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EPJ Quantum Technology

Impact of transmitter imbalances on the security of continuous variables quantum key distribution

Daniel Pereira, Margarida Almeida, Armando N. Pinto, Nuno A. Silva

Published Jun 14, 2023• 5 citations
Publisher

Abstract

Abstract Continuous-variable quantum key distribution (CV-QKD) provides a theoretical unconditionally secure solution to distribute symmetric keys among users in a communication network. However, the practical devices used to implement these systems are intrinsically imperfect, and, as a result, open the door to eavesdropper attacks. In this work, we study the impact of transmitter stage imperfections on the performance and security of a Discrete Modulated (DM) CV-QKD system using M-symbol Quadrature Amplitude Modulation (M-QAM) and Amplitude and Phase Shift Keying (M-APSK) coupled with Probabilistic Constellation Shaping (PCS). Assuming two different modulation stage topologies, we first deform the constellations and then evaluate the secure key rate achievable with the deformed constellation. The presented results show that, due to the erroneously estimated channel parameters, non-monitored imbalances greatly reduce the system's performance, with situations where Bob and Alice estimate that no secure bits can be obtained while the real value of the key rate is still positive. Our results show the importance of monitoring these constellation imbalances and show that the optimal constellation may vary depending on the degree of device imperfection.

DOI
10.1140/epjqt/s40507-023-00176-z

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Abstract Continuous-variable quantum key distribution (CV-QKD) provides a theoretical unconditionally secure solution to distribute symmetric keys among users in a communication network. However, the practical devices used to implement these systems are intrinsically imperfect, and, as a result, open the door to eavesdropper attacks. In this work, we study the impact of transmitter stage imperfections on the performance and security of a Discrete Modulated (DM) CV-QKD system using M-symbol Quadrature Amplitude Modulation (M-QAM) and Amplitude and Phase Shift Keying (M-APSK) coupled with Probabilistic Constellation Shaping (PCS). Assuming two different modulation stage topologies, we first deform the constellations and then evaluate the secure key rate achievable with the deformed constellation. The presented results show that, due to the erroneously estimated channel parameters, non-monitored imbalances greatly reduce the system's performance, with situations where Bob and Alice estimate that no secure bits can be obtained while the real value of the key rate is still positive. Our results show the importance of monitoring these constellation imbalances and show that the optimal constellation may vary depending on the degree of device imperfection.
Abstract Continuous-variable quantum key distribution (CV-QKD) provides a theoretical unconditionally secure solution to distribute symmetric keys among users in a communication network. However, the practical devices used to implement these systems are intrinsically imperfect, and, as a result, open the door to eavesdropper attacks. In this work, we show the impact of receiver device imperfections on the estimated channel parameters, performance and security of a CV-QKD system. The presented results show that, due to the erroneously estimated channel parameters, non-monitored imbalances can pose a security risk or even reduce the system’s performance. Our results show the importance of monitoring these imbalances and hint at the possibility of compensating for some receiver imbalances by tuning other components.
Continuous Variables Quantum Key Distribution (CV-QKD) tackles the problem of the generation and distribution of cryptographic keys without assuming any computational limitations while employing standard telecom equipment. Gaussian Modulation (GM) theoretically maximizes the information a CV-QKD system is capable of transmitting while exhibiting a higher resistance to excess channel noise. However, GM-CV-QKD protocols put an extreme burden on the transmitter’s random number source and tend to be more susceptible to imperfect state preparation. Due to these difficulties, most experimental implementations of CV-QKD have used Discrete Modulation (DM). The closer the DM constellation approaches a GM one, the closer the theoretical performance of the associated system will be to the optimum value. To achieve this, high-cardinality constellations, coupled with probabilistic shaping, can be explored. However, choosing a too complex constellation will cause the modulation stage imperfections to again become apparent. Thus, the choice of the constellation format is not direct and is of high importance. In this work we present a methodology to determine the optimum constellation for a given DM-CV-QKD system, taking into account the limitations of the modulation stage, choosing from a variety of M-QAM and M-APSK constellations coupled with probabilistic shaping. Our obtained methodology will allow for the optimum modulation format for each specific system to be selected.
