Physical layer security has emerged in the last years as a field of interest for the development of new methods and techniques to achieve higher security in wireless networks. Many solutions have been proposed and a lot of metrics have been used for sizing the system’s confidentiality, such as the secrecy capacity and secrecy rate. This paper aims to contribute to physical layer security development through the analysis of a theoretical model, already existing and selected by a previous analysis of several works, in order to dimension how the secrecy capacity and secrecy rate can be affected by the availability and accuracy of the channel state information, determined through channel estimation techniques.
Physical layer security has emerged in the last years as a field of interest for the development of new methods and techniques to achieve higher security in wireless networks. Many solutions have been proposed and a lot of metrics have been used for sizing the system’s confidentiality, such as the secrecy capacity and secrecy rate. This paper aims to contribute to physical layer security development through the analysis of a theoretical model, already existing and selected by a previous analysis of several works, in order to dimension how the secrecy capacity and secrecy rate can be affected by the availability and accuracy of the channel state information, determined through channel estimation techniques.
Intrigued by the rapid growth and expand of wireless devices, data security is increasingly playing a significant role in our daily transactions and interactions with different entities. Possible examples, including e-healthcare information and online shopping, are becoming vulnerable due to the intrinsic nature of wireless transmission medium and the widespread open access of wireless links. Traditionally, the communication security is mainly regarded as the tasks at the upper layers of layered protocol stack, security techniques, including personal access control, password protection, and end-to-end encryption, have been widely studied in the open literature. More recently, plenty of research interests have been drawn to the physical layer forms of secrecy. As a new but appealing paradigm at physical layer, physical layer security is based on two pioneering works: (i) Shannon’s information-theoretic formulation and (ii) Wyner’s wiretap formulation. \n \nOn account of the fundamental of physical layer security and the different nature of various wireless network, this dissertation is supposed to further fill the lacking of the existing research outcomes. To be specific, the contributions of this dissertation can be summarized as three-fold:(i) exploration of secrecy metrics to more general fading channels; (ii) characterization a new fading channel model and its reliability and security analysis in digital communication systems; and (iii) investigation of physical layer security over the random multiple-input multiple-output (MIMO) α −μ fading channels. \n \nTaking into account the classic Alice-Bob-Eve wiretap model, the first contribution can be divided into four aspects: (i) we have investigated the secrecy performance over single-input single-output (SISO) α −μ fading channels. The probability of non-zero (PNZ) secrecy capacity and the lower bound of secrecy outage probability (SOP) are derived for the special case when the main channel and wiretap channel undergo the same non-linearity fading parameter, i.e., α. Later on, for the purpose of filling the gap of lacking closed-form expression of SOP in the open literature and extending the obtained results in chapter 2 to the single-input multiple-output (SIMO) α − μ wiretap fading channels, utilizing the fact that the received signal-tonoise ratios (SNRs) at the legitimate receiver and eavesdropper can be approximated as new α −μ distributed random variables (RVs), the SOP metric is therefore derived, and given in terms of the bivariate Fox’s H-function; (ii) the secrecy performance over the Fisher-Snedecor F wiretap fading channels is initially considered. The SOP, PNZ, and ASC are finalized in terms of Meijer’s G-function; (iii) in order to generalize the obtained results over α −μ and Fisher-Snedecor F wiretap fading channels, a more flexible and general fading channel, i.e., Fox’s H-function fading model, are taken into consideration. Both the exact and asymptotic analysis of SOP, PNZ, and average secrecy capacity (ASC), are developed with closed-form expressions; and (iv) finally, motivated by the fact that the mixture gamma (MG) distribution is an appealing tool, which can be used to model the received instantaneous SNRs over wireless fading channels, the secrecy metrics over wiretap fading channels are derived based on the MG approach. \n \nDue to the limited transmission power and communication range, cooperative relays or multi-hop wireless networks are usually regarded as two promising means to address these concerns. Inspired by the obtained results in Chapters 2 and 3, the second main contribution is to propose a novel but simple fading channel model, namely, the cascaded α −μ. This new distribution is advantageous since it encompasses the existing cascaded Rayleigh, cascaded Nakagami-m, and cascaded Weibull with ease. Based on this, both the reliability and secrecy performance of a digital system over cascaded α −μ fading channels are further evaluated. Closed-form expressions of reliability metrics (including amount of fading (AF), outage probability, average channel capacity, and average symbol error probability (ABEP).) and secrecy metrics (including SOP, PNZ, and ASC) are respectively provided. Besides, their asymptotic behaviors are also performed and compared with the exact results. \n \nConsidering the impacts of users’ densities, spatial distribution, and the path-loss exponent on secrecy issue, the third aspect of this thesis is detailed in Chapter 8 as the secrecy investigation of stochastic MIMO system over α −μ wiretap fading channels. Both the stochastic geometry and conventional space-time transmission (STT) scheme are used in the system configuration. The secrecy issue is mathematically evaluated by three metrics, i.e., connection outage, the probability of non-zero secrecy capacity and the ergodic secrecy capacity. Those three metrics are later on derived regarding two ordering scheme, and further compared with Monte-Carlo simulations.
