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IEEE Access

Joint Design of Adaptive Modulation and Precoding for Physical Layer Security in Visible Light Communications Using Reinforcement Learning

Duc M. T. Hoang, Thanh V. Pham, Anh T. Pham, Chuyen T. Nguyen

Published Jan 1, 2024• 13 citations
Publisher

Abstract

There has been an increasing interest in physical layer security (PLS), which, compared with conventional cryptography, offers a unique approach to guaranteeing information confidentiality against eavesdroppers. In this paper, we study a joint design of adaptive M-ary pulse amplitude modulation (PAM) and precoding, which aims to optimize wiretap visible-light channels’ secrecy capacity and bit error rate (BER) performances. The proposed design is motivated by higher-order modulation, which results in better secrecy capacity at the expense of a higher BER. On the other hand, a proper precoding design, which can manipulate the received signal quality at the legitimate user and the eavesdropper, can also enhance secrecy performance and influence the BER. A reward function that considers the secrecy capacity and the BERs of the legitimate user’s (Bob) and the eavesdropper’s (Eve) channels is introduced and maximized. Due to the non-linearity and complexity of the reward function, it is challenging to solve the optical design using classical optimization techniques. Therefore, reinforcement learning-based designs using Q-learning and Deep Q-learning are proposed to maximize the reward function. Simulation results verify that compared with the baseline designs, the proposed joint designs achieve better reward values while maintaining the BER of Bob’s channel (Eve’s channel) well below (above) the pre-FEC (forward error correction) BER threshold.

DOI
10.1109/access.2024.3412055

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Recent developments in visible light communications (VLC) have focused on enhancing its security and privacy. This paper studies the physical layer security in VLC networks with multiple users when there is a single wiretap eavesdropper. In particular, our aim is to design the optimal artificial noise (AN)-aided precoding scheme to improve the secrecy performance in terms of legitimate users and eavesdropper’s signal-to-interference-plus-noise ratios (SINRs). The purpose of our AN-aided precoding design is to ensure a fairness of the legitimate users’ SINRs while impairing the quality of eavesdropper’s channel as much as possible. Depending on the availability of the eavesdropper’s channel state information (CSI) at the transmitters, there are generally two design strategies. When the eavesdropper’s CSI is unknown to the transmitters (i.e., passive eavesdropper), the AN is constructed to be orthogonal to the users’ aggregate channel matrix. In case the eavesdropper’s CSI is available (i.e., active eavesdropper), the AN design strategy is to keep the SINR of the eavesdropper below a certain predefined threshold. Aside from the general design, we also study a specific design with the zero-forcing (ZF) technique and compare its performance with that of the general design. In both designs, numerical results show that significant gaps between users’ and eavesdropper’s SINR can always be achieved, thus guaranteeing a high secrecy performance. It is also observed that while the general design outperforms the ZF one in terms of the users’ SINRs, it does not result in lower eavesdropper’s SINRs compared to the ZF design, especially in the low transmit power region.

