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Physical Review Applied

Systematic time-coarse-graining for driven quantum systems

Leon Bello, Wentao Fan, Aditya Gandotra, Hakan E. Türeci

Published May 15, 2025• 2 citations
Publisher

Abstract

Real-world experiments on quantum systems are always performed with measurement apparatus whose interaction times with the systems are finite. This restricts the observable quantum states to the space of time-coarse-grained density matrices ${\overline{\ensuremath{\rho}}(t)}$, providing motivation for the time-coarse-graining (TCG) approach that solves for $\overline{\ensuremath{\rho}}(t)$ without ever referring to the unobservable $\ensuremath{\rho}(t)$ of infinite time resolution. Phenomenologically, this implies that coherent transitions far outside the bandwidth would be filtered out, leaving only their effective impacts on the ``slow'' dynamics resolvable by the finite time resolution of the measurements. Therefore, the TCG framework provides rigorous justification for many existing effective Hamiltonian methods in the literature that aim at capturing the unitary part of the long-time dynamics. However, since time-coarse-graining is fundamentally irreversible, the resulting effective model allows for secular loss of information and dissipation of energy in general, which cannot be captured by any unitary effective models and has to be treated with explicit time-coarse-graining. Such incoherent effects are particularly prominent in driven nonlinear quantum systems where exchange of information and energy with the drive gives rise to incoherent effective dynamics at all finite time resolutions in general. While rigorous in principle, existing TCG methods in the literature can be applied only to simple systems by one iteratively solving superoperator equations at low orders in the coupling strengths. The complexity of such methods prevents systematic study of the time-coarse-grained dynamics and limits analytical results to the IR (low-resolution) limit in most cases. We address these limitations in this paper, presenting a systematic time-coarse-graining method that overcomes the complexities and restrictions of current techniques, offering a comprehensive and accurate modeling framework for driven nonlinear quantum systems. We derive closed-form formulas as well as diagrammatic representations for both unitary and nonunitary contributions, in the form of an effective Hamiltonian and nonunitary dissipators at arbitrary order in the coupling strengths, and complement this with a computer-algebra software package. We demonstrate the effectiveness of the method using several typical models of driven nonlinear systems in superconducting circuits, and show that it generalizes and improves on existing methods by providing more accurate results and explaining phenomena that have not been accounted for.

