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Universe

Towards Relational Foundations for Spacetime Quantum Physics

Pietro Dall’Olio, José Antonio Zapata

Published Jul 29, 2025• 0 citations
Publisher

Abstract

Rovelli’s relational interpretation of quantum mechanics tells us that the description of a system in the formalism of quantum mechanics is not an absolute but is relative to the observer itself. The interpretation goes further and proposes a set of axioms. In standard non-relational language, one of them states that an observer can only retrieve a finite amount information from a system by means of measurement. Our contribution starts with the observation that quantum mechanics, i.e., quantum field theory (QFT) in dimension 1, radically differs from QFT in higher dimensions. In higher dimensions, boundary data (or initial data) cannot be characterized by finitely many measurements. This calls for a notion of measuring scale, which we provide. At a given measuring scale, the observer has partial information about the system. Our notion of measuring scale generalizes the one implicitly used in Wilsonian QFT. At each measuring scale, there are effective theories, which may be corrected, and if the theory turns out to be renormalizable, the mentioned corrections converge to determine a completely corrected (or renormalized) theory at the given measuring scale. The notion of a measuring scale is the cornerstone of Wilsonian QFT; this notion tells us that we are not describing a system from an absolute perspective. An effective theory at that scale describes the system with respect to the observer, which may retrieve information from the system by means of measurement in a specific way determined by our notion of measuring scale. We claim that a relational interpretation of quantum physics for spacetimes of dimensions greater than 1 is Wilsonian.

