearly understood. Does a pure quantum state, described by a wave function φ, represent a real physical quantity, comparable to position and momentum in classical mechanics, or does it, even as a pure state, only have a statistical significance, similar to a probability distribution? In this paper, we show that there is no contradiction between these two interpretations. Two concepts must be distinguished here: on the one hand, physical objects, which have a finite lifetime, and on the other hand, subsystems (i.e., tensor factors) of the Hilbert space of the universe. A complete description of an object at a point in time t is given by a linear subspace A of its Hilbert space, which, in the case of dim A = 1, can be specified by a wave function φ as A = [φ]. However, for every subsystem Q, for each point in time t, and for every condition B, the conditional quantum state W = W(Q,t|B) can be defined as a statistical operator on the Hilbert space of Q. Using W, certain (conditional) probabilities can be calculated. In the case of rank W = 1, the operator W can also be specified by a wave function φ, namely as W = |φ><φ|. It is the subsystems of the Hilbert space that play the role of "quantum systems" in the Copenhagen formalism, and the quantum states defined for them behave exactly as described by this formalism. If a wave function φ represents the description of a (quantum) object, then we are dealing with a real physical property, that is, φ plays an "ontic" role. However, if φ represents a quantum state, then its role is merely "statistical". If, in this case, condition B corresponds to the knowledge of a subject, φ plays an "epistemic" role. Additional Remarks The reasoning in this paper is largely based on a new systematic approach to solving the interpretation problem of quantum theory, which was originally published in 2018 (in German) under the title "Realistische Quantentheorie". A comprehensive account of this approach (in English) was published in February 2026 under the title "Realistic Quantum Theory: Solving the Interpretation Problem". It is available in the Zenodo repository (zenodo.18644694, see link below under "Related works" / "References"). The present document provides an English version of an earlier paper in German under the same title, which is also available in the Zenodo repository (zenodo.10694813, see link below).

DOI
10.5281/zenodo.20055789

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Even after a hundred years of quantum theory, the true meaning of the quantum state has not yet been clearly understood. Does a pure quantum state, described by a wave function φ, represent a real physical quantity, comparable to position and momentum in classical mechanics, or does it, even as a pure state, only have a statistical significance, similar to a probability distribution? In this paper, we show that there is no contradiction between these two interpretations. Two concepts must be distinguished here: on the one hand, physical objects, which have a finite lifetime, and on the other hand, subsystems (i.e., tensor factors) of the Hilbert space of the universe. A complete description of an object at a point in time t is given by a linear subspace A of its Hilbert space, which, in the case of dim A = 1, can be specified by a wave function φ as A = [φ]. However, for every subsystem Q, for each point in time t, and for every condition B, the conditional quantum state W = W(Q,t|B) can be defined as a statistical operator on the Hilbert space of Q. Using W, certain (conditional) probabilities can be calculated. In the case of rank W = 1, the operator W can also be specified by a wave function φ, namely as W = |φ><φ|. It is the subsystems of the Hilbert space that play the role of "quantum systems" in the Copenhagen formalism, and the quantum states defined for them behave exactly as described by this formalism. If a wave function φ represents the description of a (quantum) object, then we are dealing with a real physical property, that is, φ plays an "ontic" role. However, if φ represents a quantum state, then its role is merely "statistical". If, in this case, condition B corresponds to the knowledge of a subject, φ plays an "epistemic" role. Additional Remarks The reasoning in this paper is largely based on a new systematic approach to solving the interpretation problem of quantum theory, which was originally published in 2018 (in German) under the title "Realistische Quantentheorie". A comprehensive account of this approach (in English) was published in February 2026 under the title "Realistic Quantum Theory: Solving the Interpretation Problem". It is available in the Zenodo repository (zenodo.18644694, see link below under "Related works" / "References"). The present document provides an English version of an earlier paper in German under the same title, which is also available in the Zenodo repository (zenodo.10694813, see link below).
The meaning of the wave function has been a hot topic of debate since the early days of quantum mechanics. Recent years have witnessed a growing interest in this long-standing question. Is the wave function ontic, directly representing a state of reality, or epistemic, merely representing a state of (incomplete) knowledge, or something else? If the wave function is not ontic, then what, if any, is the underlying state of reality? If the wave function is indeed ontic, then exactly what physical state does it represent? In this book, I aim to make sense of the wave function in quantum mechanics and find the ontological content of the theory. The book can be divided into three parts. The first part addresses the question of the nature of the wave function (Chapters 1-5). After giving a comprehensive and critical review of the competing views of the wave function, I present a new argument for the ontic view in terms of protective measurements. In addition, I also analyze the origin of the wave function by deriving the free Schroedinger equation. The second part analyzes the ontological meaning of the wave function (Chapters 6, 7). I propose a new ontological interpretation of the wave function in terms of random discontinuous motion of particles, and give two main arguments supporting this interpretation. The third part investigates whether the suggested quantum ontology is complete in accounting for our definite experience and whether it needs to be revised in the relativistic domain (Chapters 8, 9).
