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Photonics

Probabilistic Shaping-Assisted Bases Precoding in QAM Quantum Noise Stream Cipher

Siqi Wei, Sheng Liu, Wei Wang, Chao Lei, Kongni Zhu, Mingrui Zhang, Yuang Li, Yunbo Li, Dong Wang, Dechao Zhang, Han Li, Yajie Li, Yongli Zhao, Jie Zhang

Published Mar 23, 2026• 0 citations
Publisher

Abstract

We propose a probabilistic shaping-assisted base precoding quantum noise stream cipher (PSABP QNSC) scheme to effectively alleviate the encryption penalty in QAM QNSC systems. In contrast to the uniformly distributed bases adopted in traditional QNSC, Gaussian distributed bases can provide shaping gain. We theoretically analyze the underlying gain mechanism of Gaussian distributed bases in the PSABP QNSC scheme. Experimental results of 160 km reveal that the encryption penalties of QPSK and 16QAM are reduced by 0.44 dB and 0.27 dB, in terms of OSNR. Moreover, the security is quantified through the number of masked signals as a primary key metric. To mitigate the impact of base precoding, we propose the effective bases and effective ciphertext symbol points to refine the security evaluation. Moreover, the security is estimated in terms of mutual information leakage, with 2.2×10−4 bits of QPSK and 1.85×10−4 bits of 16QAM. The results indicate that the PSABP QNSC scheme provides effective protection against eavesdropping.

