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Philosophical Transactions of the Royal Society A Mathematical Physical and Engineering Sciences

‘The agency of observation not to be neglected’: complementarity, causality and the arrow of events in quantum and quantum-like theories

Arkady Plotnitsky

Published Aug 13, 2023• 6 citations
Publisher

Abstract

The argument of this article is grounded in the irreducible interference of observational instruments in our interactions with nature in quantum physics and, thus, in the constitution of quantum phenomena versus classical physics, where this interference can, in principle, be disregarded. The irreducible character of this interference was seen by N. Bohr as the principal distinction between classical and quantum physics and grounded his interpretation of quantum phenomena and quantum theory. Bohr saw complementarity as a generalization of the classical ideal of causality, which defined classical physics and relativity. While intimated by Bohr, the relationships among observational technology, complementarity, causality and the arrow of events (a new concept that replaces the arrow of time commonly used in this context) were not addressed by him either. The article introduces another new concept, that of quantum causality, as a form of probabilistic causality. The argument of the article is based on a particular interpretation of quantum phenomena and quantum theory, defined by the concept of 'reality without realism (RWR)'. This interpretation follows Bohr's interpretation but contains certain additional features, in particular the Dirac postulate. The article also considers quantum-like (Q-L) theories (based in the mathematics of QM) from the perspective it develops. This article is part of the theme issue 'Thermodynamics 2.0: Bridging the natural and social sciences (Part 2)'.