Quantum mechanics is basically a mathematical recipe on how to construct physical models. Historically its origin and main domain of application has been in the microscopic regime, although it strictly seen constitutes a general mathematical framework not limited to this regime. Since it is a statistical theory, the meaning and role of probabilities in it need to be defined and understood in order to gain an understanding of the predictions and validity of quantum mechanics. The interpretational problems of quantum mechanics are also connected with the interpretation of the concept of probability. In this thesis the use of probability theory as extended logic, in particular in the way it was presented by E. T. Jaynes, will be central. With this interpretation of probabilities they become a subjective notion, always dependent on one's state of knowledge or the context in which they are assigned, which has consequences on how things are to be viewed, understood and tackled in quantum mechanics. For instance, the statistical operator or density operator, is usually defined in terms of probabilities and therefore also needs to be updated when the probabilities are updated by acquisition of additional data. Furthermore, it is a context dependent notion, meaning, e.g., that two observers will in general assign different statistical operators to the same phenomenon, which is demonstrated in the papers of the thesis. It is also presented an alternative and conceptually clear approach to the problematic notion of "probabilities of probabilities", which is related to such things as probability distributions on statistical operators. In connection to this, we consider concrete numerical applications of Bayesian quantum state assignment methods to a three-level quantum system, where prior knowledge and various kinds of measurement data are encoded into a statistical operator, which can then be used for deriving probabilities of other measurements. The thesis also offers examples of an alternative quantum state assignment technique, using maximum entropy methods, which in some cases are compared with the Bayesian quantum state assignment methods. Finally, the interesting and important problem whether the statistical operator, or more generally quantum mechanics, gives a complete description of "objective physical reality" is considered. A related concern is here the possibility of finding a "local hidden-variable theory" underlying the quantum mechanical description. There have been attempts to prove that such a theory cannot be constructed, where the most well-known impossibility proof claiming to show this was given by J. S. Bell. In connection to this, the thesis presents an idea for an interpretation or alternative approach to quantum mechanics based on the concept of space-time.
The dilemma concerning the meaning of the wave function is perhaps one of the most controversial and overlooked in contemporary physics. There is widespread disagreement in the scientific community as to whether the wave function should be viewed as a representative of a real physical object or whether it corresponds to a state of incomplete knowledge about the underlying system, such as a probability density. These views are respectively called ψ-ontic and ψ-epistemic. This article aims to give a clear insight into the problem and features of both views. After some clarifying preliminaries, I will give an overview of how the question was perceived and interpreted by the pioneers of quantum theory, such as Bohr and Einstein, and then move on to more modern days with the likes of Bell, Kochen, and Specker. Then I will focus on the contemporary literature and try to give a comprehensive account of the pros and cons of each view. Finally, I will discuss some of the questions that the question of the wave function raises for us, such as our relationship to reality.
In 2018, a new and systematic solution to the interpretation problem of quantum theory was published (in German language) under the title of "Realistische Quantentheorie". In the present document, a postprint of this publication can be found, together with an English summary. The solution considered here comprises a canonical modelling of quantum reality, a precise formulation of the deterministic and the probabilistic laws, proof of the logical consistency of these laws (thus solving the well-known no-go-problems), unequivocal definition of the quantum state and clarification of its ontological status, solution to the problem of measurement and clarification of the role played by the reduction of the quantum state. Ambiguities of the Copenhagen interpretation are avoided as well as speculative concepts of many worlds theories or the attempt to adhere to outdated particle concepts (Bohmian mechanics). Also avoided are pseudo-philosophical speculations about subjectivism or phenomenalism as expressed in the assertion that the world is "nothing but information". For a more detailed description of this theory see the abstract as well as the summary in the PDF document.
The ontological status of the quantum wavefunction remains one of the most debated questions in quantum theory. While epistemic interpretations regard the wavefunction as a reflection of our knowledge or beliefs, ontic interpretations treat it as a real physical object. In this paper, we argue that epistemic approaches struggle to explain the universality and precision of the uncertainty principle, a core feature of quantum mechanics. By contrast, treating the wave-function as ontic allows a consistent and natural derivation of quantum uncertainty from the mathematical structure of Hilbert space. We examine key interpretations on both sides and highlight why the epistemic view falls short in addressing constraints that appear to be intrinsic to nature.
We present a new psi-ontology theorem demonstrating that the quantum wave function is ontic (real) rather than epistemic (representing knowledge) in single-world unitary quantum theories (SUQTs). By leveraging a protocol of repeated reversible measurements on a single quantum system, we show that any two distinct quantum states produce different statistical distributions of (erased) measurement outcomes. This theoretical distinguishability implies that different quantum states correspond to different physical realities, supporting the ontic nature of the quantum state. Unlike previous psi-ontology theorems, such as the Pusey-Barrett-Rudolph theorem, our proof relies solely on the unitary evolution and Born rule of SUQTs, without additional assumptions like preparation independence. This strengthens its implications for quantum foundations, particularly in restricting non-psi-ontic interpretations like QBism without assuming an underlying ontic state and its dynamics. The theorem applies to any pair of distinct states in a finite-dimensional Hilbert space, with extensions to infinite-dimensional systems, offering a robust and general argument for the reality of the quantum state.