The current research on physical layer security is far from implementations in practical networks, arguably due to impractical assumptions in the literature and the limited applicability of physical layer security. Aiming to reduce the gap between theory and practice, this thesis focuses on wireless physical layer security towards practical assumptions and requirements. In the first half of the thesis, we reduce the dependence of physical layer security on impractical assumptions. The secrecy enhancements and analysis based on impractical assumptions cannot lead to any true guarantee of secrecy in practical networks. The current study of physical layer security was often based on the idealized assumption of perfect channel knowledge on both legitimate users and eavesdroppers. We study the impact of channel estimation errors on secure transmission designs. We investigate the practical scenarios where both the transmitter and the receiver have imperfect channel state information (CSI). Our results show how the optimal transmission design and the achievable throughput vary with the amount of knowledge on the eavesdropper's channel. Apart from the assumption of perfect CSI, the analysis of physical layer security often ideally assumed the number of eavesdropper antennas to be known. We develop an innovative approach to study secure communication systems without knowing the number of eavesdropper antennas by introducing the concept of spatial constraint into physical layer security. That is, the eavesdropper is assumed to have a limited spatial region to place (possibly an infinite number of) antennas. We show that a non-zero secrecy rate is achievable with the help of a friendly jammer, even if the eavesdropper places an infinite number of antennas in its spatial region. In the second half of the thesis, we improve the applicability of physical layer security. The current physical layer security techniques to achieve confidential broadcasting were limited to application in single-cell systems. The primary challenge to achieve confidential broadcasting in the multi-cell network is to deal with not only the inter-cell but also the intra-cell information leakage and interference. To tackle this challenge, we design linear precoders performing confidential broadcasting in multi-cell networks. We optimize the precoder designs to maximize the secrecy sum rate with based on the large-system analysis. Finally, we improve the applicability of physical layer security from a fundamental aspect. The analysis of physical layer security based on the existing secrecy metric was often not applicable in practical networks. We propose new metrics for evaluating the secrecy of transmissions over fading channels to address the practical limitations of using existing secrecy metrics for such evaluations. The first metric establishes a link between the concept of secrecy outage and the eavesdropper's ability to decode confidential messages. The second metric provides an error-probability-based secrecy metric which is often used for the practical implementation of secure wireless systems. The third metric characterizes how much or how fast the confidential information is leaked to the eavesdropper. We show that the proposed secrecy metrics enable one to appropriately design secure communication systems with different views on how secrecy is measured.
Wireless networking has kept evolving with additional features and increasing capacity. Meanwhile, inherent characteristics of wireless networking make it more vulnerable than wired networks. In this thesis we present an extensive and comprehensive review of physical layer security in wireless networking. Different from cryptography, physical layer security, emerging from the information theoretic assessment of secrecy, could leverage the properties of wireless channel for security purpose, by either enabling secret communication without the need of keys, or facilitating the key agreement process. Hence we categorize existing literature into two main branches, namely keyless security and key-based security. We elaborate the evolution of this area from the early theoretic works on the wiretap channel, to its generalizations to more complicated scenarios including multiple-user, multiple-access and multiple-antenna systems, and introduce not only theoretical results but practical implementations. We critically and systematically examine the existing knowledge by analyzing the fundamental mechanics for each approach. Hence we are able to highlight advantages and limitations of proposed techniques, as well their interrelations, and bring insights into future developments of this area.
Security issues for traditional wireless networks have been considered as a very important research area, and have taken a considerable attention for several years due to the broadcast nature of the wireless medium, which makes attacks more likely to happen than in wireline systems. Most of the studies in this area focus on the security in the higher layers in the protocol stack via the use of cryptography and key management. The main idea of these security approaches is based on the limited computational power of the eavesdroppers. With the advent of the infrastructureless networks such as mobile ad hoc networks (MANETs), further challenges have appeared which make the nodes more vulnerable to attacks. Among these challenges are the absence of centralized hardware for security problems, the multihop routes that the transmitted information should follow, and the power-limited terminals [152]. Therefore, to cope with these limitations, physical layer security (or informationtheoretic security) has gained a considerable attention in the last few years. The goal of physical layer security is to allow the source to confidentially communicate with the legitimate destination, while the eavesdropper cannot interpret the source information, without any assumption for the eavesdropper nodes such as the computational power, or the available information. From an information-theoretic standpoint, the achieved source-destination confidential rate is called the achievable secrecy rate.
Due to the malicious attacks in wireless networks, physical layer security has attracted increasing concerns from both academia and industry. The research on physical layer security mainly focuses either on the secrecy capacity/achievable secrecy rate/capacity-equivocation region from the perspective of information theory, or on the security designs from the viewpoints of optimization and signal processing. Because of its importance in security designs, the latter research direction is surveyed in a comprehensive way in this paper. The survey begins with typical wiretap channel models to cover common scenarios and systems. The topics on physical-layer security designs are then summarized from resource allocation, beamforming/precoding, and antenna/node selection and cooperation. Based on the aforementioned schemes, the performance metrics and fundamental optimization problems are discussed, which are generally adopted in security designs. Thereafter, the state of the art of optimization approaches on each research topic of physical layer security is reviewed from four categories of optimization problems, such as secrecy rate maximization, secrecy outrage probability minimization, power consumption minimization, and secure energy efficiency maximization. Furthermore, the impacts of channel state information on optimization and design are discussed. Finally, the survey concludes with the observations on potential future directions and open challenges.
As wireless networking has a wide range of applications, its security is an issue of concern. Encryption is traditionally the main route to secure communications. Nevertheless, this security solution may be difficult to implement in some modern wireless networks, e.g., ad hoc and radio-frequency identification (RFID) networks which require large-scale organization and low computational complexity, respectively. An alternative approach is physical-layer security, which leverages the physical properties of radio channels to achieve reliable data transmission without the need of secret keys. Since this kind of security emerged from the information theoretical characterization of secrecy, there has been great interest in secrecy capacity of various wireless channels. This paper provides an overview of such capacity for a single user.