DOI
10.1098/rsta.2022.0295

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The argument of this article is grounded in the irreducible interference of observational instruments in our interactions with nature in quantum physics and, thus, in the constitution of quantum phenomena versus classical physics, where this interference can, in principle, be disregarded. The irreducible character of this interference was seen by N. Bohr as the principal distinction between classical and quantum physics and grounded his interpretation of quantum phenomena and quantum theory. Bohr saw complementarity as a generalization of the classical ideal of causality, which defined classical physics and relativity. While intimated by Bohr, the relationships among observational technology, complementarity, causality and the arrow of events (a new concept that replaces the arrow of time commonly used in this context) were not addressed by him either. The article introduces another new concept, that of quantum causality, as a form of probabilistic causality. The argument of the article is based on a particular interpretation of quantum phenomena and quantum theory, defined by the concept of 'reality without realism (RWR)'. This interpretation follows Bohr's interpretation but contains certain additional features, in particular the Dirac postulate. The article also considers quantum-like (Q-L) theories (based in the mathematics of QM) from the perspective it develops. This article is part of the theme issue 'Thermodynamics 2.0: Bridging the natural and social sciences (Part 2)'.
This article reconsiders the concept of physical reality in quantum theory and the concept of quantum measurement, following Bohr, whose analysis of quantum measurement led him to his concept of a (quantum) "phenomenon," referring to "the observations obtained under the specified circumstances," in the interaction between quantum objects and measuring instruments. This situation makes the terms "observation" and "measurement," as conventionally understood, inapplicable. These terms are remnants of classical physics or still earlier history, from which classical physics inherited it. As defined here, a quantum measurement does not measure any preexisting property of the ultimate constitution of the reality responsible for quantum phenomena. An act of measurement establishes a quantum phenomenon by an interaction between the instrument and the quantum object or in the present view the ultimate constitution of the reality responsible for quantum phenomena and, at the time of measurement, also quantum objects. In the view advanced in this article, in contrast to that of Bohr, quantum objects, such as electrons or photons, are assumed to exist only at the time of measurement and not independently, a view that redefines the concept of quantum object as well. This redefinition becomes especially important in high-energy quantum regimes and quantum field theory and allows this article to define a new concept of quantum field. The article also considers, now following Bohr, the quantum measurement as the entanglement between quantum objects and measurement instruments. The argument of the article is grounded in the concept "reality without realism" (RWR), as underlying quantum measurement thus understood, and the view, the RWR view, of quantum theory defined by this concept. The RWR view places a stratum of physical reality thus designated, here the reality ultimately responsible for quantum phenomena, beyond representation or knowledge, or even conception, and defines the corresponding set of interpretations quantum mechanics or quantum field theory, such as the one assumed in this article, in which, again, not only quantum phenomena but also quantum objects are (idealizations) defined by measurement. As such, the article also offers a broadly conceived response to J. Bell's argument "against 'measurement'".
This article explores Bohr's argument, advanced under the heading of 'complementarity,' concerning quantum phenomena and quantum mechanics, and its physical and philosophical implications.In Bohr, the term complementarity designates both a particular concept and an overall interpretation of quantum phenomena and quantum mechanics, in part grounded in this concept.While the argument of this article is primarily philosophical, it will also address, historically, the development and transformations of Bohr's thinking, under the impact of the development of quantum theory and Bohr's confrontation with Einstein, especially their exchange concerning the EPR experiment, proposed by Einstein, Podolsky and Rosen in 1935.Bohr's interpretation was progressively characterized by a more radical epistemology, in its ultimate form, which was developed in the 1930s and with which I shall be especially concerned here, defined by his new concepts of phenomenon and atomicity.According to this epistemology, quantum objects are seen as indescribable and possibly even as inconceivable, and as manifesting their existence only in the effects of their interactions with measuring instruments upon those instruments, effects that define phenomena in Bohr's sense.The absence of causality is an automatic consequence of this epistemology.I shall also consider how probability and statistics work under these epistemological conditions.
In several recent communications (Khrennikov 2019a, b, c, 2020a, b), A. Khrennikov argued for "eliminating the issue of quantum nonlocality" from the analysis of quantum entanglement and quantum phenomena in general. He proposed to differentiate quantum and classical phenomena and entanglement not by their respective nonlocality and locality, as is common, but by the discreteness of quantum phenomena vs. the continuity of classical phenomena, supplemented by Bohr's complementarity in the case of quantum phenomena. As I argue here, however, the question may not be that of "eliminating the issue of quantum nonlocality" but instead of illuminating this issue, a task that can, I also argue, be pursued by relating quantum nonlocality to other key features of quantum phenomena. I suggest that the following features of quantum phenomena and quantum mechanics, distinguishing them from classical phenomena and classical physics--(1) the irreducible role of measuring instruments in defining quantum phenomena; (2) discreteness; (3) complementarity; (4) entanglement; (5) quantum nonlocality; and (6) the irreducibly probabilistic nature of quantum predictions--are all interconnected in defining quantum phenomena and distinguishing them from classical ones, so that it is difficult to give an unconditional priority to any one of them. To argue this case, I consider quantum phenomena and quantum mechanics from a nonrealist or, in terms adopted here, "reality-without-realism" (RWR) perspective. This perspective extends and gives new dimensions to Bohr's view, grounded in his analysis of the irreducible tole of measuring instruments in the constitution of quantum phenomena, with quantum measurement defined by the entanglements between the quantum object under investigation and the instrument used.
This article considers a rarely discussed aspect, the no-cloning principle or postulate, recast as the uniqueness postulate, of the mathematical modeling known as quantum-like, Q-L, modeling (vs. classical-like, C-L, modeling, based in the mathematics adopted from classical physics) and the corresponding Q-L theories beyond physics. The principle is a transfer of the no-cloning principle (arising from the no-cloning theorem) in quantum mechanics (QM) to Q-L theories. My interest in this principle, to be related to several other key features of QM and Q-L theories, such as the irreducible role of observation, complementarity, and probabilistic causality, is connected to a more general question: What are the ontological and epistemological reasons for using Q-L models vs. C-L ones? I shall argue that adopting the uniqueness postulate is justified in Q-L theories and adds an important new motivation for doing so and a new venue for considering this question. In order to properly ground this argument, the article also offers a discussion along similar lines of QM, providing a new angle on Bohr's concept of complementarity via the uniqueness postulate.
This article reconsiders the double-slit experiment by establishing a new type of relationship between it and the concept of entanglement. While the role of entanglement in the double-slit experiment has been considered, this particular relationship appears to have been missed in preceding discussions of the experiment, even by Bohr, who extensively used it to support his argument concerning quantum physics. The main reason for this relationship is the different roles of the diaphragm with slits in two setups, S1 and S2, defining the double-slit experiment as a quantum experiment. In S1, in each individual run of the experiment one can in principle (even if not actually) know throughout which slit the quantum object considered has passed; in S2 this knowledge is in principle impossible, which impossibility is coextensive with the appearance of the interference pattern, once a sufficient number of individual runs of the experiment have taken place. The article offers the following argument based on two new concepts, an "experimentally quantum object" and an "ontologically quantum object." In S1 the diaphragm can be treated as part of an observational arrangement and thus considered as a classical object, while the object passing through one or the other slit is considered as an "ontologically quantum object," defined as an object necessary to establish a quantum phenomenon. By contrast, in S2, the diaphragm can, via the concept of Heisenberg-von-Neumann cut, be treated as an "experimentally quantum object," defined as an object treatable by quantum theory, even while possibly being an ontologically classical object. This interaction is not an observation but a quantum entanglement between these two quantum objects, one ontologically and one experimentally quantum. This argument is grounded in a particular interpretation of quantum phenomena and quantum theory, which belongs to the class of interpretations designated here as "reality without realism" (RWR) interpretations. The article also argues that wave-particle complementarity, with which the concept of complementarity is often associated, plays little, if any, role in quantum physics, or in Bohr's thinking, and may be misleading in considering the double-slit experiment, often explained by using this complementarity.
Causality has never gained the status of a 'law' or 'principle' in physics. Some recent literature has even popularized the false idea that causality is a notion that should be banned from theory. Such misconception relies on an alleged universality of the reversibility of the laws of physics, based either on the determinism of classical theory, or on the multiverse interpretation of quantum theory, in both cases motivated by mere interpretational requirements for realism of the theory. Here, I will show that a properly defined unambiguous notion of causality is a theorem of quantum theory, which is also a falsifiable proposition of the theory. Such a notion of causality appeared in the literature within the framework of operational probabilistic theories. It is a genuinely theoretical notion, corresponding to establishing a definite partial order among events, in the same way as we do by using the future causal cone on Minkowski space. The notion of causality is logically completely independent of the misidentified concept of 'determinism', and, being a consequence of quantum theory, is ubiquitous in physics. In addition, as classical theory can be regarded as a restriction of quantum theory, causality holds also in the classical case, although the determinism of the theory trivializes it. I then conclude by arguing that causality naturally establishes an arrow of time. This implies that the scenario of the 'block Universe' and the connected 'past hypothesis' are incompatible with causality, and thus with quantum theory: they are both doomed to remain mere interpretations and, as such, are not falsifiable, similar to the hypothesis of 'super-determinism'.This article is part of a discussion meeting issue 'Foundations of quantum mechanics and their impact on contemporary society'.