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Physics and mathematics of quantum many-body scars and beyond

Keita Omiya

Published Jan 1, 2026• 0 citations
Publisher

Abstract

This thesis investigates the anomalous dynamics observed in a Rydberg atom experiment in the broadest sense: a strongly interacting spin chain, without integrability or disorder, exhibits coherent many-body revivals ensuing only from specific initial states. This non-thermal behavior is attributed to the presence of quantum many-body scars (QMBS), a novel class of ergodicity breaking phenomena. Unlike other non-thermalizing systems such as integrable models and many-body localization, the mechanism of ergodicity breaking in QMBS is quite subtle, relying on a (vanishingly) small subset of anomalous eigenstates, known as scar states: one could observe ergodicity breaking only if initial states have appreciable overlap with these scar states. In other words, systems hosting QMBS are indistinguishable from typical chaotic, thermalizing systems, except for scar states. While the theoretical understanding of QMBS has advanced through the investigation of various toy quantum models, ranging from the Affleck-Kennedy-Lieb-Tasaki (AKLT) model to the Hubbard model, these insights do not fully resolve the mysterious oscillations in the Rydberg experiment: crucially the wavefunction corresponding to the experiment, and its relation to many other toy models in the literature remain open questions. Furthermore, beyond mathematical curiocity, the observability of non-thermal dynamics suggests that QMBS may yield distinct physical effects. the nature of which remains to be determined. This dissertation addresses these issues by solving two concrete problems: (i) the mathematical characterization of scar states in the PXP model, the effective model for the experiment, and (ii) the identification of physical consequences of QMBS in both short- and long-time dynamics. In the first part, we clarify the algebraic structure underlying the scar states of the PXP model and derive analytic ansatz for these wavefunctions. The proposed forms make explicit the hidden algebraic structure of the PXP scars and demonstrate how this structure is shared with many other QMBS Hamiltonians, including the AKLT model. The second part investigates dynamical signatures and robustness. Given the fragility of many-body eigenstates to perturbations, identifying which scar characteristics survive realistic perturbations is crucial. In closed systems, we show that out-of-time-ordered correlators (OTOCs) and the associated Lyapunov exponent can distinguish QMBS from generic chaotic states, at least within a semiclassical regime. Specifically, the OTOC growth associated with scar states is parametrically slower and remains slow under small ``scar-breaking'' perturbations. For open systems governed by non-Hermitian dynamics, we introduce a novel non-equilibrium phase, the QMBS phase, where the long-time wavefunction is localized in a small corner of the Hilbert space. We further identify a first-order transition between the QMBS phase and a thermal phase, where the wavefunction becomes delocalized.

