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Fractionalized Fermi liquid (FL*) theory of the cuprate phase diagram: observation of the Yamaji effect

Subir Sachdev A

Published Nov 14, 2025• 0 citations
Publisher
DOI
10.5281/zenodo.17607327

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Fractionalized Fermi liquids (FL*), observation of the Yamaji effect, and the cuprate phase diagram

Subir Sachdev A

•Dec 6, 2025•0 citations

On the Breakdown of Landau-Fermi Liquid Theory in the Cuprates

Carsten Honerkamp A, Thomas Maurice Rice, Manfred Salmhofer B

Springer eBooks•Jan 1, 2001•0 citations

Fractionalized Fermi liquids and the cuprate phase diagram

Pietro M. Bonetti, Maine Christos, Alexander Nikolaenko +2 more

Abstract We review a theoretical framework for the cuprate superconductors, rooted in a fractionalized Fermi liquid (FL*) description of the intermediate-temperature pseudogap phase at low doping. The FL* theory predicted hole pockets each of fractional area p / 8 at hole doping p , in contrast to the area p / 4 in spin density wave theory. Magnetotransport measurements, including observation of the Yamaji angle, show clear evidence of hole pocket quasiparticles which can tunnel coherently between square lattice layers, and are consistent with the FL* description. The FL* phase of a single-band model is described using a layer construction with a pair of ancilla qubits on each site: the Ancilla layer model (ALM). Its mean field theory yields hole pockets of area p / 8 , and matches the gapped photoemission spectrum in the anti-nodal region of the Brillouin zone. Fluctuations are described by the SU(2) gauge theory of a background spin liquid with critical Dirac spinons. A Monte Carlo study of the thermal SU(2) gauge theory transforms the hole pockets into Fermi arcs in photoemission. One route to confinement of FL* upon lowering temperature yields a d -wave superconductor via a Kosterlitz–Thouless transition of h / ( 2 e ) vortices, with nodal Bogoliubov quasiparticles featuring anisotropic velocities and vortices surrounded by charge order halos. An alternative route yields a charge-ordered metallic state that has quantum oscillations consistent with observations. These confinement transitions are driven by the condensation of a SU(2) fundamental Higgs field, which also provides a fractionalized description of intertwined orders. Increasing doping from the FL* phase in the ALM drives a transition to a conventional FL at large doping, passing through an intermediate strange metal regime. We formulate a theory of the FL*-FL metal-metal transition without a symmetry-breaking order parameter, using a critical quantum ‘charge’ liquid of mobile electrons in the presence of disorder, developed via an extension of the Sachdev–Ye–Kitaev model to two spatial dimensions. At low temperatures, and across optimal and over doping, we address the regimes of extended non-FL behavior by Griffiths effects near quantum phase transitions in disordered metals. Partly based on lectures by S S at Boulder School 2025, Dynamics of Strongly Correlated Electrons , 14–18 July. Lecture videos . Joint ICTP-WE Heraeus School and Workshop on Advances in Quantum Matter: Pushing the Boundaries , ICTP, Trieste, 4, 6 August 2025. Lecture videos . School on Quantum Dynamics of Matter, Light and Information , ICTP, Trieste, 18, 19 August 2025. Lecture videos . Croucher Advanced Study Institute for Fractional Chern Insulators , University of Hong Kong, 4, 5 September 2025. Lecture slides . Advanced School and Conference on Quantum Matter , ICTP Trieste, 1–12 December 2025. Lecture Notes . Lecture videos .

arXiv:2508.20164•Reports on Progress in Physics•Mar 17, 2026•6 citations

Lectures on insulating and conducting quantum spin liquids

Subir Sachdev A

Two of the iconic phases of the hole-doped cuprate materials are the intermediate temperature pseudogap metal and the lower temperature $d$-wave superconductor. Following the suggestion of P. W. Anderson, there were early theories of these phases as doped quantum spin liquids. However, these theories have had difficulties with two prominent observations: (i) angle-dependent magnetoresistance measurements (ADMR) in the pseudogap metal, including observation of the Yamaji effect, present convincing evidence of small hole pockets which can tunnel coherently between square lattice layers (Fang et al., Nature Physics 18, 558 (2022); Chan et al., Nature Physics 21, 1753 (2025)) and (ii) the velocities of the nodal Bogoliubov quasiparticles in the $d$-wave superconductor are highly anisotropic, with $v_F \gg v_Δ$ (Chiao et al., Phys. Rev. B 62, 3554 (2000)). These notes review how the fractionalized Fermi Liquid (FL*) state, which dopes quantum spin liquids with gauge-neutral electron-like quasiparticles, resolves both difficulties. Theories of insulating quantum spin liquids employing fractionalization of the electron spin into bosonic or fermionic partons are discussed. Doping the bosonic parton theory leads to a holon metal theory: while not appropriate for the cuprate pseudogap, this theory is argued to apply to ultracold atom experiments on the Lieb lattice. Doping the fermionic parton theory leads to a $d$-wave superconductor with nearly isotropic quasiparticle velocities. The construction of the FL* state in a single band Hubbard-type model is described using a quantum dimer model, followed by a more realistic description using the Ancilla Layer Model (ALM), which is then used to obtain the theory of the pseudogap and the $d$-wave superconductor. The ALM also leads to a wavefunction for the FL* state of the Hubbard model, which agrees with ultracold atom observations.