IEEE Access•Dec 24, 2018•32 citations
There has been an increasing interest in physical layer security (PLS), which, compared with conventional cryptography, offers a unique approach to guaranteeing information confidentiality against eavesdroppers. In this paper, we study a joint design of adaptive M-ary pulse amplitude modulation (PAM) and precoding, which aims to optimize wiretap visible-light channels’ secrecy capacity and bit error rate (BER) performances. The proposed design is motivated by higher-order modulation, which results in better secrecy capacity at the expense of a higher BER. On the other hand, a proper precoding design, which can manipulate the received signal quality at the legitimate user and the eavesdropper, can also enhance secrecy performance and influence the BER. A reward function that considers the secrecy capacity and the BERs of the legitimate user’s (Bob) and the eavesdropper’s (Eve) channels is introduced and maximized. Due to the non-linearity and complexity of the reward function, it is challenging to solve the optical design using classical optimization techniques. Therefore, reinforcement learning-based designs using Q-learning and Deep Q-learning are proposed to maximize the reward function. Simulation results verify that compared with the baseline designs, the proposed joint designs achieve better reward values while maintaining the BER of Bob’s channel (Eve’s channel) well below (above) the pre-FEC (forward error correction) BER threshold.
Physical layer security (PLS) offers a unique approach to protecting information confidentiality against eavesdropping by malicious users. This paper studies a joint design of adaptive M−ary pulse amplitude modulation (PAM) and precoding for performance improvement of PLS in visible light communications (VLC). It is known that higher-order modulation results in a better secrecy capacity at the expense of a higher bit-error rate (BER). On the other hand, a proper precoding design can also enhance secrecy performance. The proposed design, therefore, aims at the optimal PAM modulation order and precoder to maximize a utility function that takes into account the secrecy capacity and BERs of the legitimate user (Bob)’s and the eavesdropper (Eve)’s channel. Due to the lack of a closed-form expression for the utility function, a Q-learning-based design is proposed and evaluated. Compared to the non-adaptive approach under all different settings of Bob’s and Eve’s positions, simulation results verify that the proposed joint adaptive design achieves a good balance between the secrecy capacity and BER of Bob’s channel while maintaining a sufficiently high BER of Eve’s channel.
This paper studies a practical design of probabilistic constellation shaping (PCS) for enhancing the performance of physical layer security in visible light communications (VLC). In particular, we consider a wiretap VLC channel employing a probabilistically shapedM-ary pulse amplitude modulation (PAM) constellation. Considering the requirements for reliability of the legitimate user’s channel, flickering-free transmission, and symmetric constellation distribution, the optimal constellation distributions to maximize modulation-constrained secrecy capacity or the bit error rate (BER) of eavesdropper’s channel are investigated for both scenarios of known and unknown eavesdropper’s channel state information (CSI). To formulate the constraint on the channel reliability, tractable closed-form expressions for the upper bound and approximate BER ofM-ary PAM under an arbitrary symbol probability are derived. The design problem is shown to be non-convex due to the non-convex BER constraint. By proving that the upper bound BER is a concave function of the constellation distribution, a suboptimal solution based on the convex-concave procedure (CCCP) is presented. Our findings reveal that while the uniform signaling can only satisfy the BER constraint when the optical power is beyond a certain value, the proposed PCS design works in the entire region of the optical power. Some insights into the optimal constellation distribution with respect to the emitted optical power are also discussed.
We consider the physical layer security (PLS) of non-orthogonal multiple access (NOMA) enabled multiple-input multiple-output (MIMO) visible light communication systems in the presence of a passive eavesdropper (Eve). In order to disrupt the decoding process at Eve, we propose a novel precoding scheme reinforced with random constellation coding. Multiple legitimate users (Bobs) will be served simultaneously using NOMA. For the proposed precoder design, we exploit the slow-fading characteristics of the visible light channel so that the transmitted symbols are successfully decoded at Bob, while Eve suffers from very high bit error ratios (BERs) due to precoding-induced jamming. Via computer simulations, we show that Bob can successfully decode their own information in various user configurations and receiver diversities. It is also shown that the BER at Eve's side is increased to the 0.5-level for similar and the asymmetrical positioning of Bob with respect to the transmitter, thus PLS is ensured by the proposed preceding technique.
We consider the physical layer security (PLS) problem in multi-user non-orthogonal multiple access (NOMA) enabled multiple-input multiple-output (MIMO) visible light communication systems intercepted by a passive eavesdropper (Eve). We propose a novel transmit precoding scheme based on receive spatial modulation (RSM) to degrade the signal-to-interference-noise ratio (SINR) of Eve by exploiting only the slow-fading characteristics of the visible light channel of the legitimate users (Bobs). The proposed PLS precoder is reinforced with secret parameter exchange with Bobs and a CSI acquisition model is proposed to reduce the PLS algorithm's computational load substantially at the transmitter. The closed-form expressions for the achievable secrecy rates and their upper and lower bounds are derived. Via Monte Carlo simulations, we confirm that Bobs can successfully decode their information in various user configurations while Eve's received SINR is significantly worsened by the jamming signal induced by the proposed precoder with secret key exchange. It is also shown that Eve's bit error rate (BER) is increased to the 0.5-level for almost any position in the considered indoor environment. Finally, we corroborate the derived secrecy expressions by computer simulations and show that the proposed scheme provides PLS for Bobs.
Optical wireless communications (OWC) and its potential to solve physical layer security (PLS) issues are becoming important research areas in 6G communications systems. In this paper, an overview of PLS in visible light communications (VLC), is presented. Then, two new PLS techniques based on generalized space shift keying (GSSK) modulation with spatial constellation design (SCD) and non-orthogonal multiple access (NOMA) cooperative relaying are introduced. In the first technique, the PLS of the system is enhanced by the appropriate selection of a precoding matrix for randomly activated light emitting diodes (LEDs). With the aid of a legitimate user's (Bob's) channel state information (CSI) at the transmitter (CSIT), the bit error ratio (BER) of Bob is minimized while the BER performance of the potential eavesdroppers (Eves) is significantly degraded. In the second technique, superposition coding with uniform signaling is used at the transmitter and relays. The design of secure beamforming vectors at the relay nodes along with NOMA techniques is used to enhance PLS in a VLC system. Insights gained from the improved security levels of the proposed techniques are used to discuss how PLS can be further improved in future generation communication systems by using VLC.
Recent developments in visible light communications (VLC) have focused on enhancing its security and privacy. This paper studies the physical layer security in VLC networks with multiple users when there is a single wiretap eavesdropper. In particular, our aim is to design the optimal artificial noise (AN)-aided precoding scheme to improve the secrecy performance in terms of legitimate users and eavesdropper’s signal-to-interference-plus-noise ratios (SINRs). The purpose of our AN-aided precoding design is to ensure a fairness of the legitimate users’ SINRs while impairing the quality of eavesdropper’s channel as much as possible. Depending on the availability of the eavesdropper’s channel state information (CSI) at the transmitters, there are generally two design strategies. When the eavesdropper’s CSI is unknown to the transmitters (i.e., passive eavesdropper), the AN is constructed to be orthogonal to the users’ aggregate channel matrix. In case the eavesdropper’s CSI is available (i.e., active eavesdropper), the AN design strategy is to keep the SINR of the eavesdropper below a certain predefined threshold. Aside from the general design, we also study a specific design with the zero-forcing (ZF) technique and compare its performance with that of the general design. In both designs, numerical results show that significant gaps between users’ and eavesdropper’s SINR can always be achieved, thus guaranteeing a high secrecy performance. It is also observed that while the general design outperforms the ZF one in terms of the users’ SINRs, it does not result in lower eavesdropper’s SINRs compared to the ZF design, especially in the low transmit power region.