DOI
10.3390/universe11080250

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Rovelli’s relational interpretation of quantum mechanics tells us that the description of a system in the formalism of quantum mechanics is not an absolute but is relative to the observer itself. The interpretation goes further and proposes a set of axioms. In standard non-relational language, one of them states that an observer can only retrieve a finite amount information from a system by means of measurement. Our contribution starts with the observation that quantum mechanics, i.e., quantum field theory (QFT) in dimension 1, radically differs from QFT in higher dimensions. In higher dimensions, boundary data (or initial data) cannot be characterized by finitely many measurements. This calls for a notion of measuring scale, which we provide. At a given measuring scale, the observer has partial information about the system. Our notion of measuring scale generalizes the one implicitly used in Wilsonian QFT. At each measuring scale, there are effective theories, which may be corrected, and if the theory turns out to be renormalizable, the mentioned corrections converge to determine a completely corrected (or renormalized) theory at the given measuring scale. The notion of a measuring scale is the cornerstone of Wilsonian QFT; this notion tells us that we are not describing a system from an absolute perspective. An effective theory at that scale describes the system with respect to the observer, which may retrieve information from the system by means of measurement in a specific way determined by our notion of measuring scale. We claim that a relational interpretation of quantum physics for spacetimes of dimensions greater than 1 is Wilsonian.
Conceptual Problems in Quantum Cosmology The application of quantum theory to cosmology raises a number of conceptual questions, such as the role of the quantum-mechanical notion of “observer” or the absence of a time variable in the Wheeler–DeWitt equation. I point out that a relational formulation of quantum mechanics, and more in general the observation that evolution is always relational, provides a coherent solution to this tangle of problems. A number of confusing issues appear when we try to apply quantum mechanics to cosmology. Quantum mechanics, for instance, is generally formulated in terms of an observer making measurements on a system. In a laboratory experiment, it is easy to identify the system and the observer: but what is the observer in quantum cosmology? Is it part of the same universe described by the cosmological theory, or should we think of it as external to the universe? Furthermore, the basic quantum dynamical equation describing a system including gravity is not the Schrödinger equation, but rather the Wheeler–DeWitt equation, which has no time parameter: is this related to the absence of an observer external to the universe? How do we describe the quantum dynamics of the universe without a time variable in the dynamical equation and without an observer external to the universe? I suggest that clarity on these issues can be obtained by simply recognizing the relational nature of quantum mechanics and more in general the relational nature of physical evolution. In the context of quantum theory, this nature is emphasized by the so-called relational interpretation of quantum mechanics (Rovelli, 1996). The relational nature of evolution, on the other hand, has been pointed out by the partial-observable formulation of general covariant dynamics (Rovelli, 2002). A central observation is that there is a common confusion between two different meanings of the expression “cosmology”. This is discussed below, in Section 15.1.1. A considerable amount of the difficulties mentioned above stems, I argue, from this confusion. The discussion clarifies on the role of the quantum mechanical observer in cosmology, which is considered in Section 15.1.2. In Section 15.2, I briefly describe the relational interpretation of quantum mechanics and some related aspects of quantum theory.
Relational Quantum Mechanics (RQM) is an interpretation of quantum theory based on the idea of abolishing the notion of absolute states of systems, in favor of states of systems relative to other systems. Such a move is claimed to solve the conceptual problems of standard quantum mechanics. Moreover, RQM has been argued to account for all quantum correlations without invoking non-local effects and, in spite of embracing a fully relational stance, to successfully explain how different observers exchange information. In this work, we carry out a thorough assessment of RQM and its purported achievements. We find that it fails to address the conceptual problems of standard quantum mechanics--related to the lack of clarity in its ontology and the rules that govern its behavior--and that it leads to serious conceptual problems of its own. We also uncover as unwarranted the claims that RQM can correctly explain information exchange among observers, and that it accommodates all quantum correlations without invoking non-local influences. We conclude that RQM is unsuccessful in its attempt to provide a satisfactory understanding of the quantum world.
Every physical theory is constructed from observations performed within a physical frame, and this frame enters the theory at a level antecedent to its equations — in the categorical structure through which observations are organized into a formalism. This is a structural condition on physical theory as such, not a hypothesis about any particular physical phenomenon; its character is analogous to the principle of general covariance, which constrains the form of physical laws without predicting the behavior of any specific system. The condition has a precise formal consequence in the geometric setting: for any non-invariant tensor field under a frame- transformation group, the components specified in any single frame are insufficient to determine the underlying geometric object without explicit specification of the frame. This consequence has been articulated four times in the foundations of physics — in the tensor reformulation of electrodynamics, in the relativity of simultaneity, in the unification of energy and momentum, and in the geometric unification of space and time — each time by identifying a frame-dependence carried implicitly in the prevailing formalism and absorbing it into a geometric object across the class of frames. Rovelli’s (1996) relational quantum mechanics is the most explicit contempo- rary articulation of the structural condition: the frame is the physical system to which a quantum state is referred, and the relational structure is exhibited directly at the level of the measurement interaction. The condition implies that relationality must arise wherever current physics is examined at the level of its foundations — not because relationality is a fundamental feature of the physics under description, but because it is a necessary feature of any theory constructed from observations performed within physical frames, and open foundational problems are most plausibly resolved by making implicit frame-dependences explicit rather than by eliminating them.