arXiv:2512.23962•Dec 30, 2025•0 citations

The Fractionalized Fermi Liquid

Subir Sachdev A

Cambridge University Press eBooks•Mar 24, 2023•0 citations

Derivation of the Marginal Fermi Liquid for the Cuprates

Vivek Aji, Chandra Mohan Varma

Bulletin of the American Physical Society•Mar 5, 2007•0 citations
Abstract We review a theoretical framework for the cuprate superconductors, rooted in a fractionalized Fermi liquid (FL*) description of the intermediate-temperature pseudogap phase at low doping. The FL* theory predicted hole pockets each of fractional area p / 8 at hole doping p , in contrast to the area p / 4 in spin density wave theory. Magnetotransport measurements, including observation of the Yamaji angle, show clear evidence of hole pocket quasiparticles which can tunnel coherently between square lattice layers, and are consistent with the FL* description. The FL* phase of a single-band model is described using a layer construction with a pair of ancilla qubits on each site: the Ancilla layer model (ALM). Its mean field theory yields hole pockets of area p / 8 , and matches the gapped photoemission spectrum in the anti-nodal region of the Brillouin zone. Fluctuations are described by the SU(2) gauge theory of a background spin liquid with critical Dirac spinons. A Monte Carlo study of the thermal SU(2) gauge theory transforms the hole pockets into Fermi arcs in photoemission. One route to confinement of FL* upon lowering temperature yields a d -wave superconductor via a Kosterlitz–Thouless transition of h / ( 2 e ) vortices, with nodal Bogoliubov quasiparticles featuring anisotropic velocities and vortices surrounded by charge order halos. An alternative route yields a charge-ordered metallic state that has quantum oscillations consistent with observations. These confinement transitions are driven by the condensation of a SU(2) fundamental Higgs field, which also provides a fractionalized description of intertwined orders. Increasing doping from the FL* phase in the ALM drives a transition to a conventional FL at large doping, passing through an intermediate strange metal regime. We formulate a theory of the FL*-FL metal-metal transition without a symmetry-breaking order parameter, using a critical quantum ‘charge’ liquid of mobile electrons in the presence of disorder, developed via an extension of the Sachdev–Ye–Kitaev model to two spatial dimensions. At low temperatures, and across optimal and over doping, we address the regimes of extended non-FL behavior by Griffiths effects near quantum phase transitions in disordered metals. Partly based on lectures by S S at Boulder School 2025, Dynamics of Strongly Correlated Electrons , 14–18 July. Lecture videos . Joint ICTP-WE Heraeus School and Workshop on Advances in Quantum Matter: Pushing the Boundaries , ICTP, Trieste, 4, 6 August 2025. Lecture videos . School on Quantum Dynamics of Matter, Light and Information , ICTP, Trieste, 18, 19 August 2025. Lecture videos . Croucher Advanced Study Institute for Fractional Chern Insulators , University of Hong Kong, 4, 5 September 2025. Lecture slides . Advanced School and Conference on Quantum Matter , ICTP Trieste, 1–12 December 2025. Lecture Notes . Lecture videos .
Two of the iconic phases of the hole-doped cuprate materials are the intermediate temperature pseudogap metal and the lower temperature ddd-wave superconductor. Following the suggestion of P. W. Anderson, there were early theories of these phases as doped quantum spin liquids. However, these theories have had difficulties with two prominent observations: (i) angle-dependent magnetoresistance measurements (ADMR) in the pseudogap metal, including observation of the Yamaji effect, present convincing evidence of small hole pockets which can tunnel coherently between square lattice layers (Fang et al., Nature Physics 18, 558 (2022); Chan et al., Nature Physics 21, 1753 (2025)) and (ii) the velocities of the nodal Bogoliubov quasiparticles in the ddd-wave superconductor are highly anisotropic, with vF≫vΔv_F \gg v_ΔvF​≫vΔ​ (Chiao et al., Phys. Rev. B 62, 3554 (2000)). These notes review how the fractionalized Fermi Liquid (FL*) state, which dopes quantum spin liquids with gauge-neutral electron-like quasiparticles, resolves both difficulties. Theories of insulating quantum spin liquids employing fractionalization of the electron spin into bosonic or fermionic partons are discussed. Doping the bosonic parton theory leads to a holon metal theory: while not appropriate for the cuprate pseudogap, this theory is argued to apply to ultracold atom experiments on the Lieb lattice. Doping the fermionic parton theory leads to a ddd-wave superconductor with nearly isotropic quasiparticle velocities. The construction of the FL* state in a single band Hubbard-type model is described using a quantum dimer model, followed by a more realistic description using the Ancilla Layer Model (ALM), which is then used to obtain the theory of the pseudogap and the ddd-wave superconductor. The ALM also leads to a wavefunction for the FL* state of the Hubbard model, which agrees with ultracold atom observations.