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Annales Henri Poincare

Niels P Benedikter, Jérémy Sok, Jan Philip Solovej

Published Jan 1, 2018• 0 citations
OpenAlex

Abstract

The derivation of effective evolution equations is central to the study of non-stationary quantum many-body systems, and widely used in contexts such as superconductivity, nuclear physics, Bose–Einstein condensation and quantum chemistry. We reformulate the Dirac–Frenkel approximation principle in terms of reduced density matrices and apply it to fermionic and bosonic many-body systems. We obtain the Bogoliubov–de Gennes and Hartree–Fock–Bogoliubov equations, respectively. While we do not prove quantitative error estimates, our formulation does show that the approximation is optimal within the class of quasifree states. Furthermore, we prove well-posedness of the Bogoliubov–de Gennes equations in energy space and discuss conserved quantities

Related papers

The Dirac–Frenkel Principle for Reduced Density Matrices, and the Bogoliubov–de Gennes Equations

Niels Benedikter, Jérémy Sok, Jan Philip Solovej

The derivation of effective evolution equations is central to the study of non-stationary quantum many-body systems, and widely used in contexts such as superconductivity, nuclear physics, Bose–Einstein condensation and quantum chemistry. We reformulate the Dirac–Frenkel approximation principle in terms of reduced density matrices and apply it to fermionic and bosonic many-body systems. We obtain the Bogoliubov–de Gennes and Hartree–Fock–Bogoliubov equations, respectively. While we do not prove quantitative error estimates, our formulation does show that the approximation is optimal within the class of quasifree states. Furthermore, we prove well-posedness of the Bogoliubov–de Gennes equations in energy space and discuss conserved quantities.

arXiv:1706.03082•Annales Henri Poincaré•Jan 24, 2018•34 citations

Effective Evolution Equations in Quantum Physics

Benjamin Schlein

In these notes, we review some recent mathematical results concerning the derivation of effective evolution equations from many body quantum mechanics. In particular, we discuss the emergence of the Hartree equation in the so-called mean field regime (for example, for systems of gravitating bosons), and we show that the Gross-Pitaevskii equation approximates the dynamics of initially trapped Bose-Einstein condensates. We explain how effective evolution equations can be derived, on the one hand, by analyzing the so called BBGKY hierarchy, describing the time-evolution of reduced density matrices, and, on the other hand, by studying the dynamics of coherent initial states in a Fock-space representation of the many body system.

arXiv:1111.6995•Journées Équations aux dérivées partielles•Mar 8, 2012•0 citations

Derivation of mean-field equations and next-order corrections for bosons and fermions