DOI
10.1103/physrevapplied.23.054042

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Real-world experiments on quantum systems are always performed with measurement apparatus whose interaction times with the systems are finite. This restricts the observable quantum states to the space of time-coarse-grained density matrices \ensuremathρ‾(t){\overline{\ensuremath{\rho}}(t)}\ensuremathρ​(t), providing motivation for the time-coarse-graining (TCG) approach that solves for \ensuremathρ‾(t)\overline{\ensuremath{\rho}}(t)\ensuremathρ​(t) without ever referring to the unobservable \ensuremathρ(t)\ensuremath{\rho}(t)\ensuremathρ(t) of infinite time resolution. Phenomenologically, this implies that coherent transitions far outside the bandwidth would be filtered out, leaving only their effective impacts on the ``slow'' dynamics resolvable by the finite time resolution of the measurements. Therefore, the TCG framework provides rigorous justification for many existing effective Hamiltonian methods in the literature that aim at capturing the unitary part of the long-time dynamics. However, since time-coarse-graining is fundamentally irreversible, the resulting effective model allows for secular loss of information and dissipation of energy in general, which cannot be captured by any unitary effective models and has to be treated with explicit time-coarse-graining. Such incoherent effects are particularly prominent in driven nonlinear quantum systems where exchange of information and energy with the drive gives rise to incoherent effective dynamics at all finite time resolutions in general. While rigorous in principle, existing TCG methods in the literature can be applied only to simple systems by one iteratively solving superoperator equations at low orders in the coupling strengths. The complexity of such methods prevents systematic study of the time-coarse-grained dynamics and limits analytical results to the IR (low-resolution) limit in most cases. We address these limitations in this paper, presenting a systematic time-coarse-graining method that overcomes the complexities and restrictions of current techniques, offering a comprehensive and accurate modeling framework for driven nonlinear quantum systems. We derive closed-form formulas as well as diagrammatic representations for both unitary and nonunitary contributions, in the form of an effective Hamiltonian and nonunitary dissipators at arbitrary order in the coupling strengths, and complement this with a computer-algebra software package. We demonstrate the effectiveness of the method using several typical models of driven nonlinear systems in superconducting circuits, and show that it generalizes and improves on existing methods by providing more accurate results and explaining phenomena that have not been accounted for.
Many recent advancements in quantum computing leverage strong drives on nonlinear systems for state preparation, signal amplification, or gate operation. However, the interplay within such strongly driven system introduces multi-scale dynamics that affects the long-time behavior of the system in non-trivial ways that are very difficult to model. Therefore, the analysis of these systems often relies on effective Hamiltonian models that introduce additional nonlinear processes which approximate the long-time dynamics so that highly oscillatory terms may be ignored. However, the removal of such high frequency transitions can only be performed rigorously within a systematic framework of time-coarse graining, which is a fundamentally irreversible operation. This implies that standard approaches with unitary effective models cannot accurately capture the long-time behavior of strongly driven nonlinear quantum systems in general. We introduce a systematic perturbation theory for obtaining the complete non-unitary effective model of the time-coarse grained (TCG) dynamics of a driven quantum system to any order in the coupling strengths. We derive a closed-form analytical formula for both unitary and non-unitary contributions, in the form of an effective Hamiltonian and non-unitary (pseudo-)dissipators. Remarkably, even though the effective theory presumes unitary time evolution at the microscopic level, the time-coarse grained dynamics is found to follow a non-unitary time evolution in general. This occurs even when there is no open heat reservoir for the system to become entangled with or dissipate into. We demonstrate the effectiveness of the new method using several typical models of driven nonlinear systems in superconducting circuits, and show that it generalizes and improves on existing methods by providing more accurate results and explaining phenomena that have not been accounted for.
Model order reduction encompasses mathematical techniques aimed at reducing the complexity of mathematical models in simulations while retaining the essential characteristics and behaviors of the original model. This is particularly useful in the context of large-scale dynamical systems, which can be computationally expensive to analyze and simulate. Here, we present a model order reduction technique to reduce the time complexity of open quantum systems, grounded in the principle of measurement-adapted coarse graining. This method, governed by a coarse-graining timescale τ and the spectral band center ω 0 of the measurement channel, organizes corrections to the lowest-order model which aligns with the rotating-wave approximation Hamiltonian in certain limits and rigorously justifies the resulting effective quantum master equation (EQME). The focus on calculating to a high degree of accuracy what can only be resolved by the measurement introduces a principled regularization procedure to address singularities and generates low-stiffness models suitable for efficient long-time integration. The closed-form EQME parameters greatly enhance interpretability, while the predicted EQME structure provides a foundation for deriving stochastic master equations under continuous measurement and for constructing efficient gray-box models for system identification and control. As a demonstration, we derive the fourth-order EQME for a challenging problem related to the dynamics of a superconducting qubit under high-power dispersive readout in the presence of a continuum of dissipative waveguide modes. This derivation shows that the lowest-order terms align with previous results, while higher-order corrections suggest new phenomena.
