We provide an abstract topological classification scheme for symmetry-invariant states, and discuss its application in the setting of finite degrees of freedom and no spin. We define two invariant states to be equivalent if the localized states conforming them as a superposition can be continuously deformed into each other. Using this notion, we show that the equivalence classes of the so-called gapped states classify the topological phases of topological insulators of types A and AI.
We provide an abstract topological classification scheme for symmetry-invariant states, and discuss its application in the setting of finite degrees of freedom and no spin. We define two invariant states to be equivalent if the localized states conforming them as a superposition can be continuously deformed into each other. Using this notion, we show that the equivalence classes of the so-called gapped states classify the topological phases of topological insulators of types A and AI.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
We present a scheme to explicitly construct and classify general topological states jointly protected by an onsite symmetry group and a spatial symmetry group. We show that all these symmetry-protected topological states can be adiabatically deformed into a special class of states we call topological crystals. A topological crystal in, for example, three dimensions is a real-space assembly of finite-sized pieces of topological states in one and two dimensions protected by the local symmetry group alone, arranged in a configuration invariant under the spatial group and glued together such that there is no open edge or end. As a demonstration of principle, we explicitly enumerate all inequivalent topological crystals for noninteracting time-reversal symmetric electronic insulators with spin-orbit coupling and any one of the 230 space groups. This enumeration gives topological crystalline insulators a full classification.
Topological insulators and superconductors are subsets of (almost) noninteracting symmetry protected topological (SPT) phases. More generally, SPT phases represent equivalence classes of (equilibrium) gapped quantum states with short-range entanglement that are protected by certain symmetries. Two quantum states are “equivalent” if they can be adiabatically deformed into one another without closing the bulk gap. Thus, quantum states belonging to different SPT phases cannot be smoothly deformed into each other without a phase transition, as long as the underlying symmetry is preserved. However, upon removing the symmetry all SPT states can be adiabatically deformed to a trivial product state (e.g., an atomic insulator) without undergoing a phase transition. In this chapter, we generalize our discussion of (almost) noninteracting topological states by removing some of the explicit and implicit constraints underlying the classification and properties of topological insulators and superconductors discussed in Chapter 3 . In Section 4.1 , we enlarge the type of symmetries that protect the topological phases by supplementing internal symmetries (e.g., time-reversal and particle-hole symmetries) with crystalline symmetries (e.g., mirror and rotation symmetries) and discuss topological crystalline insulators and superconductors , a subsets of SPT phases protected by internal and crystalline symmetries. In Section 4.2 , we remove the requirement of having a finite (bulk) gap and discuss Weyl semimetals – crystalline systems characterized by topologically protected bulk band degeneracy points separated in momentum space, which support low energy excitations that are massless chiral fermions, i.e., Weyl fermions. Finally, in Section 4.3 , we remove the condition of thermodynamic equilibrium and consider topological quantum states in periodically driven systems, focusing on the so-called Floquet topological insulators , which exhibit a richer topological structure than their static counterparts. We note that aspects regarding the effects of particle-particle interactions, including the emergence of topological order in systems with long-range entanglement, will be addressed in Chapter 5 . We also point out that the areas summarized in this chapter have grown tremendously in recent years and continue to grow; even a brief mentioning of all recent developments would be impossible within the constraints of a book chapter. Instead, we point out the key elements that determine the nontrivial topology of the quantum systems mentioned above, discuss specific manifestations of their topological properties (e.g., the presence of protected gapless states), and provide representative examples.
A scheme for topological phases of the Weyl C∗-algebra
In this work, we introduce a classification scheme for topological phases of matter based on the topology of the space of pure states of a model C∗-algebra. Under it, topological phases are described by homotopy classes of sections of certain fiber bundles of (pure) states. Applying this classification procedure on states of the Weyl C∗-algebra that are invariant under translations by a lattice, we recover the K-theoretic classification of gapped spectral projectors for topological insulators of types A and AI, thus essentially generalizing this notion.
Despite great success we have achieved in the past two decades on systematically understanding gapped topological phases, a firm foundation for understanding gapless topological phases is still lacking. In this dissertation I develop a general framework to describe, classify and construct gapped and gapless phases with or without symmetry. I then apply this framework to construct new gapless phases, and classify some classes of them completely. The first chapter is a non-technical summary of the subjects, ideas and results of the rest of the dissertation. In the first chapter I introduce the notion of gapless topological phases, and briefly discuss their general structures. We also discuss how topological holography can be useful for classifying and constructing gapless phases with generalized symmetries. In chapter two I develop a framework for understanding general quantum phases and phase transitions with generalized symmetries. After reviewing the established theory of gapped phases, we introduce two key notions: quantum order and symmetry-enriched quantum order. These concepts are the correct generalized of topological order and symmetry-enriched topological orders. I show that these new notions subsume conventional phase transitions, gapless spin liquids, and gapless symmetry-protected topological phases. For a class of symmetry-enriched quantum orders with finite many topological defects, we present a general classification using higher tensor category theory. The rest of the dissertation provides more detailed studies of specific gapless topological phases, including classification and lattice model construction of gapless symmetry-protected topological phases and the connection to the theory of topological holography.
The topology of an insulator can be defined even when all eigenstates of the system are localized-an extreme case of Anderson insulators that we call ultralocalized. We derive the classification of such ultralocalized insulators in all symmetry classes and dimensions. We clarify their bulk-boundary correspondence and show that ultralocalized systems are in many instances phases of matter not described by the known classification of topological insulators and superconductors. As a consequence, we clarify which conventional topological phases are Wannierizable, and which topological phases cannot exist without delocalized states.