Scanning tunneling microscopy is introduced as an analytic tool for characterizing nanostructures and dynamics on the nanoscale. To analyze the underlying tunneling phenomenon, the Schrödinger equation is solved for a particle confined between finite potential energy steps. For a single potential energy well, the proper solutions to the Schrödinger equation are similar to those of a particle in an infinite box, except for the emerging “tails” of the stationary wave functions in the “classically forbidden” regions of the external confining potentials. For a symmetric double well potential, wave function penetration of the stationary solutions manifests in their even distribution among the wells. An attempt to localize the particle in one of them would lead to periodic oscillations between the wells, as if the particle can “tunnel” under the separating energy barrier. The wave function penetration and tunneling phenomena are discussed also in relation to energy band formation in periodic lattices.
Scanning tunneling microscopy is introduced as an analytic tool for characterizing nanostructures and dynamics on the nanoscale. To analyze the underlying tunneling phenomenon, the Schrödinger equation is solved for a particle confined between finite potential energy steps. For a single potential energy well, the proper solutions to the Schrödinger equation are similar to those of a particle in an infinite box, except for the emerging “tails” of the stationary wave functions in the “classically forbidden” regions of the external confining potentials. For a symmetric double well potential, wave function penetration of the stationary solutions manifests in their even distribution among the wells. An attempt to localize the particle in one of them would lead to periodic oscillations between the wells, as if the particle can “tunnel” under the separating energy barrier. The wave function penetration and tunneling phenomena are discussed also in relation to energy band formation in periodic lattices.
The wave nature of particles plays an important role in their physical properties that, for example, particles confined into a small bounded area can have only particular discrete energies. This chapter explains how to solve the time-independent Schrodinger equation. It considers four cases of a one-dimensional motion of particles confined in potentials rapidly changing with x : infinite potential quantum well; a potential step; square-well potential; and tunneling through a potential barrier. The chapter helps to learn the characteristic properties of solutions to this equation. It shows the differences between the predictions of quantum mechanics and classical physics. Quantum tunneling is important in the understanding of a number of physical phenomena such as thermonuclear reactions and conduction in metals and semiconductors. The most advanced application of quantum tunneling is the scanning tunneling microscope. The details of the calculations are left for the readers as a tutorial problem.
The Schrödinger equation assumes that a particle behaves as a wave and yields a solution in terms of wave function and the energy of the particle under consideration. Once the wave function is known, then everything about the particle can be deduced from the wave function. This chapter covers the development of the Schrödinger wave equation and its applications to one-dimensional systems. Time-dependent and time-independent Schrödinger equations, bound and scattering states, probability density, probability current and expectation values, the solution of the time-independent 1D-Schrödinger equation for a free particle, infinite as well as finite potential wells, potential steps, and the finite potential barrier are discussed in detail in the chapter. The phenomenon of tunneling, relevance and the importance of the free particle, potential wells and potential barriers to contemporary fields of physics and chemistry, periodic solids and their band structures, the Kronig-Penney model, confined states in quantum wells, and wires and dots are other topics presented in innovative manners in the chapter. The importance of the topics presented here is demonstrated through carefully chosen solved examples and unsolved exercises from contemporary fields of sciences.
Since the early days of quantum mechanics, tunneling has been recognized as one of the hallmarks of the wave character of microscopic physics. The possibility of a quantum particle to penetrate an energetic barrier represents certainly one of the most spectacular implications of quantum theory and has led to various applications in nuclear, atomic, and molecular physics as well as in mesoscopic science. Typical scenarios in which tunneling manifests are the escape route of a quantum particle from a quasibounded region, the transition between two or more symmetry-related, but classically disconnected wells (which we shall focus on in the following), as well as scattering or transport through potential barriers. The spectrum of scenarios becomes even richer when the concept of tunneling is generalized to any kind of classically forbidden transitions in phase space, that is, to transitions that are not necessarily inhibited by static potential barriers but by some other constraints of the underlying classical dynamics (such as integrals of motion). Such “dynamical tunneling” processes arise frequently in molecular systems [1] and were realized with cold atoms propagating in periodically modulated optical lattices [2-4]. Moreover, the electromagnetic analog of dynamical tunneling was also obtained with microwaves in billiards [5].
Quantum mechanics describes phenomena that are key to understanding processes that cannot be explained by classical physics. This paper analyzes the behavior of particles in the presence of a potential barrier through numerical solutions to both time-dependent and time-independent Schrödinger equations. These results enabled a detailed understanding of the energy structure and temporal dynamics of wave functions, including the phenomenon of quantum tunneling. The obtained data have a wide range of applications in technology: from semiconductor devices to quantum computing.