Measurements play a crucial role in quantum mechanics because they serve two fundamental purposes. First, they enable the extraction of information about a quantum system; second, they give rise to new physical effects that do not appear in classical physics, one important example being the measurement-induced state update, where the act of measurement alters the system’s state. For these reasons, the mathematical description of measurements plays a primary role in the foundational postulates of the theory. However, the essence of what happens during a measurement remains poorly understood, even within the relatively easy realm of non-relativistic quantum theory. The situation becomes even less transparent in the relativistic setting, where the requirement to preserve causality and prevent faster-than-light signalling introduces both formal and interpretational challenges, complicating the very mathematical formulation of a measurement theory. As for quantum gravity, the idea of applying quantum measurements within or onto a quantum spacetime remains virtually unexplored, presenting a vast and uncharted frontier for theoretical inquiry. Building on recent advances across several areas at the intersection of quantum foundations, quantum information theory, relativistic quantum theory, and quantum gravity, the last few years saw a surge of interest in formulating a consistent framework for describing local measurements in a relativistic context. The main results of this endeavour are two distinct proposals for a relativistic measurement postulate for quantum field theory in generic spacetimes. While these two proposals are still being understood, and a growing research community is working to clarify their implications and potential interconnections, the field of relativistic quantum measurements has now reached a level of maturity that allows us to ask both formal and interpretive questions on a solid footing. All this only applies to the regime in which quantum field theory in curved spacetime remains valid: nothing can yet be said about measurements at the Planck energy, where quantum gravitational effects are expected to become important. This thesis presents an introduction to the theory of measurements in non-relativistic and relativistic quantum mechanics, along with four original research articles that explore aspects of measurements in both fields, as well as the potential extension of measurement theory to the domain of quantum gravity. The first article examines the limitations of realistic measurement apparatuses in non-relativistic quantum theory, establishing reasonable bounds for the precision that can be achieved with a given apparatus composed of many quantum components. The second article explores how to extract information from a newly introduced class of quantum systems, defined as those that cannot be replicated and thus fall outside the usual scope of quantum mechanics. Then, it applies the methodology to quantum field theory, demonstrating that classical results, such as the Unruh effect, can still be observed in this setting. The third article discusses detector-based measurements in quantum field theory. This is a recently proposed method that extends the non-relativistic measurement postulate to the relativistic regime by means of Unruh-de Witt detectors. The article highlights some conceptual and mathematical issues with the framework and proposes a solution using algebraic quantum field theory. The outcome is a self-consistent scheme for introducing local measurements in quantum field theory via measuring detectors. Finally, the fourth article uses the measurement scheme above to study how what we learned in the past years about local measurements can be extended to quantum gravity. This is achieved through the holographic principle realised in terms of the AdS-CFT correspondence. In conclusion, this thesis contributes to the development of both non-relativistic and relativistic measurement theories and introduces ideas and questions related to the role of measurement in quantum gravity. Though preliminary, this work opens a pathway toward studying measuring observers in quantum gravity.
In classical information theory (represented by Shannon's framework), the study of information transmission typically presupposes a fixed "channel" endowed with absolute attributes. This assumption implicitly holds that the properties of the channel are determinate and observer-independent, remaining unchanged regardless of perspective or the state of the channel itself. However, contemporary physics---particularly the development of quantum mechanics---fundamentally challenges the very notion of "absoluteness." As Carlo Rovelli has emphasized in one of his core arguments, quantum mechanics compels us to abandon the conception of states and properties as "absolute" and "observer-independent." The insistence on such absoluteness is precisely what underlies many of the paradoxes and interpretative difficulties that plague quantum theory. Rovelli extends this general philosophical critique of "absoluteness" consistently into the domain of information theory, thereby provoking a profound re-examination and critique of the classical presupposition of the "absolute channel." From this relational perspective, information should not be conceived as an abstract entity existing independently of physical relations, but rather as an observable measure of relative relations between systems. Accordingly, the reconstruction of classical information theory on the basis of relational ontology---namely, the reconstruction of information theory itself---is not only a demand of theoretical coherence but also a necessary step in responding to the challenge of quantum reality and in building a more universal theory of information.
In the well known Copenhagen interpretation of Quantum mechanics, advocated by N. Bohr, the physical objects and the experimental results can be described only in a macroscopic language, leaving any possible microscopic description as unspeakable. This point of view has been deepened by C. Rovelli in the relational interpretation of Quantum mechanics. Most of the alternative interpretations, which try a detailed microscopic description of physical phenomena and of their evolution, have in common the explicit introduction of the wave function as the basic element of the theory. These interpretations require the notion of quantum state as the fundamental concept of the theory, which is the typical unspeakable physical element according to the Copenhagen interpretation. The two basic physical entities are intimately bound together by the integrity of the wave function. These interpretations are usually indicated as realistic. It is well known that the use of the wave function and its time evolution in the description of the physical processes leads unavoidably to some difficulties or so-called paradoxes. The measurement problem is at the center of these difficulties, mainly because it requires the introduction of the reduction process of the wave function, which is not included explicitly within the mathematical formalism of Quantum Mechanics. In this paper we build up and propose a model which goes beyond the standard formalism and which is able to solve the measurement problem and all the other difficulties which, in a way or in another, are related to it.