Understanding how classical physics emerges from quantum mechanics remains a central problem in the foundations of physics. Here we derive a classical limit from finite-resolution measurements, modeled by continuous coarse-grained POVMs. When the resolved phase-space area is large compared with Planck's constant, the accessible statistics of any quantum state admit an effective classical description: coarse-grained observables become approximately jointly measurable and the induced probability density is positive. We derive the exact evolution equation for this density and show that, in the strong coarse-graining regime, its non-Liouville corrections are suppressed up to an Ehrenfest time, resulting in classical Hamiltonian flow generated by a Hamiltonian smoothed over the measurement cell. When the Hamiltonian varies negligibly across such a cell, the smoothed Hamiltonian reduces to the classical Hamiltonian whose quantization produced the quantum dynamics, thereby closing the quantization--classical-limit loop. Repeated finite-resolution measurements then generate stochastic records confined, with high probability, to tubes around classical trajectories. Our results provide a unified operational framework for the quantum-to-classical transition in microscopic and macroscopic systems, and establish the consistency of the quantization--classical-limit cycle.
Inspired by holographic Wilsonian renormalization, we consider coarse graining a quantum system divided between short-distance and long-distance degrees of freedom (d.o.f.), coupled via the Hamiltonian. Observations using purely long-distance observables are described by the reduced density matrix that arises from tracing out the short-distance d.o.f. The dynamics of this density matrix is non-Hamiltonian and nonlocal in time, on the order of some short time scale. We describe this dynamics in a model system with a simple hierarchy of energy gaps $\mathrm{\ensuremath{\Delta}}{E}_{\mathrm{UV}}>\mathrm{\ensuremath{\Delta}}{E}_{\mathrm{IR}}$, in which the coupling between high- and low-energy d.o.f. is treated to second order in perturbation theory. We then describe the equations of motion under suitable time averaging, reflecting the limited time resolution of actual experiments, and find an expansion of the master equation in powers of $\mathrm{\ensuremath{\Delta}}{E}_{\mathrm{IR}}/\mathrm{\ensuremath{\Delta}}{E}_{\mathrm{UV}}$, after the fashion of effective field theory. The failure of the system to be Hamiltonian or even Markovian appears at higher orders in this ratio. We compute the evolution of the density matrix in three specific examples: coupled spins, linearly coupled simple harmonic oscillators, and an interacting scalar quantum field theory. Finally, we argue that the logarithm of the Feynman-Vernon influence functional is the correct analog of the Wilsonian effective action for this problem.
Several approximation procedures, such as the full or partial rotating-wave, time-averaging, and geometric-arithmetic approximations, have been proposed to derive Gorini-Kossakowski-Sudarshan-Lindblad (GKSL) generators from the Born-Markov quantum master equation (e.g., the Redfield equation). Establishing rigorous error bounds for these approximations is of fundamental and practical importance. However, existing bounds face two major limitations: they are highly specific to individual methods, and, more critically, they diverge in the long-time limit, ensuring the accuracy of the derived GKSL generator only in short-time regimes. In this Letter, we resolve both issues by deriving a unified, rigorous error bound for a general class of approximation methods -- termed temporal coarse graining -- that encompasses all aforementioned schemes. Crucially, our error bound is time-uniform. This guarantees that GKSL generators obtained via temporal coarse graining remain accurate for arbitrarily long times, provided the dissipation timescale is significantly longer than the bath correlation timescale.
We build a framework for the thermodynamics of macroscopic quantum systems. In contrast with approaches requiring access to the full density matrix, our framework relies on a coarse-grained description, based on measurement statistics of a few observables. When these observables commute, the outcomes define classical macrostates whose entropy is quantified by observational entropy, accounting for uncertainty about both the macrostate and the microstate within it. We extend this notion to non-commuting observables forming a subalgebra of the operator space, and use Jaynes' principle to define an algebra-dependent entropy interpolating between von Neumann and observational entropies. Given initial and final measurement sets, connected by internal and/or environment-induced dynamics, we derive a second law for the coarse-grained dynamics. Unlike formulations based on von Neumann entropy, our inequality captures irreversibility from both non-unitary environment-induced dynamics and internal equilibration. It takes the usual form of a positive entropy production when the system is initially at internal equilibrium, while correction terms capture nonequilibrium resources ignored by the coarse-graining. We also derive fluctuation theorems for coarse-grained thermodynamic quantities. Along a quasi-static path of measurement schemes, we identify quantum macroscopic notions of work and heat fulfilling the first and second laws, including an additional work contribution from manipulating the algebra to which the system is confined, through external constraints or quantum measurement backaction. Finally, we apply our framework to examples illustrating the impact of varying the coarse-graining scheme. Our approach unifies macroscopic and stochastic thermodynamics in a genuinely quantum framework, laying the basis for a versatile, experimentally friendly toolbox to analyze complex quantum dynamics.