David Mitrouskas

This thesis is about the derivation of effective mean field equations and their next-order corrections starting from nonrelativistic many-body quantum theory. Mean field equations provide an approximate ansatz for the description of interacting many-particle systems. In this ansatz the interaction between the particles is replaced by a self-consistent external potential leading to an effective one-body description of the many-particle system. Next-order corrections provide an approximation which goes one step further and tries to capture also subleading effects that are not resolved by the mean field ansatz. We present mathematical proofs for the validity of such effective theories for different models that are motivated, e.g., from the theory of ultracold atoms (the bosonic Hartree equation and the corresponding Bogoliubov theory) and from plasma physics (the motion of a tracer particle through a degenerate and dense electron gas). Starting from a many-body Schrödinger equation, our goal is to show that the solutions converge in a particular limit to the solutions to an effective mean field equation and its next-order corrections. After a short introduction and a summary in Chapter one, we present the main part of this work in three self-contained chapters. In Chapter two we analyze the dynamics of a large number N of nonrelativistic bosons in the weak coupling limit, i.e., for a coupling constant g_N=1/N. It is well known that in the limit of infinite particle number, the Hartree equation emerges as an effective one-particle theory of the Bose gas. This is closely related to the remarkable physical phenomenon of Bose-Einstein condensation at low temperature, namely that the majority of particles in a Bose gas occupies the same copy of a single one-particle quantum state. Our emphasis lies in the description of the few particles that fluctuate around the Bose-Einstein condensate. We show convergence of the fully interacting dynamics to an auxiliary time evolution in the norm of the N-particle space. This result allows us to prove several other assertions. Among other things, it is used to derive the Hartree equation with optimal speed of convergence 1/N for initial states that are close to ground states of interacting systems and also to prove convergence of the N-particle solution towards a time evolution obtained from the Bogoliubov Hamiltonian on Fock space. Chapter three is about the low energy properties of the weakly interacting homogeneous Bose gas. Here, we derive a novel estimate for low energy eigenfunctions stating that the probability for finding $l$ particles out of their total number N not in the condensate is exponentially small in the number $l$. Using this bound, we then prove that the ground state wave function of the microscopic model satisfies certain quasifree type properties. The exponential decay is moreover used to provide an alternative proof for the validity of Bogoliubov's approximation for the low-lying energy eigenvalues. Bogoliubov theory states that the excitation energies of the Bose gas are given by excitations of free quasiparticles obeying an effective energy-momentum dispersion relation which is linear for small momentum. The linearity of the effective dispersion relation is an essential ingredient for the explanation of the superfluid character of the Bose gas. In Chapter four we study the time evolution of a single particle coupled through a pair potential to a dense and homogeneous ideal Fermi gas in two spatial dimensions. This type of model is well known in plasma physics where it is used to describe the energy loss of ions moving through a dense and degenerate electron gas. We analyze the model for a coupling parameter g=1 and prove closeness of the time evolution to an effective dynamics for large densities of the gas and for long time scales of the order of some power of the density. The effective dynamics is generated by the free Hamiltonian with a large but constant energy shift. To leading order, this energy shift is given by the spatially homogeneous mean field potential produced by the gas particles, whereas at next-to-leading order, one has to consider an additional correction to the mean field energy which is due to so-called recollision processes.

•Jan 1, 2017•3 citations

Effective Dynamics of Interacting Bose Gases

LORENZO FEMIA

This thesis investigates the rigorous derivation of non-linear effective equations describing the time evolution of Bose-Einstein condensation from the N-particle linear Schrödinger equation, focusing on the one-particle reduced density matrix. The first chapter outlines the mathematical framework of many-body quantum mechanics, including the Fock space formalism. The second chapter studies the mean-field regime, proving that the condensed state converges to the non-linear Hartree equation by analyzing fluctuation dynamics to quantify the convergence rate. The third chapter addresses the physically realistic but mathematically challenging Gross-Pitaevskii regime, characterized by rare but strong interactions. Here, Bogoliubov transformations are used to capture crucial microscopic short-scale correlations, allowing for a quantitative derivation of the cubic non-linear Schrödinger equation. While the preceding chapters focus exclusively on repulsive interactions, the fourth chapter explores the focusing case with attractive potentials, which can lead to finite-time blow-up. Operating in an intermediate scaling regime, the effective focusing cubic non-linear Schrödinger equation is rigorously derived. Since the negative energy cannot bound many-body fluctuations, convergence is proven by approximating the dynamics via a quadratic Hamiltonian, in the spirit of Bogoliubov theory, and avoiding Grönwall estimates through the analysis of a coupled system of one-body linear equations for the one-particle density matrices.

•Sep 20, 2026•0 citations

Quantitative erivation of the Gross-Pitaevskii equation

Niels Benedikter, Gustavo de Oliveira, Benjamin Schlein

Starting from first-principle many-body quantum dynamics, we show that the dynamics of Bose-Einstein condensates can be approximated by the time-dependent nonlinear Gross-Pitaevskii equation, giving a bound on the rate of the convergence. Initial data are constructed on the bosonic Fock space applying an appropriate Bogoliubov transformation on a coherent state with expected number of particles $\mathit{N}$. The Bogoliubov transformation plays a crucial role; it produces the correct microscopic correlations among the particles. Our analysis shows that, on the level of the one-particle reduced density, the form of the initial data is preserved by the many-body evolution, up to a small error that vanishes as $\mathit{N}^{-1/2}$ in the limit of large $\mathit{N}$.

