Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1402.5035 · Physical Review Letters

Breaking the Theoretical Scaling Limit for Predicting Quasiparticle Energies: The Stochastic G W Approach

Daniel Neuhauser, Yi Gao, Christopher Arntsen, Cyrus Karshenas, Eran Rabani, Roi Baer

Published Aug 11, 2014• 159 citations
arXivHTMLPDF

Abstract

We develop a formalism to calculate the quasiparticle energy within the GW many-body perturbation correction to the density functional theory. The occupied and virtual orbitals of the Kohn-Sham Hamiltonian are replaced by stochastic orbitals used to evaluate the Green function G, the polarization potential W, and, thereby, the GW self-energy. The stochastic GW (sGW) formalism relies on novel theoretical concepts such as stochastic time-dependent Hartree propagation, stochastic matrix compression, and spatial or temporal stochastic decoupling techniques. Beyond the theoretical interest, the formalism enables linear scaling GW calculations breaking the theoretical scaling limit for GW as well as circumventing the need for energy cutoff approximations. We illustrate the method for silicon nanocrystals of varying sizes with N_{e}>3000 electrons.

DOI
10.1103/physrevlett.113.076402

Related papers

Many-body perturbation theory: The GW approximation

Christoph Friedrich, Arno Schindlmayr

In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.

•Jan 1, 2006•19 citations

Core electrons and self-consistency in the GW approximation from a PAW perspective

Matteo Giantomassi

Density functional theory (DFT) performs reasonably well for the determination of structural properties of many materials, but fails to predict electronic band gap values accurately. \nSuch a failure of DFT is not unexpected, since there exists no formal justification for interpreting the DFT eigenvalues as addition or removal energies of the many-body system (quasiparticle energies).\nAn alternative approach to the study of exchange-correlation effects in many-particle systems is provided by many-body perturbation theory (MBPT), which defines a rigorous approach to description of excited-state properties based on the Green's function formalism and the concept of quasiparticle electrons. Within MBPT, one can calculate the quasiparticle (QP) energies and the QP amplitudes by approximately solving, within the so-called GW approximation, the set of coupled integro-differential equations proposed by Hedin in 1965.\nThe GW method generally yields significantly better values for QP energies with respect to DFT as it accounts for the dynamic many-body effects in the electron-electron interaction going beyond the mean-field approximation of independent Kohn-Sham particles. The drawback of such an involved approach, however, is its large computational cost, which is mainly due to the evaluation of dielectric matrices, their inversion, and the solution of a non-Hermitian and nonlinear eigenvalue problem. \nThe first part of this PhD research is devoted to the implementation of an efficient and scalable coarse-grained parallel algorithms and the development of state-of-the-art methods to solve the GW equations.\nAll these techniques are then applied to the study of the quasiparticle band structures of SiO2 in the alpha quartz crystalline structure. The effects of the different approximations involved in the theory, the influence of self-consistency, and a systematic analysis of the reliability of the different plasmon-pole models are presented and discussed. \nThe second part of this PhD work is dedicated to the implementation of a methodological approach to the solution of the GW equations based on the so-called projector augmented wave method (PAW) proposed by Blochl in 1994. This new approach permits to remove many of the limitations intrinsic to the use of the pseudopotential technique widely used for ab-initio calculations, allowing one to reach GW results closer to an all-electron implementation while still maintaining computational efficiency, and flexibility. This allows us to achieve a coherent implementation of many different algorithms which enables a detailed comparison of GW calculations not yet performed until now. Results for the quasiparticle band structure and optical spectra of prototype s- and p-compounds are discussed and compared to recent studies reported in the scientific literature (when available).

•Jan 1, 2009•2 citations

Quantum fluctuations approach to the nonequilibrium GW approximation

Erik Schroedter, Jan‐Philip Joost, M. Bönitz

The quantum dynamics of fermionic or bosonic many-body systems following external excitation can be successfully studied using two-time nonequilibrium Green's functions (NEGF) or single-time reduced density matrix methods. Approximations are introduced via a proper choice of the many-particle self-energy or decoupling of the BBGKY hierarchy. These approximations are based on Feynman's diagram approaches or on cluster expansions into single-particle and correlation operators. Here, we develop a different approach where, instead of equations of motion for the many-particle NEGF (or density operators), single-time equations for the correlation functions of fluctuations are analyzed. We present a derivation of the first two equations of the alternative hierarchy of fluctuations and discuss possible decoupling approximations. In particular, we derive the polarization approximation (PA) which is shown to be equivalent to the single-time version [following by applying the generalized Kadanoff-Baym ansatz (GKBA)] of the nonequilibrium GW approximation with exchange effects of NEGF theory, for weak coupling. The main advantage of the quantum fluctuations approach is that the standard ensemble average can be replaced by a semiclassical average over different initial realizations, as was demonstrated before by Lacroix and co-workers [see e.g. D. Lacroix et al., Phys. Rev. B, 2014, 90, 125112]. Here, we introduce the stochastic GW (SGW) approximation and the stochastic polarization approximation (SPA) which are demonstrated to be equivalent to the single-time GW approximation without and with exchange, respectively, in the weak coupling limit. In addition to the standard stochastic approach to sample initial configurations, we also present a deterministic approach. Our numerical tests confirm that our approach has the same favorable linear scaling with the computation time as the recently developed G1-G2 scheme [Schluenzen et al., Phys. Rev. Lett., 2020, 124, 076601]. At the same time, the SPA and SGW approaches scale more favorably with the system size than the G1-G2 scheme, allowing to extend nonequilibrium GW calculations to bigger systems.

