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CV-QKD Security Limits Using Higher-Order Probabilistic Shaped Regular M-APSK Constellations

Margarida Almeida, Daniel Pereira, Nelson Jesus Muga, M. Facão, Armando N. Pinto, Nuno A. Silva

Published May 23, 2022• 2 citations
Publisher

Abstract

In this work we study the performance of M-symbol (M-)Amplitude and Phase Shift Keying (APSK) constellations for Continuous-Variable Quantum Key Distribution systems. Despite the gap still observed between the performance of higher order regular M-APSK constellations with binomial distribution for probabilistic shaping and the optimal performance of Gaussian Modulation, regular 128-APSK’s performance is better than irregular 256-APSK’s and almost the same as for regular 256-APSK. Moreover, higher-order regular M-APSK is secure for longer distances and higher values of mean number of photons per symbol, and is more resistant to excess noise.

DOI
10.5753/wquantum.2022.223560

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In this work we study the performance of M-symbol (M-)Amplitude and Phase Shift Keying (APSK) constellations for Continuous-Variable Quantum Key Distribution systems. Despite the gap still observed between the performance of higher order regular M-APSK constellations with binomial distribution for probabilistic shaping and the optimal performance of Gaussian Modulation, regular 128-APSK’s performance is better than irregular 256-APSK’s and almost the same as for regular 256-APSK. Moreover, higher-order regular M-APSK is secure for longer distances and higher values of mean number of photons per symbol, and is more resistant to excess noise.
Continuous variable quantum key distribution (CV-QKD) allows the distribution of symmetric keys in a secure manner. CV-QKD systems can extract keys at its maximum rate when using Gaussian modulation (GM). Nonetheless, GM demands high-capacity random number sources and tends to be very hard to approach in practice. To circumvent these disadvantages, higher-order probabilistic -shaped discrete modulation (DM) can be used. State-of-the-art works compute the key rates of DM-CV-QKD systems considering a fixed value for the reconciliation efficiency and do not take into account the frame error rate (FER) of the system, thus over or under estimating the key rates. In this work, we study the security bounds of CV-QKD systems considering probabilistic shaped DM formats with 256-symbols in the finite-size regime. This accounting for the true value of the reconciliation efficiency, and the FER of the information reconciliation step. Both conventional and hexagonal 256-quadrature amplitude modulation (QAM) constellations yield higher key rates than 256-amplitude and phase shift keying (APSK) constellations, with 256-QAM constellations being indistinguishable in performance with GM for high transmission distances. Minimum signal-to-noise ratio (SNR) values were fixed from a FER analysis through a CV-QKD simulation allowing for key extraction considering different FER levels. Lower FER values are associated with higher SNRs in the system and thus lower achievable transmission distances. Nonetheless, the FER maximizing the extraction key rate is not null. Our results show that the extraction key rate is maximized by SNR adjustment which should have in account both the reconciliation efficiency and the FER.
Discrete modulation continuous variable quantum key distribution (DM-CV-QKD) is highly considered in real implementations to avoid the complexity of Gaussian modulation (GM), which is optimum in terms of the key rate. DM-CV-QKD systems usually consider M-symbol phase shift keying (M-PSK) constellations. However, this type of constellation cannot reach transmission distances and key rates as high as GM, limiting the practical implementation of CV-QKD systems. Here, by considering M-symbol amplitude and phase shift keying (M-APSK) constellations, we can approximate GM. Indeed, considering finite-size effects, 4 ring 64-APSK can reach 52.0 km, only 7.2 km less than GM and 282% the maximum achievable transmission distance for 8-PSK.
Abstract Continuous-variable quantum key distribution (CV-QKD) provides a theoretical unconditionally secure solution to distribute symmetric keys among users in a communication network. However, the practical devices used to implement these systems are intrinsically imperfect, and, as a result, open the door to eavesdropper attacks. In this work, we study the impact of transmitter stage imperfections on the performance and security of a Discrete Modulated (DM) CV-QKD system using M-symbol Quadrature Amplitude Modulation (M-QAM) and Amplitude and Phase Shift Keying (M-APSK) coupled with Probabilistic Constellation Shaping (PCS). Assuming two different modulation stage topologies, we first deform the constellations and then evaluate the secure key rate achievable with the deformed constellation. The presented results show that, due to the erroneously estimated channel parameters, non-monitored imbalances greatly reduce the system's performance, with situations where Bob and Alice estimate that no secure bits can be obtained while the real value of the key rate is still positive. Our results show the importance of monitoring these constellation imbalances and show that the optimal constellation may vary depending on the degree of device imperfection.
This paper proposes a multi ring M-APSK constellation optimization method for discrete-modulated continuous variable quantum key distribution. Unlike conventional APSK structures with fixed ring spacing and predefined ring probabilities, the proposed method optimizes the ring radius ratio and ring probability to improve the finite-size secret key rate. A method based on the Gram matrix is used to calculate the nonzero spectrum of the average state τττ, and fidelity is used to compare the optimized discrete average state with the Gaussian average state. The results show that the proposed structure extends the maximum transmission distance of 16-APSK by approximately 15% compared with the conventional binomial APSK structure. The optimization gain is larger for small size APSK constellations, where the average state has a larger structural gap from Gaussian modulation.
Continuous Variables Quantum Key Distribution (CV-QKD) tackles the problem of the generation and distribution of cryptographic keys without assuming any computational limitations while employing standard telecom equipment. Gaussian Modulation (GM) theoretically maximizes the information a CV-QKD system is capable of transmitting while exhibiting a higher resistance to excess channel noise. However, GM-CV-QKD protocols put an extreme burden on the transmitter’s random number source and tend to be more susceptible to imperfect state preparation. Due to these difficulties, most experimental implementations of CV-QKD have used Discrete Modulation (DM). The closer the DM constellation approaches a GM one, the closer the theoretical performance of the associated system will be to the optimum value. To achieve this, high-cardinality constellations, coupled with probabilistic shaping, can be explored. However, choosing a too complex constellation will cause the modulation stage imperfections to again become apparent. Thus, the choice of the constellation format is not direct and is of high importance. In this work we present a methodology to determine the optimum constellation for a given DM-CV-QKD system, taking into account the limitations of the modulation stage, choosing from a variety of M-QAM and M-APSK constellations coupled with probabilistic shaping. Our obtained methodology will allow for the optimum modulation format for each specific system to be selected.
A continuous-variable quantum key distribution (CVQKD) can be realized over the seawater channel, but the transmission of quantum signals in seawater media exhibits significant attenuation effects. Therefore, we propose an N-symbol amplitude and phase shift keying (N-APSK) modulation scheme to enhance the transmission performance of the CVQKD over the seawater channel. Specifically, an optimal N-APSK modulation scheme is designed based on the principle of maximizing the minimum Euclidean distance (MED). The simulation results show that the CVQKD protocol based on N-APSK modulation achieves a longer transmission distance over the seawater channel compared to the Gaussian modulation protocol. Additionally, increasing the value of N simultaneously expands the number of rings in the constellation diagram, further enhancing the communication distance. This study transfers modulation methods from the field of classical communications to the field of quantum communications, achieving a substantial improvement in communication distance and thereby promoting the integration of quantum communications and classical communications.