DOI
10.5075/epfl-thesis-11527

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This thesis investigates the anomalous dynamics observed in a Rydberg atom experiment in the broadest sense: a strongly interacting spin chain, without integrability or disorder, exhibits coherent many-body revivals ensuing only from specific initial states. This non-thermal behavior is attributed to the presence of quantum many-body scars (QMBS), a novel class of ergodicity breaking phenomena. Unlike other non-thermalizing systems such as integrable models and many-body localization, the mechanism of ergodicity breaking in QMBS is quite subtle, relying on a (vanishingly) small subset of anomalous eigenstates, known as scar states: one could observe ergodicity breaking only if initial states have appreciable overlap with these scar states. In other words, systems hosting QMBS are indistinguishable from typical chaotic, thermalizing systems, except for scar states. While the theoretical understanding of QMBS has advanced through the investigation of various toy quantum models, ranging from the Affleck-Kennedy-Lieb-Tasaki (AKLT) model to the Hubbard model, these insights do not fully resolve the mysterious oscillations in the Rydberg experiment: crucially the wavefunction corresponding to the experiment, and its relation to many other toy models in the literature remain open questions. Furthermore, beyond mathematical curiocity, the observability of non-thermal dynamics suggests that QMBS may yield distinct physical effects. the nature of which remains to be determined. This dissertation addresses these issues by solving two concrete problems: (i) the mathematical characterization of scar states in the PXP model, the effective model for the experiment, and (ii) the identification of physical consequences of QMBS in both short- and long-time dynamics. In the first part, we clarify the algebraic structure underlying the scar states of the PXP model and derive analytic ansatz for these wavefunctions. The proposed forms make explicit the hidden algebraic structure of the PXP scars and demonstrate how this structure is shared with many other QMBS Hamiltonians, including the AKLT model. The second part investigates dynamical signatures and robustness. Given the fragility of many-body eigenstates to perturbations, identifying which scar characteristics survive realistic perturbations is crucial. In closed systems, we show that out-of-time-ordered correlators (OTOCs) and the associated Lyapunov exponent can distinguish QMBS from generic chaotic states, at least within a semiclassical regime. Specifically, the OTOC growth associated with scar states is parametrically slower and remains slow under small ``scar-breaking'' perturbations. For open systems governed by non-Hermitian dynamics, we introduce a novel non-equilibrium phase, the QMBS phase, where the long-time wavefunction is localized in a small corner of the Hilbert space. We further identify a first-order transition between the QMBS phase and a thermal phase, where the wavefunction becomes delocalized.
The success of statistical mechanics in describing complex quantum systems rests upon typicality properties such as ergodicity. Both integrable systems and the recently discovered many-body localisation show that these assumptions can be strongly violated in either finely tuned cases, or in the presence of quenched disorder. In this thesis, we uncover a qualitatively different form of ergodicity breaking, wherein a small number of atypical eigenstates are embedded throughout an otherwise thermalising spectrum. We call this a many-body quantum scar, in analogy to quantum scars in single-particle quantum chaos, where quantum scarred eigenfunctions concentrate around associated periodic classical trajectories. \nWe demonstrate that many-body quantum scars can be found in an unusual model recently realised in a 51 Rydberg atom quantum simulator. The observed coherent oscillations following in a certain quench experiment are a consequence of the quantum scar. At the same time, the level statistics rules out conventional explanations such as integrability and many-body localisation. We develop an approximate method to construct scarred eigenstates, in order to describe their structure and physical properties. Additionally, we find a local perturbation which makes these non-equilibrium properties much more pronounced, with near perfect quantum revivals. At the same time the other eigenstates remain thermal. Our results suggest that many-body quantum scars forms a new class of quantum dynamics with unusual properties, which are realisable in current experiments.
Persistent revivals recently observed in Rydberg atom simulators have challenged our understanding of thermalization and attracted much interest to the concept of quantum many-body scars (QMBSs). QMBSs are non-thermal highly excited eigenstates that coexist with typical eigenstates in the spectrum of many-body Hamiltonians, and have since been reported in multiple theoretical models, including the so-called PXP model, approximately realized by Rydberg simulators. At the same time, questions of how common QMBSs are and in what models they are physically realized remain open. In this Letter, we demonstrate that QMBSs exist in a broader family of models that includes and generalizes PXP to longer-range constraints and states with different periodicity. We show that in each model, multiple QMBS families can be found. Each of them relies on a different approximate su(2) algebra, leading to oscillatory dynamics in all cases. However, in contrast to the PXP model, their observation requires launching dynamics from weakly entangled initial states rather than from a product state. QMBSs reported here may be experimentally probed using Rydberg atom simulator in the regime of longer-range Rydberg blockades.