•Aug 1, 2015•102 citations

On the Hartree-Fock-Bogoliubov equations

Volker Bach, Sébastien Breteaux, Thomas Chen +2 more

We review some results of our paper arXiv:1602.05171v2 on the "nonlinear quasifree approximation" to the many-body Schrödinger dynamics of Bose gases. In that paper, we derive, with the help of this approximation, the time-dependent Hartree-Fock-Bogoliubov (HFB) equations, providing an approximate description of the dynamics of quantum fluctuations around a Bose-Einstein condensate and study properties of these equations.

arXiv:1805.04689•May 12, 2018•0 citations
The derivation of effective evolution equations is central to the study of non-stationary quantum many-body systems, and widely used in contexts such as superconductivity, nuclear physics, Bose–Einstein condensation and quantum chemistry. We reformulate the Dirac–Frenkel approximation principle in terms of reduced density matrices and apply it to fermionic and bosonic many-body systems. We obtain the Bogoliubov–de Gennes and Hartree–Fock–Bogoliubov equations, respectively. While we do not prove quantitative error estimates, our formulation does show that the approximation is optimal within the class of quasifree states. Furthermore, we prove well-posedness of the Bogoliubov–de Gennes equations in energy space and discuss conserved quantities
The derivation of effective evolution equations is central to the study of non-stationary quantum many-body systems, and widely used in contexts such as superconductivity, nuclear physics, Bose–Einstein condensation and quantum chemistry. We reformulate the Dirac–Frenkel approximation principle in terms of reduced density matrices and apply it to fermionic and bosonic many-body systems. We obtain the Bogoliubov–de Gennes and Hartree–Fock–Bogoliubov equations, respectively. While we do not prove quantitative error estimates, our formulation does show that the approximation is optimal within the class of quasifree states. Furthermore, we prove well-posedness of the Bogoliubov–de Gennes equations in energy space and discuss conserved quantities.
In these notes, we review some recent mathematical results concerning the derivation of effective evolution equations from many body quantum mechanics. In particular, we discuss the emergence of the Hartree equation in the so-called mean field regime (for example, for systems of gravitating bosons), and we show that the Gross-Pitaevskii equation approximates the dynamics of initially trapped Bose-Einstein condensates. We explain how effective evolution equations can be derived, on the one hand, by analyzing the so called BBGKY hierarchy, describing the time-evolution of reduced density matrices, and, on the other hand, by studying the dynamics of coherent initial states in a Fock-space representation of the many body system.
This thesis is about the derivation of effective mean field equations and their next-order corrections starting from nonrelativistic many-body quantum theory. Mean field equations provide an approximate ansatz for the description of interacting many-particle systems. In this ansatz the interaction between the particles is replaced by a self-consistent external potential leading to an effective one-body description of the many-particle system. Next-order corrections provide an approximation which goes one step further and tries to capture also subleading effects that are not resolved by the mean field ansatz. We present mathematical proofs for the validity of such effective theories for different models that are motivated, e.g., from the theory of ultracold atoms (the bosonic Hartree equation and the corresponding Bogoliubov theory) and from plasma physics (the motion of a tracer particle through a degenerate and dense electron gas). Starting from a many-body Schrödinger equation, our goal is to show that the solutions converge in a particular limit to the solutions to an effective mean field equation and its next-order corrections. After a short introduction and a summary in Chapter one, we present the main part of this work in three self-contained chapters. In Chapter two we analyze the dynamics of a large number N of nonrelativistic bosons in the weak coupling limit, i.e., for a coupling constant g_N=1/N. It is well known that in the limit of infinite particle number, the Hartree equation emerges as an effective one-particle theory of the Bose gas. This is closely related to the remarkable physical phenomenon of Bose-Einstein condensation at low temperature, namely that the majority of particles in a Bose gas occupies the same copy of a single one-particle quantum state. Our emphasis lies in the description of the few particles that fluctuate around