arXiv:2204.08250•Condensed Matter Physics•Jan 1, 2022•10 citations

Comment on "Breaking the theoretical scaling limit for predicting quasi-particle energies: The stochastic GW approach", by Daniel Neuhauser et al., arXiv:1402.5035v1

Behnam Farid

We show that the recently-introduced formalism by Neuhauser et al. for the calculation of the quasi-particle energies of electronic systems within the framework of the GW approximation of the self-energy operator, named the `stochastic GW approach' and empirically shown to have a linear-scaling arithmetic complexity for increasing number of electrons, suffers from two fundamental shortcomings that cannot be overcome while maintaining the present empirical linear-scaling property of the approach.

arXiv:1403.0606•Mar 3, 2014•0 citations

Efficient Quasiparticle Determination beyond the Diagonal Approximation via Random Compression

Annabelle Canestraight, Xiaohe Lei, Khaled Z. Ibrahim +1 more

Calculations of excited states in the Green’s function formalism often invokes the diagonal approximation, in which the quasiparticle states are taken from a mean-field calculation. In this paper, we extend the stochastic approaches applied in the many-body perturbation theory and overcome this limitation for large systems in which we are interested in a small subset of states. We separate the problem into a core subspace whose coupling to the remainder of the system environment is stochastically sampled. This method is exemplified on computing hole injection energies into CO 2 on an extended gold surface with nearly 3000 electrons. We find that in the extended system the size of the problem can be compressed up to 95% using stochastic sampling. This result provides a way forward for self-consistent stochastic methods and determination of Dyson orbitals in large systems.

arXiv:2309.15258•Journal of Chemical Theory and Computation•Jan 4, 2024•8 citations

Cost Reduction in Spin-dependent Stochastic GW Calculations

Xuance Jiang, Vojtěch Vlček

We extend the stochastic GW (sGW) formalism to fully spin-polarized systems, encompassing both collinear and non-collinear spin configurations. For non-collinear systems-where Kohn-Sham states are complex two-component spinors-we develop a complex-valued stochastic basis that preserves the real-valued external stochastic charge applied at time zero. This basis enables an unbiased evaluation of the random-phase approximation (RPA) screened interaction for spinors. Through error analysis and tests on real materials, we show that the performance of collinear sGW retains the same time complexity as the spin-unpolarized sGW . The non-collinear sGW incurs a computational cost two to three times higher than the spin-unpolarized version, while preserving linear scaling with low multiplicity. By unifying collinear and non-collinear treatments within a single scalable framework, our work paves the way for routine many-body predictions in large scale magnetic and spin-orbit-coupled material systems.