The discovery of quantum many-body scars (QMBS) both in Rydberg atom simulators and in the Affleck-Kennedy-Lieb-Tasaki spin-1 chain model, have shown that a weak violation of ergodicity can still lead to rich experimental and theoretical physics. In this review, we provide a pedagogical introduction to and an overview of the exact results on weak ergodicity breaking via QMBS in isolated quantum systems with the help of simple examples such as the fermionic Hubbard model. We also discuss various mechanisms and unifying formalisms that have been proposed to encompass the plethora of systems exhibiting QMBS. We cover examples of equally-spaced towers that lead to exact revivals for particular initial states, as well as isolated examples of QMBS. Finally, we review Hilbert space fragmentation, a related phenomenon where systems exhibit a richer variety of ergodic and non-ergodic behaviors, and discuss its connections to QMBS.
Quantum many-body scars (QMBSs) are a novel paradigm for the violation of the eigenstate thermalization hypothesis—Hamiltonians of these systems exhibit mid-spectrum eigenstates that are equidistant in energy and which possess low entanglement and evade thermalization for long times. We present a novel approach to understanding the anomalous dynamical behavior in these systems. Specifically, we postulate that QMBS Hamiltonians H can generically be partitioned into a set of terms O a which do not commute over the entire Hilbert space, but commute to all orders within the subspace of scar states. All states in the scar subspace thus evolve according to a “broken unitary” U s ( t ) = ∏ a e − i O a t , where H = ∑ a O a , which provides a simple interpretation of the anomalous dynamical features exhibited by quantum scars; they evolve in time according to a simpler unitary operator allowing for revivals. It is found that the observed dynamical decoupling is often a direct consequence of simple local conditions, which when satisfied lead to recurring aspects of QMBSs, including equidistant eigenvalues, many-body revivals, and sub-volume-law entanglement entropy. Two classes of scar models emerge in this picture—those with a finite set of O a , as pertaining of, for instance, scars in the AKLT model, and those with an extensive set of such operators, such as eta pairing scar states in the Hubbard model. Besides discussing how many well-known scar models fit into the above picture, we show how the broken unitary formalism captures many known scar construction methods, known in the literature and generalizes others such as quasiparticles matrix product state (MPS) based methods, and the Shiraishi-Mori approach. Published by the American Physical Society 2024
Quantum chaos and the eigenstate thermalization hypothesis are based on the assumption of the validity of random matrix theory description on the spectrum and eigenstates. They provide the foundation and descriptions for the typical dynamics and thermalization in generic closed quantum systems. In this thesis, we investigate situations where the systems show atypical dynamics or anomalous thermalization, conflicting with the usual expectations from quantum chaos and eigenstate thermalization hypothesis. We first examine weak thermalization in a nonintegrable spin chain. The system shows long-lived strong oscillations and relaxes to the thermal equilibrium weakly. We identify the dynamics describable by quasiparticles and recognize the oscillation frequency to be the quasiparticle mass gap. We also estimate the damping time for the oscillations. Next, we study prethermalization, a phenomenon where a system relaxes to an intermediate almost-equilibrium stage before reaching the true thermal equilibrium. We study a nonintegrable spin chain in the strong coupling limit, where an almost-conserved quantity emerges and gives rise to the prethermalization. We also study a newly proposed diagnostic for quantum chaos: out-of-time-ordered correlators. Contrasting to the chaotic systems, we inspect their behaviors in various noninteracting integrable models. Finally, we dig into the quantum many-body scar states in the PXP model which describes a Rydberg atom chain. These special states do not satisfy the random matrix theory description nor the eigenstate thermalization hypothesis, therefore defying quantum chaos.
We study quantum many-body scars (QMBS) in the language of commutant algebras, which are defined as symmetry algebras of of local Hamiltonians. This framework explains the origin of dynamically disconnected subspaces seen in models with exact QMBS, i.e., the large “thermal” subspace and the small “nonthermal” subspace, which are attributed to the existence of unconventional nonlocal conserved quantities in the commutant; hence, it unifies the study of conventional symmetries and weak ergodicity-breaking phenomena into a single framework. Furthermore, this language enables us to use the von Neumann double commutant theorem to formally write down the exhaustive algebra of Hamiltonians with a desired set of QMBS, which demonstrates that QMBS survive under large classes of local perturbations. We illustrate this using several standard examples of QMBS, including the spin- 1 / 2 ferromagnetic, AKLT, spin-1 XY π -bimagnon, and the electronic η -pairing towers of states; in each of these cases, we explicitly write down a set of generators for the full algebra of Hamiltonians with these QMBS. Understanding this hidden structure in QMBS Hamiltonians also allows us to recover results of previous “brute-force” numerical searches for such Hamiltonians. In addition, this language clearly demonstrates the equivalence of several unified formalisms for QMBS proposed in the literature and also illustrates the connection between two apparently distinct classes of QMBS Hamiltonians—those that are captured by the so-called Shiraishi-Mori construction and those that lie beyond. Finally, we show that this framework motivates a precise definition for QMBS that automatically implies that they violate the conventional eigenstate thermalization hypothesis, and we discuss its implications to dynamics. Published by the American Physical Society 2024