the Bose-Einstein condensate. We show convergence of the fully interacting dynamics to an auxiliary time evolution in the norm of the N-particle space. This result allows us to prove several other assertions. Among other things, it is used to derive the Hartree equation with optimal speed of convergence 1/N for initial states that are close to ground states of interacting systems and also to prove convergence of the N-particle solution towards a time evolution obtained from the Bogoliubov Hamiltonian on Fock space. Chapter three is about the low energy properties of the weakly interacting homogeneous Bose gas. Here, we derive a novel estimate for low energy eigenfunctions stating that the probability for finding lll particles out of their total number N not in the condensate is exponentially small in the number lll. Using this bound, we then prove that the ground state wave function of the microscopic model satisfies certain quasifree type properties. The exponential decay is moreover used to provide an alternative proof for the validity of Bogoliubov's approximation for the low-lying energy eigenvalues. Bogoliubov theory states that the excitation energies of the Bose gas are given by excitations of free quasiparticles obeying an effective energy-momentum dispersion relation which is linear for small momentum. The linearity of the effective dispersion relation is an essential ingredient for the explanation of the superfluid character of the Bose gas. In Chapter four we study the time evolution of a single particle coupled through a pair potential to a dense and homogeneous ideal Fermi gas in two spatial dimensions. This type of model is well known in plasma physics where it is used to describe the energy loss of ions moving through a dense and degenerate electron gas. We analyze the model for a coupling parameter g=1 and prove closeness of the time evolution to an effective dynamics for large densities of the gas and for long time scales of the order of some power of the density. The effective dynamics is generated by the free Hamiltonian with a large but constant energy shift. To leading order, this energy shift is given by the spatially homogeneous mean field potential produced by the gas particles, whereas at next-to-leading order, one has to consider an additional correction to the mean field energy which is due to so-called recollision processes.
This thesis investigates the rigorous derivation of non-linear effective equations describing the time evolution of Bose-Einstein condensation from the N-particle linear Schrödinger equation, focusing on the one-particle reduced density matrix. The first chapter outlines the mathematical framework of many-body quantum mechanics, including the Fock space formalism. The second chapter studies the mean-field regime, proving that the condensed state converges to the non-linear Hartree equation by analyzing fluctuation dynamics to quantify the convergence rate. The third chapter addresses the physically realistic but mathematically challenging Gross-Pitaevskii regime, characterized by rare but strong interactions. Here, Bogoliubov transformations are used to capture crucial microscopic short-scale correlations, allowing for a quantitative derivation of the cubic non-linear Schrödinger equation. While the preceding chapters focus exclusively on repulsive interactions, the fourth chapter explores the focusing case with attractive potentials, which can lead to finite-time blow-up. Operating in an intermediate scaling regime, the effective focusing cubic non-linear Schrödinger equation is rigorously derived. Since the negative energy cannot bound many-body fluctuations, convergence is proven by approximating the dynamics via a quadratic Hamiltonian, in the spirit of Bogoliubov theory, and avoiding Grönwall estimates through the analysis of a coupled system of one-body linear equations for the one-particle density matrices.
Starting from first-principle many-body quantum dynamics, we show that the dynamics of Bose-Einstein condensates can be approximated by the time-dependent nonlinear Gross-Pitaevskii equation, giving a bound on the rate of the convergence. Initial data are constructed on the bosonic Fock space applying an appropriate Bogoliubov transformation on a coherent state with expected number of particles N\mathit{N}N. The Bogoliubov transformation plays a crucial role; it produces the correct microscopic correlations among the particles. Our analysis shows that, on the level of the one-particle reduced density, the form of the initial data is preserved by the many-body evolution, up to a small error that vanishes as N−1/2\mathit{N}^{-1/2}N−1/2 in the limit of large N\mathit{N}N.