arXiv:2509.14700•Sep 18, 2025•0 citations
We develop a formalism to calculate the quasiparticle energy within the GW many-body perturbation correction to the density functional theory. The occupied and virtual orbitals of the Kohn-Sham Hamiltonian are replaced by stochastic orbitals used to evaluate the Green function G, the polarization potential W, and, thereby, the GW self-energy. The stochastic GW (sGW) formalism relies on novel theoretical concepts such as stochastic time-dependent Hartree propagation, stochastic matrix compression, and spatial or temporal stochastic decoupling techniques. Beyond the theoretical interest, the formalism enables linear scaling GW calculations breaking the theoretical scaling limit for GW as well as circumventing the need for energy cutoff approximations. We illustrate the method for silicon nanocrystals of varying sizes with N_{e}>3000 electrons.
In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.
Density functional theory (DFT) performs reasonably well for the determination of structural properties of many materials, but fails to predict electronic band gap values accurately. \nSuch a failure of DFT is not unexpected, since there exists no formal justification for interpreting the DFT eigenvalues as addition or removal energies of the many-body system (quasiparticle energies).\nAn alternative approach to the study of exchange-correlation effects in many-particle systems is provided by many-body perturbation theory (MBPT), which defines a rigorous approach to description of excited-state properties based on the Green's function formalism and the concept of quasiparticle electrons. Within MBPT, one can calculate the quasiparticle (QP) energies and the QP amplitudes by approximately solving, within the so-called GW approximation, the set of coupled integro-differential equations proposed by Hedin in 1965.\nThe GW method generally yields significantly better values for QP energies with respect to DFT as it accounts for the dynamic many-body effects in the electron-electron interaction going beyond the mean-field approximation of independent Kohn-Sham particles. The drawback of such an involved approach, however, is its large computational cost, which is mainly due to the evaluation of dielectric matrices, their inversion, and the solution of a non-Hermitian and nonlinear eigenvalue problem. \nThe first part of this PhD research is devoted to the implementation of an efficient and scalable coarse-grained parallel algorithms and the development of state-of-the-art methods to solve the GW equations.\nAll these techniques are then applied to the study of the quasiparticle band structures of SiO2 in the alpha quartz crystalline structure. The effects of the different approximations involved in the theory, the influence of self-consistency, and a systematic analysis of the reliability of the different plasmon-pole models are presented and discussed. \nThe second part of this PhD work is dedicated to the implementation of a methodological approach to the solution of the GW equations based on the so-called projector augmented wave method (PAW) proposed by Blochl in 1994. This new approach permits to remove many of the limitations intrinsic to the use of the pseudopotential technique widely used for ab-initio calculations, allowing one to reach GW results closer to an all-electron implementation while still maintaining computational efficiency, and flexibility. This allows us to achieve a coherent implementation of many different algorithms which enables a detailed comparison of GW calculations not yet performed until now. Results for the quasiparticle band structure and optical spectra of prototype s- and p-compounds are discussed and compared to recent studies reported in the scientific literature (when available).
The quantum dynamics of fermionic or bosonic many-body systems following external excitation can be successfully studied using two-time nonequilibrium Green's functions (NEGF) or single-time reduced density matrix methods. Approximations are introduced via a proper choice of the many-particle self-energy or decoupling of the BBGKY hierarchy. These approximations are based on Feynman's diagram approaches or on cluster expansions into single-particle and correlation operators. Here, we develop a different approach where, instead of equations of motion for the many-particle NEGF (or density operators), single-time equations for the correlation functions of fluctuations are analyzed. We present a derivation of the first two equations of the alternative hierarchy of fluctuations and discuss possible decoupling approximations. In particular, we derive the polarization approximation (PA) which is shown to be equivalent to the single-time version [following by applying the generalized Kadanoff-Baym ansatz (GKBA)] of the nonequilibrium GW approximation with exchange effects of NEGF theory, for weak coupling. The main advantage of the quantum fluctuations approach is that the standard ensemble average can be replaced by a semiclassical average over different initial realizations, as was demonstrated before by Lacroix and co-workers [see e.g. D. Lacroix et al., Phys. Rev. B, 2014, 90, 125112]. Here, we introduce the stochastic GW (SGW) approximation and the stochastic polarization approximation (SPA) which are demonstrated to be equivalent to the single-time GW approximation without and with exchange, respectively, in the weak coupling limit. In addition to the standard stochastic approach to sample initial configurations, we also present a deterministic approach. Our numerical tests confirm that our approach has the same favorable linear scaling with the computation time as the recently developed G1-G2 scheme [Schluenzen et al., Phys. Rev. Lett., 2020, 124, 076601]. At the same time, the SPA and SGW approaches scale more favorably with the system size than the G1-G2 scheme, allowing to extend nonequilibrium GW calculations to bigger systems.
We show that the recently-introduced formalism by Neuhauser et al. for the calculation of the quasi-particle energies of electronic systems within the framework of the GW approximation of the self-energy operator, named the `stochastic GW approach' and empirically shown to have a linear-scaling arithmetic complexity for increasing number of electrons, suffers from two fundamental shortcomings that cannot be overcome while maintaining the present empirical linear-scaling property of the approach.
Calculations of excited states in the Green’s function formalism often invokes the diagonal approximation, in which the quasiparticle states are taken from a mean-field calculation. In this paper, we extend the stochastic approaches applied in the many-body perturbation theory and overcome this limitation for large systems in which we are interested in a small subset of states. We separate the problem into a core subspace whose coupling to the remainder of the system environment is stochastically sampled. This method is exemplified on computing hole injection energies into CO 2 on an extended gold surface with nearly 3000 electrons. We find that in the extended system the size of the problem can be compressed up to 95% using stochastic sampling. This result provides a way forward for self-consistent stochastic methods and determination of Dyson orbitals in large systems.
We extend the stochastic GW (sGW) formalism to fully spin-polarized systems, encompassing both collinear and non-collinear spin configurations. For non-collinear systems-where Kohn-Sham states are complex two-component spinors-we develop a complex-valued stochastic basis that preserves the real-valued external stochastic charge applied at time zero. This basis enables an unbiased evaluation of the random-phase approximation (RPA) screened interaction for spinors. Through error analysis and tests on real materials, we show that the performance of collinear sGW retains the same time complexity as the spin-unpolarized sGW . The non-collinear sGW incurs a computational cost two to three times higher than the spin-unpolarized version, while preserving linear scaling with low multiplicity. By unifying collinear and non-collinear treatments within a single scalable framework, our work paves the way for routine many-body predictions in large scale magnetic and spin-orbit-coupled material systems.