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Topological Phases as Bundle and Index Data: A Conditional Projection-Admissible Encoding in Modal Triplet Theory

Peter Nero

Published Jan 15, 2026• 0 citations
Publisher

Abstract

Topological phases of matter exhibit robustness, quantized response, and protected boundary modes that cannot be explained by local symmetry breaking or microscopic Hamiltonian details alone. We present a structural account of topological phases based on coarse-grained projection and global admissibility of local effective descriptions. Phases correspond to admissible basins of projected dynamics, and topological phases arise precisely when locally well-defined effective descriptions fail to admit a globally consistent completion. Topological invariants appear as obstruction classes of overlap structures, explaining quantization and robustness. Bulk–boundary correspondence follows inevitably: protected boundary modes arise as compensating degrees of freedom required to restore local consistency at interfaces. The framework applies to interacting and disordered systems with a spectral gap or mobility gap and does not rely on band topology or free-fermion assumptions. All results are formulated at the level of effective descriptions.

DOI
10.5281/zenodo.18261858

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Topological phases of matter exhibit robustness, quantized response, and protected boundary modes that cannot be explained by local symmetry breaking or microscopic Hamiltonian details alone. We present a structural account of topological phases based on coarse-grained projection and global admissibility of local effective descriptions. Phases correspond to admissible basins of projected dynamics, and topological phases arise precisely when locally well-defined effective descriptions fail to admit a globally consistent completion. Topological invariants appear as obstruction classes of overlap structures, explaining quantization and robustness. Bulk–boundary correspondence follows inevitably: protected boundary modes arise as compensating degrees of freedom required to restore local consistency at interfaces. The framework applies to interacting and disordered systems with a spectral gap or mobility gap and does not rely on band topology or free-fermion assumptions. All results are formulated at the level of effective descriptions.
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While tremendous research has revealed that symmetry enriches topological phases of matter, more general principles that protect topological phases have yet to be explored. In this Letter, we elucidate the roles of subspaces in free-fermionic topological phases. A subspace property for Hamiltonians enables us to define new topological invariants. It results in peculiar topological boundary phenomena, i.e., the emergence of an unpaired zero mode or zero-winding skin modes, characterizing subspace-protected topological phases. We establish and demonstrate the bulk-boundary correspondence in subspace-protected topological phases. We further discuss the interplay of the subspace property and internal symmetries. Toward application, we also propose possible platforms possessing the subspace property.
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Abstract Guided by the many-particle quantum theory of interacting systems, we develop a uniform classification scheme for topological phases of disordered gapped free fermions, encompassing all symmetry classes of the Tenfold Way. We apply this scheme to give a mathematically rigorous proof of bulk-boundary correspondence. To that end, we construct real C ∗^*∗ ∗ -algebras harbouring the bulk and boundary data of disordered free-fermion ground states. These we connect by a natural bulk-to-boundary short exact sequence, realising the bulk system as a quotient of the half-space theory modulo boundary contributions. To every ground state, we attach two classes in different pictures of real operator KKK K -theory (or KRKRKR KR -theory): a bulk class, using Van Daele’s picture, along with a boundary class, using Kasparov’s Fredholm picture. We then show that the connecting map for the bulk-to-boundary sequence maps these KRKRKR KR -theory classes to each other. This implies bulk-boundary correspondence, in the presence of disorder, for both the “strong” and the “weak” invariants.
We establish a quantitative bulk-boundary correspondence in interacting topological insulators by relating many-body topological invariants to characteristic degeneracy structures in the entanglement spectrum. Focusing on generalized Su-Schrieffer-Heeger chains with higher winding number, we construct a gauge-invariant many-body winding invariant based on Pancharatnam geometric phases that remains well defined in the presence of interactions. We show that this invariant uniquely determines the low-lying entanglement-spectrum degeneracy, which exhibits a universal 4ν4^ν4ν scaling with the winding number ννν, providing a concrete formulation of bulk-boundary correspondence beyond single-particle topology. Using exact diagonalization, we demonstrate the robustness of this correspondence under interactions and symmetry-preserving disorder, and identify inversion symmetry as a minimal protecting symmetry that stabilizes both the quantization of the invariant and the associated entanglement degeneracies. Our results unify geometric-phase invariants and entanglement diagnostics within a many-body framework and provide a route to identifying interacting topological phases beyond band theory.