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Physical review. B./Physical review. B

Fast corrections to the generalized Kadanoff-Baym ansatz

Anděla Kalvová, Václav Špička, Bedřich Velicky´, P. Lipavský

Published Apr 8, 2024• 7 citations
Publisher

Abstract

A quantum kinetic equation for the density matrix is derived from nonequilibrium Green functions using the generalized Kadanoff-Baym ansatz and corrections beyond. The Markovian reconstruction of the Green function and the quasistationary approximation are used to approximate the corrections, making their implementation in numerical simulations faster. On electron tunneling under conditions when the prediction of the uncorrected kinetic equation seriously departs from the exact solution, we show that the corrections reduce the error by an order of magnitude.

DOI
10.1103/physrevb.109.134306

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A quantum kinetic equation for the density matrix is derived from nonequilibrium Green functions using the generalized Kadanoff-Baym ansatz and corrections beyond. The Markovian reconstruction of the Green function and the quasistationary approximation are used to approximate the corrections, making their implementation in numerical simulations faster. On electron tunneling under conditions when the prediction of the uncorrected kinetic equation seriously departs from the exact solution, we show that the corrections reduce the error by an order of magnitude.
Abstract An approximation of the Green function based on the Generalized Kadanoff–Baym Ansatz and its correction is tested on the electron tunneling through a single atom, incorporating the on-site second-order Born interaction. Time evolution resulting from the corresponding kinetic equation for the density matrix is compared with the direct solution of the non-equilibrium Green functions. It is demonstrated that the short-time nature of corrections beyond the Generalized Kadanoff–Baym Ansatz enables their effective numerical approximation. Graphical abstract
The nonequilibrium description of quantum systems requires, for more than two or three particles, the use of a reduced description to be numerically tractable. Two possible approaches are based on either reduced density matrices or nonequilibrium Green functions (NEGF). Both concepts are formulated in terms of hierarchies of coupled equations—the Bogoliubov-Born-Green-Kirkwood-Yvon (BBGKY) hierarchy for the reduced density operators and the Martin-Schwinger-hierarchy (MS) for the Green functions, respectively. In both cases, similar approximations are introduced to decouple the hierarchy, yet still many questions regarding the correspondence of both approaches remain open. Here we analyze this correspondence by studying the generalized Kadanoff–Baym ansatz (GKBA) that reduces the NEGF to a single-time theory. Starting from the BBGKY-hierarchy we present the approximations that are necessary to recover the GKBA result both, with Hartree-Fock propagators (HF-GKBA) and propagators in second Born approximation. To test the quality of the HF-GKBA, we study the dynamics of a 4-electron Hubbard nanocluster starting from a strong nonequilibrium initial state and compare to exact results and the Wang-Cassing approximation to the BBGKY hierarchy presented recently by Akbari et al. [1].
In the non-equilibrium Green function calculations, the use of the generalized Kadanoff–Baym ansatz (GKBA) allows for a simple approximate reconstruction of the two-time Green function from its time-diagonal value. With this, a drastic reduction of the computational needs is achieved in time-dependent calculations, making longer time propagation possible and more complex systems accessible. This paper gives credit to the GKBA that was introduced 25 years ago. After a detailed derivation of the GKBA, we recall its application to homogeneous systems and show how to extend it to strongly correlated, inhomogeneous systems. As a proof of concept, we present the results for a two-electron quantum well, where the correct treatment of the correlated electron dynamics is crucial for a correct description of the equilibrium and dynamic properties.
A systematic and unambiguous method of deriving generalized transport equations, i.e., equations for distribution functions having a single-time structure, on the basis of the nonequilibrium Green function is obtained, if the common Kadanoff-Baym (KB) ansatz is replaced by a modification which we call the generalized KB ansatz. This new ansatz is fully consistent with the dynamical structure of the theory and is independent of any specific representation. The resulting equations appear to be the zeroth-order approximation of a systematic expansion in terms of the collision duration. In the case of the electron transport in a strong homogeneous electric field, the generalized ansatz is shown to be in agreement with the superoperator methods, whereas the KB ansatz is known to fail in this case.
A recently developed method [Semkat et al., Phys. Rev. E 59, 1557 (1999); Kremp et al., in Progress in Nonequilibrium Green’s Functions (World Scientific, Singapore, 2000), p. 34] for incorporating initial binary correlations into the Kadanoff–Baym equations (KBE) is used to derive a generalized T-matrix approximation for the self-energies. It is shown that the T-matrix obtains additional contributions arising from initial correlations. Using these results and taking the time-diagonal limit of the KBE, a generalized quantum kinetic equation in binary collision approximation is derived. This equation is a far-reaching generalization of Boltzmann-type kinetic equations: It self-consistently includes memory effects (retardation, off-shell T-matrices) as well as many-particle effects (damping, in-medium T-matrices) and spin-statistics effects (Pauli-blocking).
The generalized Kadanoff-Baym ansatz (GKBA) is an approximation to the Kadanoff-Baym equations (KBEs) that neglects certain memory effects that contribute to the Green's function at nonequal times. Here we present arguments and numerical results to demonstrate the practical insignificance of the quantities neglected when deriving the GKBA at conditions at which KBE and GKBA are appropriate. We provide a mathematical proof that places a scaling bound on the neglected terms, further reinforcing that these terms are typically small in comparison to terms that are kept in the GKBA. We perform calculations in a range of models, including different system sizes and filling fractions, as well as experimentally relevant nonequilibrium excitations. We find that both the GKBA and KBE capture the dynamics of interacting systems with moderate and even strong interactions well. We explicitly compute terms neglected in the GKBA approximation and show, in the scenarios tested here, that they are orders of magnitude smaller than the terms that are accounted for, i.e., they offer only a small correction when included in the full KBEs.