DOI
10.3390/photonics13030307

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We propose a probabilistic shaping-assisted base precoding quantum noise stream cipher (PSABP QNSC) scheme to effectively alleviate the encryption penalty in QAM QNSC systems. In contrast to the uniformly distributed bases adopted in traditional QNSC, Gaussian distributed bases can provide shaping gain. We theoretically analyze the underlying gain mechanism of Gaussian distributed bases in the PSABP QNSC scheme. Experimental results of 160 km reveal that the encryption penalties of QPSK and 16QAM are reduced by 0.44 dB and 0.27 dB, in terms of OSNR. Moreover, the security is quantified through the number of masked signals as a primary key metric. To mitigate the impact of base precoding, we propose the effective bases and effective ciphertext symbol points to refine the security evaluation. Moreover, the security is estimated in terms of mutual information leakage, with 2.2×10−4 bits of QPSK and 1.85×10−4 bits of 16QAM. The results indicate that the PSABP QNSC scheme provides effective protection against eavesdropping.
Quantum noise stream cipher (QNSC) is a physical-layer encryption approach for optical communications, and its security barrier is the "basis" that is used as the secret-key for symbol encryption. Regarding the fact that the basis is actually transmitted through the fiber, we propose a basis precoding scheme based on probabilistic constellation shaping, to better conceal the basis into the noise for security enhancement. Experimental results show our scheme can improve the security of the QAM/QNSC system in terms of Eve’s symbol error ratio.
A quantum noise stream cipher scheme (QNSC) based on triangular quadrature amplitude modulation (TQAM) and the secret probabilistic shaping (SPS) is studied. Compared with rectangular quadrature amplitude modulation (QAM), TQAM is a more compact symmetrical structure, which results in better transmission performance and greater noise masking number. Then, SPS is realized, where the probabilistic shaping information as the secret key is masked into noise and transmitted with the encrypted signal simultaneously. The combination of SPS and QNSC makes it impossible for an attacker to obtain the ciphertext, which enhances the security of QNSC scheme without introducing additional key. TQAM and probabilistic shaping improve the transmission performance of QNSC scheme. Under 7% forward error correction (FEC) threshold in back-to-back system, compared with QAM/QNSC systems, TQAM/QNSC provides an OSNR gain of ∼ 0.6 dB, and SPS-TQAM/QNSC provides an OSNR gain of ∼ 1.2 dB. The proposed scheme is demonstrated with the net data rate of 34.28 Gbit/s over 140 km single-span standard single mode fiber.
The quantum noise stream cipher (QNSC) scheme, grounded in Heisenberg’s uncertainty principle, can facilitate secure communication by employing noise to obfuscate multi-base encrypted signals. The current research primarily focuses on point-to-point performance, while studies on point-to-multipoint schemes remain limited due to compatibility issues with multiple access technologies. This study presents a QNSC scheme for passive optical networks based on code-division multiple access (CDMA). In our scheme, different user datasets are combined into one dataset via CDMA and then encrypted using the QNSC protocol. Each user can recover their corresponding dataset from the encrypted signal by employing the same security keys along with a distinct pseudo-noise code (PN code). Through simulation studies, we found that under the condition of being able to decode correctly, as the number of users increases, the optical signal-to-noise ratio (OSNR) at the receiver decreases, which leads to a gradual rise in the eavesdropper’s detection failure probability (DFP). Furthermore, the network capacity is correlated with the number of modulation bits, as the increase in modulation bits directly translates to an enhancement in the data’s carrying capability. We have conducted verification experiments, and the results confirmed that four users can acquire 64 QAM/QNSC plaintext data with an average transmission rate of 600 Mbit/s over a transmission distance of 20 km. These data were encrypted in the constellation with 64×64 symbols, achieving a DFP of up to 99.3%, and each user successfully decoded them via CDMA. We have successfully extended the fundamental point-to-point QNSC scheme to accommodate point-to-multipoint passive optical networks, establishing the foundational framework for the future large-scale deployment of quantum networks.
A probabilistic shaping (PS) quadrature amplitude modulation (QAM) based on Y-00 quantum noise stream cipher (QNSC) has been proposed. We experimentally demonstrated this scheme with data rate of 201.6Gbit/s over a 1200-km standard single mode fiber (SSMF) under a 20% SD-FEC threshold. Accounting for the 20% FEC and 6.25% pilot overhead, the achieved net data rate is ∼160Gbit/s. In the proposed scheme, a mathematical cipher (Y-00 protocol) is utilized to convert the original low-order modulation PS-16 (2 2 × 2 2 ) QAM into ultra-dense high-order modulation PS-65536 (2 8 × 2 8 ) QAM. Then, the physical randomness of quantum (shot) noise at photodetection and amplified spontaneous emission (ASE) noise from optical amplifiers are employed to mask the encrypted ultra-dense high-order signal for further improving the security. We further analyze the security performance by two metrics known in the reported QNSC systems, namely the number of masked signals (NMS) of noise and the detection failure probability (DFP). Experimental results show it is difficult or even impossible to extract transmission signals from quantum or ASE noise for an eavesdropper (Eve). We believe that the proposed PS-QAM/QNSC secure transmission scheme has the potential to be compatible with existing high-speed long-distance optical fiber communication systems.
Quantum noise stream cipher based on quadrature-amplitude-modulation (QAM/QNSC) is a kind of physical layer encryption technology. However, the additional encryption penalty will significantly affect the practical deployment of QNSC, especially in the high capacity and long-haul transmission system. With our research, the encryption process of QAM/QNSC degrades the transmission performance of plaintext information. In this paper, we quantitatively analyze the encryption penalty of QAM/QNSC based on the proposed concept of effective minimum Euclidean distance. We calculate the theoretical signal-to-noise ratio sensitivity and encryption penalty of QAM/QNSC signals. A modified feedforward pilot-aided two-stage carrier phase recovery scheme is used to reduce the effect of laser phase noise and the encryption penalty. Experimental results achieve single-channel 205.9 Gbit/s 640km transmission with single carrier polarization-diversity-multiplexing 16-QAM/QNSC signal.
An ultra-high-order QAM quantum noise stream cipher (QNSC) scheme assisted by intensity and phase chaotic encryption is proposed. In this scheme, the legal transmitter (Alice) first encrypts the original low-order QAM signal into an ultra-high-order QAM signal according to the pre-shared seed key based on the Y-00 protocol, and then conceals the intensity and phase information of the ultra-high-order QAM signal through the intensity and phase chaos generated from a nonlinear delay chaotic source for enhancing the security. The intensity and phase chaotic carrier can be eliminated by the open-loop chaotic synchronization module at the legal receiver (Bob). The scheme was numerically verified in 112 Gbit/s (28 GBaud 16QAM plaintext) and 168 Gbit/s (28 GBaud 64QAM plaintext) 65536QAM/QNSC systems, which can achieve 600 km and 150 km transmission at 7% HD-FEC threshold, and 1000 km and 350 km transmission at 20% SD-FEC threshold, respectively. Meanwhile, the number of masked signals (NMS) and the detection failure probability (DFP) in the scheme are obviously higher than in the original QAM/QNSC system. We believe that the proposed scheme is a promising strategy for enhancing the security of QAM/QNSC transmission systems.