Continuous variable measurement-device-independent quantum key distribution (CV-MDI-QKD) removes all known or unknown side-channel attacks on detectors. However, it is difficult to fully implement assumptions in the security demonstration model, which leads to potential security vulnerabilities inevitably existing in the practical system. In this paper, we explore the impact of imbalanced modulation at transmitters on the security of the CV-MDI-QKD system mainly using a coherent state and squeezed state under symmetric and asymmetric distances. Assuming two different modulation topologies of senders, we propose a generalized theoretical scheme and evaluate the key parameter achievable of the protocol with the mechanism of imbalanced modulation. The presented results show that imbalanced modulation can achieve a relatively nonlinearly higher secret key rate and transmission distances than the previous protocol which is the balanced modulation variance used by transmitters. The advantage of imbalanced modulation is demonstrated for the system key parameter estimation using numerical simulation under different situations. In addition, the consequences indicate the importance of imbalanced modulation on the performance of CV-MDI-QKD protocol and provide a theoretical framework for experimental implementation as well as the optimal modulated mode.
In this work we study the performance of M-symbol (M-)Amplitude and Phase Shift Keying (APSK) constellations for Continuous-Variable Quantum Key Distribution systems. Despite the gap still observed between the performance of higher order regular M-APSK constellations with binomial distribution for probabilistic shaping and the optimal performance of Gaussian Modulation, regular 128-APSK’s performance is better than irregular 256-APSK’s and almost the same as for regular 256-APSK. Moreover, higher-order regular M-APSK is secure for longer distances and higher values of mean number of photons per symbol, and is more resistant to excess noise.
Continuous-variable measure-device-independent quantum key distribution (CV-MDI QKD) is proposed to remove all imperfections originating from detection. However, there are still some inevitable imperfections in a practical CV-MDI QKD system. For example, there is a fluctuating channel transmittance in the complex communication environments. Here we investigate the security of the system under the effects of the fluctuating channel transmittance, where the transmittance is regarded as a fixed value related to communication distance in theory. We first discuss the parameter estimation in fluctuating channel transmittance based on these establishing of channel models, which has an obvious deviation compared with the estimated parameters in the ideal case. Then, we show the evaluated results when the channel transmittance respectively obeys the two-point distribution and the uniform distribution. In particular, the two distributions can be easily realized under the manipulation of eavesdroppers. Finally, we analyze the secret key rate of the system when the channel transmittance obeys the above distributions. The simulation analysis indicates that a slight fluctuation of the channel transmittance may seriously reduce the performance of the system, especially in the extreme asymmetric case. Furthermore, the communication between Alice, Bob and Charlie may be immediately interrupted. Therefore, eavesdroppers can manipulate the channel transmittance to complete a denial-of-service attack in a practical CV-MDI QKD system. To resist this attack, the Gaussian post-selection method can be exploited to calibrate the parameter estimation to reduce the deterioration of performance of the system.
Quantum key distribution (QKD) systems based on the modulation of weak-coherent states and homodyne detection has attracted much attention over last years due to its compatibility with existing telecom equipment. The coherent state required by most of the practical protocols for continuous-variable QKD can be produced in practice using a typical laser source followed by standard phase and amplitude optical modulators. On the other hand, the homodyne detector used to measure the quadratures of the modulated light field can be implemented with high-efficient PIN photodiodes. Moreover, in continuous-variable QKD systems the security of the secret key depends on the precise estimation by Bob of the loss and excess noise of the quantum channel. In this work we discuss the impact of imperfect state preparation by Alice and the role of homodyne detector imbalance on the performance of a continuous-variable QKD system. More specifically, we will consider that Alice phase and amplitude modulators are not ideal suffering from incorrect modulation calibration and optical imbalance, and that the positive and negative currents of Bob homodyne detector are not completely canceled due to a non-ideal beam-splitter and due to different quantum efficiencies of its two photodiodes.