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Journal of Chemical Theory and Computation

Stochastic Formalism for Fast Spin-Resolved GW

Xuance Jiang, Vojtěch Vlček

Published Dec 22, 2025• 1 citation
Publisher

Abstract

We extend the stochastic GW (s GW ) formalism to fully spin-polarized systems, encompassing both collinear and noncollinear spin configurations. For noncollinear systems, where Kohn–Sham states are complex two-component spinors, we develop a complex-valued stochastic basis that preserves the real-valued external stochastic charge applied at time zero. This basis enables an unbiased evaluation of the random-phase approximation (RPA) screened interaction for spinors. Through error analysis and tests on real materials, we show that the performance of collinear s GW retains the same time complexity as the spin-unpolarized s GW . The noncollinear s GW incurs a computational cost two to three times higher than the spin-unpolarized version, while preserving linear scaling with low multiplicity. By unifying collinear and noncollinear treatments within a single scalable framework, our work paves the way for routine many-body predictions in large scale magnetic and spin–orbit–coupled material systems.

DOI
10.1021/acs.jctc.5c01574

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We extend the stochastic GW (s GW ) formalism to fully spin-polarized systems, encompassing both collinear and noncollinear spin configurations. For noncollinear systems, where Kohn–Sham states are complex two-component spinors, we develop a complex-valued stochastic basis that preserves the real-valued external stochastic charge applied at time zero. This basis enables an unbiased evaluation of the random-phase approximation (RPA) screened interaction for spinors. Through error analysis and tests on real materials, we show that the performance of collinear s GW retains the same time complexity as the spin-unpolarized s GW . The noncollinear s GW incurs a computational cost two to three times higher than the spin-unpolarized version, while preserving linear scaling with low multiplicity. By unifying collinear and noncollinear treatments within a single scalable framework, our work paves the way for routine many-body predictions in large scale magnetic and spin–orbit–coupled material systems.
We extend the stochastic GW (sGW) formalism to fully spin-polarized systems, encompassing both collinear and non-collinear spin configurations. For non-collinear systems-where Kohn-Sham states are complex two-component spinors-we develop a complex-valued stochastic basis that preserves the real-valued external stochastic charge applied at time zero. This basis enables an unbiased evaluation of the random-phase approximation (RPA) screened interaction for spinors. Through error analysis and tests on real materials, we show that the performance of collinear sGW retains the same time complexity as the spin-unpolarized sGW . The non-collinear sGW incurs a computational cost two to three times higher than the spin-unpolarized version, while preserving linear scaling with low multiplicity. By unifying collinear and non-collinear treatments within a single scalable framework, our work paves the way for routine many-body predictions in large scale magnetic and spin-orbit-coupled material systems.
We develop a formalism to calculate the quasiparticle energy within the GW many-body perturbation correction to the density functional theory. The occupied and virtual orbitals of the Kohn-Sham Hamiltonian are replaced by stochastic orbitals used to evaluate the Green function G, the polarization potential W, and, thereby, the GW self-energy. The stochastic GW (sGW) formalism relies on novel theoretical concepts such as stochastic time-dependent Hartree propagation, stochastic matrix compression, and spatial or temporal stochastic decoupling techniques. Beyond the theoretical interest, the formalism enables linear scaling GW calculations breaking the theoretical scaling limit for GW as well as circumventing the need for energy cutoff approximations. We illustrate the method for silicon nanocrystals of varying sizes with N_{e}>3000 electrons.
The quantum dynamics of fermionic or bosonic many-body systems following external excitation can be successfully studied using two-time nonequilibrium Green's functions (NEGF) or single-time reduced density matrix methods. Approximations are introduced via a proper choice of the many-particle self-energy or decoupling of the BBGKY hierarchy. These approximations are based on Feynman's diagram approaches or on cluster expansions into single-particle and correlation operators. Here, we develop a different approach where, instead of equations of motion for the many-particle NEGF (or density operators), single-time equations for the correlation functions of fluctuations are analyzed. We present a derivation of the first two equations of the alternative hierarchy of fluctuations and discuss possible decoupling approximations. In particular, we derive the polarization approximation (PA) which is shown to be equivalent to the single-time version [following by applying the generalized Kadanoff-Baym ansatz (GKBA)] of the nonequilibrium GW approximation with exchange effects