N 1923, during the infancy of the quantum theory, de Broglie [ 11 introducted a new fundamental hypothesis that matter may be endowed with a dualistic natureparticles may also have the characteristics of waves. This hypothesis, in the hands of Schrodinger [2] found expression in the definite form now known as the Schrodinger wave equation, whereby an electron or a particle is assumed to be represented by a solution to this equation. The continuous nonzero nature of such solutions, even in classically forbidden regions of negative kinetic energy, implies an ability to penetrate such forbidden regions and a probability of tunneling from one classically allowed region to another. The concept of tunneling, indeed, arises from this quantum-mechanical result. The subsequent experimental manifestations of this concept can be regarded as one of the early triumphs of the quantum theory. In 1928, theoretical physicists believed that tunneling could occur by the distortion, lowering or thinning, of a potential barrier under an externally applied high electric field. Oppenheimer [3] attributed the autoionization of excited states of atomic hydrogen to the tunnel effect: The coulombic potential well which binds an atomic electron could be distorted by a strong electric field so that the electron would see a finite potential barrier through which it could tunnel. Fowler and Nordheim [4] explained, on the basis of electron tunneling, the main features of the phenomenon of electron emission from cold metals by high external electric fields, which had been unexplained since its observation by Lilienfeld [SI in 1922. They proposed a one-dimensional model. Metal electrons are confined by a potential wall whose height is determined by the work function 9 plus the Fermi energy E/, and the wall thickness is substantially decreased with an externally applied high electric field, allowing electrons to tunnel through the potential wall, as shown in Fig. 1. They successfully derived the well-known Fowler-Nordheim formula for the current as a function of electric field F: J = AF* exp [-4(2nr)1'*t$a'*/3kF]. An application of these ideas which followed almost immediately came in the model for a decay as a tunneling process put forth by Gamow [6] and Gurney and Condon [7]. Subsequently, Rice [8] extended this theory to the description of molecular dissociation. The next important development was an attempt to invoke tunneling in order to understand transport properties of electrical contacts between two solid conductors. The problems of metal-to-metal and semiconductor-to-metal contacts are important technically, because they are directly related to electrical switches and rectifiers or detectors.
N 1923, during the infancy of the quantum theory, de Broglie [ 11 introducted a new fundamental hypothesis that matter may be endowed with a dualistic natureparticles may also have the characteristics of waves. This hypothesis, in the hands of Schrodinger [2] found expression in the definite form now known as the Schrodinger wave equation, whereby an electron or a particle is assumed to be represented by a solution to this equation. The continuous nonzero nature of such solutions, even in classically forbidden regions of negative kinetic energy, implies an ability to penetrate such forbidden regions and a probability of tunneling from one classically allowed region to another. The concept of tunneling, indeed, arises from this quantum-mechanical result. The subsequent experimental manifestations of this concept can be regarded as one of the early triumphs of the quantum theory. In 1928, theoretical physicists believed that tunneling could occur by the distortion, lowering or thinning, of a potential barrier under an externally applied high electric field. Oppenheimer [3] attributed the autoionization of excited states of atomic hydrogen to the tunnel effect: The coulombic potential well which binds an atomic electron could be distorted by a strong electric field so that the electron would see a finite potential barrier through which it could tunnel. Fowler and Nordheim [4] explained, on the basis of electron tunneling, the main features of the phenomenon of electron emission from cold metals by high external electric fields, which had been unexplained since its observation by Lilienfeld [SI in 1922. They proposed a one-dimensional model. Metal electrons are confined by a potential wall whose height is determined by the work function 9 plus the Fermi energy E/, and the wall thickness is substantially decreased with an externally applied high electric field, allowing electrons to tunnel through the potential wall, as shown in Fig. 1. They successfully derived the well-known Fowler-Nordheim formula for the current as a function of electric field F: J = AF* exp [-4(2nr)1'*t$a'*/3kF]. An application of these ideas which followed almost immediately came in the model for a decay as a tunneling process put forth by Gamow [6] and Gurney and Condon [7]. Subsequently, Rice [8] extended this theory to the description of molecular dissociation. The next important development was an attempt to invoke tunneling in order to understand transport properties of electrical contacts between two solid conductors. The problems of metal-to-metal and semiconductor-to-metal contacts are important technically, because they are directly related to electrical switches and rectifiers or detectors.