of NEGF theory, for weak coupling. The main advantage of the quantum fluctuations approach is that the standard ensemble average can be replaced by a semiclassical average over different initial realizations, as was demonstrated before by Lacroix and co-workers [see e.g. D. Lacroix et al., Phys. Rev. B, 2014, 90, 125112]. Here, we introduce the stochastic GW (SGW) approximation and the stochastic polarization approximation (SPA) which are demonstrated to be equivalent to the single-time GW approximation without and with exchange, respectively, in the weak coupling limit. In addition to the standard stochastic approach to sample initial configurations, we also present a deterministic approach. Our numerical tests confirm that our approach has the same favorable linear scaling with the computation time as the recently developed G1-G2 scheme [Schluenzen et al., Phys. Rev. Lett., 2020, 124, 076601]. At the same time, the SPA and SGW approaches scale more favorably with the system size than the G1-G2 scheme, allowing to extend nonequilibrium GW calculations to bigger systems.
Based on the random phase approximation (RPA), RPA renormalization [J. E. Bates and F. Furche, J. Chem. Phys. 139, 171103 (2013)] is a robust many-body perturbation theory that works for molecules and materials because it does not diverge as the Kohn-Sham gap approaches zero. Additionally, RPA renormalization enables the simultaneous calculation of RPA and beyond-RPA correlation energies since the total correlation energy is the sum of a series of independent contributions. The first-order approximation (RPAr1) yields the dominant beyond-RPA contribution to the correlation energy for a given exchange-correlation kernel, but systematically underestimates the total beyond-RPA correction. For both the homogeneous electron gas model and real systems, we demonstrate numerically that RPA renormalization beyond first order converges monotonically to the infinite-order beyond-RPA correlation energy for several model exchange-correlation kernels and that the rate of convergence is principally determined by the choice of the kernel and spin polarization of the ground state. The monotonic convergence is rationalized from an analysis of the RPA renormalized correlation energy corrections, assuming the exchange-correlation kernel and response functions satisfy some reasonable conditions. For spin-unpolarized atoms, molecules, and bulk solids, we find that RPA renormalization is typically converged to 1 meV error or less by fourth order regardless of the band gap or dimensionality. Most spin-polarized systems converge at a slightly slower rate, with errors on the order of 10 meV at fourth order and typically requiring up to sixth order to reach 1 meV error or less. Slowest to converge, however, open-shell atoms present the most challenging case and require many higher orders to converge.
Within the framework of many-body perturbation theory based on Green's functions, the GW approximation has emerged as a pivotal method for computing quasiparticle energies and excitation spectra. However, its high computational cost and steep scaling present significant challenges for applications to large molecular systems. In this work, we extend the block tensor decomposition (BTD) algorithm, recently developed in our previous work [Zhang et al., J. Chem. Phys. 163, 174109 (2025)] for low-rank tensor compression, to enable a formally O(N3)-scaling GW algorithm. By integrating BTD with an imaginary-time GW formalism and introducing a real space screening strategy for the polarizability, we achieve an observed scaling of approximately O(N2) in test systems. Key parameters of the algorithm are optimized on the S66 dataset using the JADE algorithm, ensuring a balanced compromise between accuracy and efficiency. Our BTD-based random phase approximation also exhibits O(N2) scaling, and eigenvalue-self-consistent GW calculations become feasible for systems with over 3000 basis functions. This work establishes BTD as an efficient and scalable approach for large-scale GW calculations in molecular systems.
We propose a new strategy to solve the Tkatchenko-Scheffler Many-Body Dispersion (MBD) model’s equations. Our approach overcomes the original O(N**3) computational complexity that limits its applicability to large molecular systems within thecontext of O(N) Density Functional Theory (DFT). First, in order to generate the required frequency-dependent screenedpolarizabilities, we introduce an efficient solution to the Dyson-like self-consistent screening equations. The scheme reducesthe number of variables and, coupled to a DIIS extrapolation, exhibits linear-scaling performances. Second, we apply astochastic Lanczos trace estimator resolution to the equations evaluating the many-body interaction energy of coupled quantumharmonic oscillators. While scaling linearly, it also enables communication-free pleasingly-parallel implementations. As the resulting O(N) stochastic massively parallel MBD approach is found to exhibit minimal memory requirements, it opens up the possibility of computing accurate many-body van der Waals interactions of millions-atoms’ complex materials and solvated biosystems with computational times in the range of minutes.